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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

COMPANIES: EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AMRAPALI AADYA TRADING & INVESTMENT PVT.LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 11-OCT-2017

11-OCT-2017

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 11-OCT-2017 		SAT: SAT VIDE ITS ORDER DATED 23/08/2023 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER WITH DIRECTION TO COMMITTEE TO PROCESS CLAIM OF APPELLANT AND PASS APPROPRIATE ORDER FOR DISBURSEMENT WITHIN SIX WEEKS  
2
History of entity/person CPR CAPITAL SERVICES LTD.  
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-MAR-2018

05-MAR-2018 		SAT: SAT VIDE ITS ORDER DATED 09/05/2019 QUASHED REVIEW ORDER DATED 01/03/2018 AND REMIT THE MATTER AGAIN TO DAC TO DECIDE REVIEW APPLICATION AFRESH AFTER GIVING OPPORTUNITY OF HEARING WITHIN TWO MONTHS FROM DATE OF THIS ORDER. NO COSTS  
3
History of entity/person D.GUNASEKAR  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE

VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-OCT-2021

14-OCT-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-OCT-2021 		 
4
History of entity/person ENRICH FIN & SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-JAN-2018

12-JAN-2018 		 
5
History of entity/person FICUS SECURITIES PVT.LTD.  
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-MAR-2018

05-MAR-2018 		 
6
History of entity/person FIRST FUTURES & STOCKS PVT.LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE

VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-OCT-2021

14-OCT-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-OCT-2021 		 
7
History of entity/person G.S.V.SECURITIES PVT.LTD.  
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-MAR-2023

14-MAR-2023

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-MAR-2023 		 
8
History of entity/person G.SHRI SHIVAM  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE

VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-OCT-2021

14-OCT-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-OCT-2021 		 
9
History of entity/person KASSA FINVEST PVT.LTD.  
EXPELLED BY STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-APR-2015

24-APR-2015 		 
10
History of entity/person PARSOLI CORP.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

25-SEP-2013 		 
11
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 07-MAR-2014

12-MAR-2014 		 
12
History of entity/person UNICON SECURITIES PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-SEP-2014

10-SEP-2014 		 
13
History of entity/person WEALTH MANTRA LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 13-APR-2018

13-APR-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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