| S.No. |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ANDHRA SUGARS LTD.,THE
|
|
DID NOT APPOINT DIRECTORS WITHIN STIPULATED PERIOD
|
IMPOSED PENALTY Rs.4,88,520
23-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 19/10/2022 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDERS DATED 29/03/2022 AND 20/08/2021. ANY AMOUNT DEPOSITED BY APPELLANT PURSUANT TO IMPUGNED ORDERS TO BE REFUNDED BY RESPONDENT FORTHWITH
|
| 2 |
|
|
DEEPAK FERTILISERS & PETROCHEMICALS CORP.LTD.
|
|
DID NOT SUBMIT AUDIT FINANCIAL RESULT
|
IMPOSED PENALTY FROM 06-JUN-2017 Rs.10,37,049
28-SEP-2021
|
SAT: SAT VIDE ITS ORDER DATED 28/09/2021 CONDONED THE DELAY OF 818 DAYS IN FILING OF APPEAL. SAT ASIDE ORDER DATED 01/08/2018 AND DIRECTED SEBI TO PASS A FRESH ORDER IN ACCORDANCE WITH LAW.NO COSTS
|
| 3 |
|
|
GANGOTRI TEXTILES LTD.
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT PAY FINE TO STOCK EXCHANGE
|
SUSPENDED FROM TRADING FROM 27-JUL-2017 Rs.41,41,146
05-JUL-2017
IMPOSED PENALTY FROM 27-JUL-2017
|
SAT: SAT VIDE ITS ORDER DATED 25/03/2019 CONDONED THE DELAY OF 436 AND 174 DAYS IN FILING OF APPEAL SUBJECT PAYMENT OF COST OF RS.50,000.00 WITHIN FOUR WEEKS
SAT: SAT VIDE ITS ORDER DATED 29/08/2019 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.41.41 LACS FROM RS.61.01 LACS AND DIRECTED TO PAY WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 4 |
|
|
GM BREWERIES LTD.
|
|
DID NOT APPOINT INDEPENDENT WOMEN DIRECTOR
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS
|
IMPOSED PENALTY Rs.23,10,000
14-OCT-2021
|
SAT: SAT VIDE ITS ORDER DATED 14/10/2022 GRANTED PARTIAL WAIVER FOR NON-COMPLIANCE OF REGULATION 17(1) OF (LODR) REGULATIONS, 2015 FOR QUARTER ENDED SEP 2020 IMPOSED BY NSE. FURTHER, SET ASIDE ORDER OF NSE FOR NON-COMPLIANCE OF REGULATION 23(9) OF (LODR) REGULATIONS, 2015. DISMISSED REST OF THE PRAYERS. NO COSTS
|
| 5 |
|
|
GRD SECURITIES LTD.
|
|
FALSE REPORTING OF MARGIN FROM CLIENTS
|
IMPOSED PENALTY Rs.50,00,000
10-JUN-2019
|
SAT: SAT VIDE ITS ORDER DATED 10/06/2019 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS 50.00 LACS AND ONE DAY SUSPENSION FROM CD SEGMENT. FURTHER DIRECTED APPELLANT TO PAY PENALTY WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND DIRECTED NSE TO IMPLEMENT ONE DAY SUSPENSION AFTER GIVING FIFTEEN DAYS NOTICE TO APPELLANT. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/07/2019 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.50 LACS FROM RS.2.05 CRORES AND GRANTED FOUR WEEKS FURTHER TIME TO PAY
|
| 6 |
|
|
JULLUNDUR MOTOR AGENCY DELHI LTD.
|
|
DID NOT ADHERE TO SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY
18-OCT-2021
|
SAT: SAT VIDE ITS ORDER DATED 18/10/2021 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 22/07/2021 AND REMITTED MATTER TO NSE TO RE-DECIDE WITHIN EIGHT WEEKS FROM DATE OF THIS ORDER
|
| 7 |
|
|
MADHAV MARBLES & GRANITES LTD.
|
|
DID NOT ADHERE TO SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY FROM 17-MAY-2021
11-OCT-2023
|
NSE VIDE ITS ORDER DATED 18/05/2023 REJECTED THE REVIEW APPEAL
SAT: SAT VIDE ITS ORDER DATED 11/10/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 17/05/2021
|
| 8 |
|
|
PVP VENTURES LTD.
|
|
DID NOT ADHERE TO REGULATION 17 OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO REGULATION 19 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY FROM 09-APR-2019 Rs.12,00,000
17-MAR-2021
SUSPENDED FROM TRADING FROM 09-APR-2019
|
SAT: SAT VIDE ITS ORDER DATED 17/03/2021 DISMISSED THE APPEAL
|
| 9 |
|
|
RAPID CAPITAL SERVICES
|
|
NOT AVAILABLE
|
IMPOSED PENALTY Rs.24,20,900
30-SEP-2022
PROHIBITED FROM ACCEPTING FRESH/NEW CLIENTS
|
SAT: SAT VIDE ITS ORDER DATED 30/09/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 07/12/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
