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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

STOCK BROKERS: NOT AVAILABLE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person A-ONE STOCK BROKERS  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
2
History of entity/person ACUMEN SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JUL-2003

25-FEB-2004 		 
3
History of entity/person ADI K.MOTAFRAM,M/S  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-APR-2005

23-APR-2010 		 
4
History of entity/person ADI K.MOTAFRAM,M/S  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		 
5
History of entity/person AJIT S.SIAL  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
6
History of entity/person AKI FINANCE & SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
7
History of entity/person AKP SECURITIES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-OCT-2001

25-FEB-2004 		 
8
History of entity/person AL-FALAH INVESTMENTS LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 25-SEP-2002

25-FEB-2004 		DIRECTED NSE TO CONSIDER RESTORATION OF MEMBERSHIP  
9
History of entity/person ALANKIT ASSIGNMENTS LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,000

10-NOV-2009 		 
10
History of entity/person ALBA CAPITAL MARKETS PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-DEC-2004

23-APR-2010 		 
11
History of entity/person ALBA CAPITAL MARKETS PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
12
History of entity/person ALEMBIC SECURITIES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-JUN-1999

23-APR-2010 		 
13
History of entity/person ALMEIDA & CO.STOCK BROKERS LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-SEP-2000

25-FEB-2004 		 
14
History of entity/person AMI SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000

25-FEB-2004 		 
15
History of entity/person AMIT FINANCIAL SERVICES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-DEC-1996

23-APR-2010 		 
16
History of entity/person ANALYSIS SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
17
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.16,000

22-JUN-2009 		 
18
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

06-OCT-2009 		 
19
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.13,000

11-MAY-2009 		 
20
History of entity/person ANAND STOCKS PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-JAN-1997

23-APR-2010 		 
21
History of entity/person ANGEL CAPITAL & DEBT MARKET LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,50,000

11-MAY-2009 		 
22
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.11,500

10-DEC-2012 		 
23
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.14,00,000

01-JUN-2009 		 
24
History of entity/person ARIHANT EQUITY FUND LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000

25-FEB-2004 		 
25
History of entity/person ASHOK GUPTA,M/S  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-NOV-1999

23-APR-2010 		 
26
History of entity/person ASIAN SECURITIES & STOCKS LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998

23-APR-2010 		 
27
History of entity/person ATLANTIS STOCKS LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JAN-2004

25-FEB-2004 		 
28
History of entity/person AVONSKI SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-SEP-2000

25-FEB-2004 		 
29
History of entity/person BALSHIA SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-DEC-1996

23-APR-2010 		 
30
History of entity/person BANHEM SECURITIES PVT.LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		REVOKED THE SUSPENSION WITH EFFECT FROM JANUARY 30,2009  
31
History of entity/person BANSAL SHAREVEST SERVICES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
32
History of entity/person BHAVANA INVESTOR SERVICES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
33
History of entity/person BHAVESH DHIRAJLAL STOCK BROKING CO.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-AUG-2001

25-FEB-2004 		 
34
History of entity/person BIYANI SECURITIES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 11-APR-2001

25-FEB-2004 		 
35
History of entity/person BLUE BLENDS STOCKS & SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-NOV-2003

25-FEB-2004 		 
36
History of entity/person BPS SECURITIES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 10-APR-2001

25-FEB-2004 		 
37
History of entity/person BROAD LINE CAPFIN SERVICES PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-JUL-1999

23-APR-2010 		 
38
History of entity/person C.MACKERTICH LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
39
History of entity/person CANARA SECURITIES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
40
History of entity/person CENTURY CONSULTANTS LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-AUG-2001

25-FEB-2004 		 
41
History of entity/person CHINTAMANI SHARES & BROKING LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		REVOKED EXPULSION OF STOCK BROKER  
42
History of entity/person CLASSIC SHARE & STOCK BROKING SERVICES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004

23-APR-2010 		 
43
History of entity/person CMS SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997

23-APR-2010 		 
44
History of entity/person CONSORTIUM SECURITIES PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,000

20-FEB-2008 		 
45
History of entity/person CRB DAEWOO SECURITIES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
46
History of entity/person CREDIT SUISSE FIRST BOSTON (INDIA) SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
47
History of entity/person DALEEP KHOSLA,M/S  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999

23-APR-2010 		 
48
History of entity/person DEEPEN ARUN PAREKH  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
49
History of entity/person DHAN HOLDING PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
50
History of entity/person DIAMOND SECURITIES PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000

25-FEB-2004 		 
51
History of entity/person DIGITAL LEASING & FINANCE LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000

25-FEB-2004 		 
52
History of entity/person DIL VIKAS FINANCE LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
53
History of entity/person DISHA CAPITAL SERVICES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-APR-2002

25-FEB-2004 		 
54
History of entity/person E'L DORADO GUARANTEE LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-AUG-2001

25-FEB-2004 		 
55
History of entity/person EDELWEISS BROKING LTD.  
NOT AVAILABLE  CLAIM SETTLED UNDER CONSENT
AWARD AMOUNT: RS.10,000

14-AUG-2019 		 
56
History of entity/person EDELWEISS BROKING LTD.  
NOT AVAILABLE  CLAIM SETTLED UNDER CONSENT
AWARD AMOUNT: RS.45,000

14-AUG-2019 		 
57
History of entity/person EDELWEISS BROKING LTD.  
NOT AVAILABLE  CLAIM SETTLED UNDER CONSENT
AWARD AMOUNT: RS.45,000

14-AUG-2019 		 
58
History of entity/person EDEN FINANCIAL SERVICES  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998

23-APR-2010 		 
59
History of entity/person EMERGING SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
60
History of entity/person ESQUIRE MONEY GUARANTEES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-SEP-2000

25-FEB-2004 		 
61
History of entity/person ESSKYENNR SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JUL-2003

25-FEB-2004 		 
62
History of entity/person FIRST CUSTODIAN FUND (INDIA) LTD.,THE  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
63
History of entity/person FIRST GLOBAL STOCKBROKING PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
64
History of entity/person FIRST NATIONAL SECURITIES (INDIA) LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-JAN-2002

25-FEB-2004 		 
65
History of entity/person FISCAL LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998

23-APR-2010 		 
66
History of entity/person GANGA YAMUNA FINVEST PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 27-JUL-2009

27-JUL-2009 		 
67
History of entity/person GAZI SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997

23-APR-2010 		 
68
History of entity/person GEMS EQUITIES & SECURITIES PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 25-SEP-2009

25-SEP-2009 		 
69
History of entity/person GFC SECURITIES & FINANCE LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
70
History of entity/person GFC SECURITIES & FINANCE LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004

23-APR-2010 		 
71
History of entity/person GILTEDGE CREDIT CAPITAL LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
72
History of entity/person GLOBAL VISION SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		TRADING FACILITY RESTORED AS PER CERTIFICATE GIVEN BY NSE  
73
History of entity/person GURU HOLDINGS PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-NOV-2002

25-FEB-2004 		 
74
History of entity/person H K FINANCE & CAPITALS LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
75
History of entity/person H.M.DESAI SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-SEP-1999

23-APR-2010 		 
76
History of entity/person HARITA FINANCIAL SERVICES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
77
History of entity/person HIMGIRI FINCAP LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
78
History of entity/person HIRALAL THAKORDAS NANAVATI  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
79
History of entity/person HOME TRADE LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-OCT-2002

25-FEB-2004 		 
80
History of entity/person INDER MANOHAR FINANCIERS LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999

23-APR-2010 		 
81
History of entity/person INDIA INFOLINE LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.50,000

12-MAY-2017 		 
82
History of entity/person INDIA INFOLINE LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.45,000

03-MAY-2008 		 
83
History of entity/person INDIAN FINANCE GUARANTY LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
84
History of entity/person INDRAPRASTHA HOLDINGS LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-NOV-2001

25-FEB-2004 		 
85
History of entity/person ING BARINGS SECURITIES (INDIA) PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
86
History of entity/person INVENTURE GROWTH & SECURITIES LTD.  
NOT AVAILABLE  TRADING RIGHTS WITHDRAWN FROM 01-JUL-2020

05-JUL-2020 		SAT: SAT VIDE ITS ORDER DATED 03/07/2020 DIRECTED SEBI TO RESTRAINED APPELLANT FROM ACCESSING SECURITIES MARKET FOR TWO YEARS ONLY FOR PROPRIETARY TRADING ACCOUNT

NSE VIDE ITS CIRCULAR DATED 05/07/2020 RESTORED TRADING RIGHTS W.E.F.06/07/2020 IN ALL SEGMENTS OF THE EXCHANGE  
87
History of entity/person INVESTMENT POINT INDIA LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000

25-FEB-2004 		 
88
History of entity/person INVESTNET SECURITIES INDIA LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-NOV-2002

25-FEB-2004 		 
89
History of entity/person JAGRUTI SECURITIES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
90
History of entity/person JALPRADEEP SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-JUL-2001

25-FEB-2004 		 
91
History of entity/person K & A SECURITIES PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.18,000

27-APR-2010 		 
92
History of entity/person KAMAL SECURITIES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 20-APR-2001

25-FEB-2004 		 
93
History of entity/person KEN FINANCIAL SERVICES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004

23-APR-2010 		 
94
History of entity/person KEN FINANCIAL SERVICES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
95
History of entity/person KIRTIKUMAR CHIMANLAL SHAH  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
96
History of entity/person KMF SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999

23-APR-2010 		 
97
History of entity/person KORP SECURITIES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
98
History of entity/person KRISHA INCAP SERVICES PVT.LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		 
99
History of entity/person LEAPROFIN SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-MAR-2000

25-FEB-2004 		 
100
History of entity/person LFS BROKING PVT.LTD.  
NOT AVAILABLE  CLAIM SETTLED UNDER CONSENT
AWARD AMOUNT: RS.25,000

27-DEC-2019 		 
101
History of entity/person LIBRA MANAGEMENT SERVICES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-JAN-1997

23-APR-2010 		 
102
History of entity/person LIONNAIRE HOLDINGS & INVESTMENTS PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JAN-2001

25-FEB-2004 		 
103
History of entity/person LTC FINANCES & SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-AUG-2001

25-FEB-2004 		 
104
History of entity/person LUNAR HOLDINGS LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999

23-APR-2010 		 
105
History of entity/person M.ASHOK MOOTHA,M/S  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		REVOKED THE SUSPENSION OF TRADING MEMBER WITH EFFECT OF MARCH 12,2007  
106
History of entity/person MADAN & CO.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 04-JUL-2007

23-APR-2010 		 
107
History of entity/person MAHADEV STOCK BROKING CO.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-JAN-2001

25-FEB-2004 		 
108
History of entity/person MAHESH INVESTMENTS  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN FROM 31-OCT-2004

23-NOV-2004 		NSE VIDE ITS CIRCULAR DATED 23/07/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
109
History of entity/person MARGADARSI INVESTMENT SERVICES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
110
History of entity/person MASCOT SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999

23-APR-2010 		 
111
History of entity/person MAXWELL SECURITIES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997

23-APR-2010 		 
112
History of entity/person MCCLIFF SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-AUG-2002

25-FEB-2004 		 
113
History of entity/person MERFIN (INDIA) LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 25-SEP-2009

25-SEP-2009 		 
114
History of entity/person MFL STOCK BROKING LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997

23-APR-2010 		 
115
History of entity/person MILAN MAHENDRA SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
116
History of entity/person MMJ CLASSIQ SECURITIES  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
117
History of entity/person MODERN HOLDINGS PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
118
History of entity/person MONEY MINT  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 11-JAN-2001

25-FEB-2004 		 
119
History of entity/person MONTAGE SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997

23-APR-2010 		 
120
History of entity/person MUKESH BABU SECURITIES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
121
History of entity/person NAGARJUNA SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004

23-APR-2010 		 
122
History of entity/person NATIONAL CAPITAL MARKET SERVICES  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
123
History of entity/person NATSONS SECURITIES  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
124
History of entity/person NCM NEHA SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-NOV-1999

23-APR-2010 		 
125
History of entity/person NECC FINANCIAL SERVICES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
126
History of entity/person NEERAJ KUMAR SINGHAL,M/S  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-NOV-1998

23-APR-2010 		 
127
History of entity/person NEGO HOLDINGS LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-DEC-1996

23-APR-2010 		 
128
History of entity/person NEMANI STOCK BROKING PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAR-2001

25-FEB-2004 		 
129
History of entity/person NH SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004

23-APR-2010 		 
130
History of entity/person NIKKO CAPITAL MARKET PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
131
History of entity/person NNM SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING RIGHTS WITHDRAWN

30-MAY-2024 		NSE VIDE ITS CIRCULAR DATED 31/05/2024 RESTORED TRADING RIGHTS IN ALL SEGMENTS OF THE EXCHANGE WITH EFFECT FROM 31/05/2024  
132
History of entity/person NOUVEAU SHARES & SECURITIES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
133
History of entity/person NRI FINANCIAL SERVICES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-MAR-1999

23-APR-2010 		 
134
History of entity/person OMPRAKASH CHATURVEDI  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
135
History of entity/person OPART SECURITIES PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-MAY-1999

23-APR-2010 		 
136
History of entity/person OPTION PRATIBHUTI & VINIMAY CO.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-FEB-2000

25-FEB-2004 		 
137
History of entity/person PADMINI FINANCIAL SERVICES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JUN-1999

23-APR-2010 		 
138
History of entity/person PARIKH & SHAH FINVEST PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-AUG-2005

23-APR-2010 		 
139
History of entity/person PARIKH & SHAH FINVEST PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
140
History of entity/person PARNI SECURITIES LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		 
141
History of entity/person PARWATI COMMODITY MARKET PVT.LTD.  
NOT AVAILABLE  CANCELLED REGISTRATION AS STOCK BROKER FROM 25-MAR-2023

25-MAR-2023 		 
142
History of entity/person PITTIE SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997

23-APR-2010 		 
143
History of entity/person PLATINUM STOCK BROKING SERVICES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 22-MAR-2002

25-FEB-2004 		 
144
History of entity/person POISE SECURITIES & EXCHANGE LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-SEP-2000

25-FEB-2004 		 
145
History of entity/person POL SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAR-2001

25-FEB-2004 		 
146
History of entity/person POPULAR STOCK & SHARE SERVICES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JAN-2002

25-FEB-2004 		 
147
History of entity/person PRAMAN CAPITAL MARKET SERVICES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-DEC-2001

25-FEB-2004 		 
148
History of entity/person PRASAD & CO.PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004

23-APR-2010 		 
149
History of entity/person PRATIK STOCK VISION PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
150
History of entity/person PREMIER SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAR-2001

25-FEB-2004 		 
151
History of entity/person PRIDE SHARES & CAPITALS PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004

23-APR-2010 		 
152
History of entity/person PRIDE SHARES & CAPITALS PVT.LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		 
153
History of entity/person PURVAG COMMODITIES & DERIVATIVES PVT.LTD.  
NOT AVAILABLE  CANCELLED REGISTRATION AS STOCK BROKER

31-MAR-2023 		 
154
History of entity/person R.C.GARG & SONS CAPITAL SERVICES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997

23-APR-2010 		 
155
History of entity/person R.KESAVAN,M/S  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000

25-FEB-2004 		 
156
History of entity/person R.S.INVESTMENT & FINANCIAL SERVICES  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-JUN-2001

25-FEB-2004 		 
157
History of entity/person RAHIL INVESTMENTS & FINANCE LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997

23-APR-2010 		 
158
History of entity/person RAJKUMAR CHAINRAI BASANTANI,M/S  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
159
History of entity/person RAMAKRISHNA EQUITY FUND LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-APR-1999

23-APR-2010 		 
160
History of entity/person RAMAWATAR PODDAR,M/S  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-JUL-1999

23-APR-2010 		 
161
History of entity/person RELIGARE SECURITIES LTD.  
NOT AVAILABLE  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

10-OCT-2008 		 
162
History of entity/person RITWIK INTERNATIONAL LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
163
History of entity/person RUSODAY SECURITIES LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
164
History of entity/person RUSODAY SECURITIES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-JAN-2006

23-APR-2010 		SAT: SAT VIDE ITS ORDER DATED 09/09/2014 ACCEPTED THE STATEMENT GIVEN BY THE RESPONDENT. NO COSTS  
165
History of entity/person SANGHAVI SAVLA STOCK BROKERS LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER FROM 27-JUL-2020 Rs.2,04,00,000

24-SEP-2020

IMPOSED PENALTY FROM 27-JUL-2020 		SAT: SAT VIDE ITS ORDER DATED 24/09/2020 DIRECTED TO DEPOSIT RS.75 LACS WITHIN TWO WEEKS FROM DATE OF THIS ORDER

SAT: SAT VIDE ITS ORDER DATED 01/07/2021 SET ASIDE IMPUGNED ORDER DATED 27/07/2020. MATTER REMITTED TO COMMITTEE TO DECIDE THE MATTER AFRESH  
166
History of entity/person SANMAC FINANCIAL SERVICES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-NOV-2001

25-FEB-2004 		 
167
History of entity/person SAVASTHI INVESTMENTS LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 29-MAR-2000

25-FEB-2004 		 
168
History of entity/person SEETA PORTFOLIO MANAGEMENT LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,000

18-NOV-2013 		 
169
History of entity/person SEVENHILL SECURITIES LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		 
170
History of entity/person SHALIBHADRA SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 20-APR-2001

25-FEB-2004 		 
171
History of entity/person SHETH SECURITIES PVT.LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-JUN-2001

25-FEB-2004 		 
172
History of entity/person SHILPA SHARES & SECURITIES LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		REVOKED THE SUSPENSION WITH EFFECT FROM FEBRUARY 05,2007  
173
History of entity/person SHREE KRISHNA & CO.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-APR-2003

25-FEB-2004 		 
174
History of entity/person SHREEJI FINVEST LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2003

25-FEB-2004 		 
175
History of entity/person SHRENIK J.SHAH,M/S  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 07-SEP-1998

23-APR-2010 		 
176
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,400

07-DEC-2009 		 
177
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.15,000

29-JUL-2009 		 
178
History of entity/person SINGHMAN FINANCIAL SERVICES LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004

23-APR-2010 		 
179
History of entity/person SINGHMAN FINANCIAL SERVICES LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		 
180
History of entity/person SMART INVESTMENT CONSULTANTS  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2003

25-FEB-2004 		 
181
History of entity/person STENLY CREDIT CAPITAL LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998

23-APR-2010 		 
182
History of entity/person SURUPAM INFIN SERVICES PVT.LTD.  
NOT AVAILABLE  TRADING FACILITY WITHDRAWN AS ON 31-OCT-2004

23-NOV-2004 		 
183
History of entity/person SUSHANT CAPITALS LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000

25-FEB-2004 		 
184
History of entity/person SWARAJ FINANCIAL & INVESTMENT PVT.LTD.  
NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999

23-APR-2010 		 
185
History of entity/person TOPAZ SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999

23-APR-2010 		 
186
History of entity/person TRIUMPH INTERNATIONAL FINANCE INDIA LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 03-MAY-2002

25-FEB-2004 		 
187
History of entity/person UNICON SECURITIES PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.64

27-NOV-2008 		 
188
History of entity/person UNICON SECURITIES PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.77,000

11-JUL-2008 		 
189
History of entity/person UNICON SECURITIES PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,00,000

29-JUN-2009 		 
190
History of entity/person UNICON SECURITIES PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,90,000

28-JUL-2009 		 
191
History of entity/person UNITY FIN-CAP PVT.LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.13,50,000

01-JUN-2009 		 
192
History of entity/person VALAMPURI & CO.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-MAY-2000

25-FEB-2004 		 
193
History of entity/person VINITHA ASSOCIATES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999

23-APR-2010 		 
194
History of entity/person VIPUL SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997

23-APR-2010 		 
195
History of entity/person WESTFIN SECURITIES LTD.  
NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997

23-APR-2010 		 
196
History of entity/person YELKAYES FINANCIAL CONSULTANTS & INVESTMENTS LTD.  
NOT AVAILABLE  SUSPENDED REGISTRATION AS STOCK BROKER AS ON 31-OCT-2004

23-NOV-2004 		 
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