If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

STOCK BROKERS: DEFAULT IN DELIVERY OF SHARES

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ABHIPRA CAPITAL LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.15,60,384

20-OCT-2012 		Bombay High Court set aside for fresh adjudication by arbitrator  
2
History of entity/person ADROIT FINANCIAL SERVICES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.4,38,235

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

19-MAY-2009 		 
3
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.57,154

20-SEP-2013 		 
4
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,87,265

20-SEP-2013 		 
5
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.76,475

20-SEP-2013 		 
6
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.82,475

20-SEP-2013 		 
7
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.13,000

20-SEP-2013 		 
8
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.8,11,300

13-MAR-2014 		 
9
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,40,000

11-DEC-2013 		 
10
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

24-JAN-2011 		 
11
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.24,039

20-APR-2015 		 
12
History of entity/person ALKA SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.3,127

20-APR-2015 		 
13
History of entity/person ALKA SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.8,83,982

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

09-DEC-2013 		APPEAL DISMISSED  
14
History of entity/person ANAGRAM SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.67,578

10-MAY-2009 		 
15
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.112

29-MAR-2015 		 
16
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

26-AUG-2009 		 
17
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.26,950

09-JAN-2020 		 
18
History of entity/person ANGEL BROKING PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,51,238

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

11-MAR-2021 		 
19
History of entity/person BAKLIWAL FINANCIAL SERVICES (INDIA) PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.20,81,224

13-DEC-2013 		 
20
History of entity/person BAKLIWAL FINANCIAL SERVICES (INDIA) PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.8,72,975

07-FEB-2014 		 
21
History of entity/person BMA WEALTH CREATORS LTD.  
DID NOT REFUND DEPOSIT AND/OR SECURITY DEPOSIT AMOUNT

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.65,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

16-SEP-2010 		 
22
History of entity/person BMA WEALTH CREATORS LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,49,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

24-FEB-2016 		 
23
History of entity/person BMA WEALTH CREATORS LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.25,390

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

02-SEP-2010 		 
24
History of entity/person BMA WEALTH CREATORS LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.51,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

08-JUL-2014 		 
25
History of entity/person BONANZA PORTFOLIO LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.20,000

19-MAR-2014 		 
26
History of entity/person CANNY SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,62,263

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

19-MAY-2008 		 
27
History of entity/person CENTRUM BROKING LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.54,94,263

14-OCT-2011 		BSE ARBITRATION AWARD DATED 14/10/2011 CLAIM OF APPELLANT ALLOWED AND RESPONDENT TO PAY A SUM OF RS.54,94,263.20 WITH INTEREST @12% P.A. FROM THE DATE OF AWARD TILL PAYMENT. IN ALTERNATIVE RESPONDENT DIRECTED TO RETURN THE SHARES TO APPELLANT IN CLAIM APPLICATION. NO COSTS  
28
History of entity/person CLICK2TRADE CAPITAL LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

26-APR-2014 		 
29
History of entity/person CLICK2TRADE CAPITAL LTD.  
DID NOT PAY SALE PROCEEDS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.60,299

16-MAY-2014 		 
30
History of entity/person CLICK2TRADE CAPITAL LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

16-MAY-2014 		 
31
History of entity/person CLICK2TRADE CAPITAL LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

15-JUL-2014 		 
32
History of entity/person CLICK2TRADE CAPITAL LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.2,30,000

14-FEB-2014 		 
33
History of entity/person CLICK2TRADE CAPITAL LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

11-AUG-2014 		 
34
History of entity/person COIMBATORE CAPITAL LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

25-JAN-2010 		 
35
History of entity/person COIMBATORE CAPITAL LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

10-FEB-2010 		 
36
History of entity/person COMFORT SECURITIES LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.30,655

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

21-NOV-2016 		 
37
History of entity/person DESTINY SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.40,30,053

14-DEC-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 06/05/2019 DISMISSED THE APPEAL AND DIRECTED RESPONDENT TO PAY RS.40,30,053.00 INSTEAD OF RS.77,18,087.00. NO COSTS  
38
History of entity/person ENRICH FIN & SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.14,71,600

12-MAR-2015 		 
39
History of entity/person FAIR INTERMEDIATE INVESTMENT PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,72,300

28-FEB-2008 		 
40
History of entity/person FIRST GLOBAL STOCKBROKING PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.4,13,737

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

30-AUG-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 13/02/2019 UPHELD AND CONFIRMED IMPUGNED AWARD DATED 30/08/2018  
41
History of entity/person FIRST GLOBAL STOCKBROKING PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,43,163

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

30-AUG-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 13/02/2019 UPHELD AND CONFIRMED IMPUGNED AWARD DATED 30/08/2018  
42
History of entity/person FIRST GLOBAL STOCKBROKING PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.17,90,347

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

30-AUG-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 13/02/2019 UPHELD AND CONFIRMED IMPUGNED AWARD DATED 30/08/2018  
43
History of entity/person FIRST GLOBAL STOCKBROKING PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,01,383

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

30-AUG-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 13/02/2019 UPHELD AND CONFIRMED IMPUGNED AWARD DATED 30/08/2018  
44
History of entity/person FIRST GLOBAL STOCKBROKING PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,61,789

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

30-AUG-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 13/02/2019 UPHELD AND CONFIRMED IMPUGNED AWARD DATED 30/08/2018  
45
History of entity/person FUTURE CAPITAL SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,30,810

04-JUL-2014 		 
46
History of entity/person GEMS EQUITIES & SECURITIES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.4,19,442

04-JAN-2010 		 
47
History of entity/person GEMS EQUITIES & SECURITIES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.43,74,665

30-JUN-2010 		 
48
History of entity/person GOLDSTREET SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.22,71,769

08-JUL-2016 		 
49
History of entity/person GUINESS SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.90,000

16-MAR-2015 		APPEAL DISMISSED. NO COSTS  
50
History of entity/person GUINESS SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.80,700

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

01-JAN-2020 		 
51
History of entity/person INDIA INFOLINE LTD.  
DID NOT PAY SALE PROCEEDS

DID NOT DELIVER SHARES

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,35,542

14-AUG-2008 		 
52
History of entity/person INDIA INFOLINE LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES

DELAY IN MAKING PAYMENT  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,35,421

20-MAR-2009 		 
53
History of entity/person INDIA INFOLINE LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.10,000

16-MAR-2013 		NSE VIDE ITS ARBITRATION AWARD DATED 16/03/2013 DISMISSED THE APPEAL. DIRECTED APPELLANT TO PAY TO RESPONDENT NO.1 THE VALUE OF THE 2500 SHARES OF PENTASOFT TECHNOLOGY AND ALSO PAY COSTS OF RS.10,000  
54
History of entity/person INDIA INFOLINE LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

15-FEB-2010 		 
55
History of entity/person INDIA INFOLINE LTD.  
DID NOT PAY LEDGER BALANCE

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,97,800

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

11-AUG-2008 		 
56
History of entity/person INDIA INFOLINE LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

23-DEC-2010 		 
57
History of entity/person INTERFACE BROKERAGE & RESEARCH LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.6,00,000

30-SEP-2009 		 
58
History of entity/person INTERFACE BROKERAGE & RESEARCH LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.67,850

22-JUL-2010 		 
59
History of entity/person INTERFACE BROKERAGE & RESEARCH LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,72,185

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

12-AUG-2010 		 
60
History of entity/person INTERFACE BROKERAGE & RESEARCH LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.67,850

13-AUG-2010 		 
61
History of entity/person INTERFACE BROKERAGE & RESEARCH LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.67,850

22-JUL-2010 		 
62
History of entity/person INTERFACE BROKERAGE & RESEARCH LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

27-JUL-2010 		 
63
History of entity/person INTERFACE BROKERAGE & RESEARCH LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

08-JUL-2010 		 
64
History of entity/person JAS ONE SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

16-AUG-2023

DIRECTED TO PAY DIVIDEND 		 
65
History of entity/person JAS-ONE SECURITIES PVT.LTD.  
DID NOT PAY DIVIDEND

DID NOT DELIVER SHARES  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.1,77,665

DIRECTED TO PAY DIVIDEND

07-JUL-2022 		nse vide its arbitration award dated 15/06/2023 dismissed the cross appeal of trading member  
66
History of entity/person JAS-ONE SECURITIES PVT.LTD.  
DID NOT PAY DIVIDEND

DID NOT DELIVER SHARES  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.1,33,604

DIRECTED TO PAY DIVIDEND

07-JUL-2022 		nse vide its arbitration award dated 07/06/2023 rejected the appeal filed by mr.rajesh chamanlal shah (HUF). no cost

nse vide its arbitration award dated 07/06/2023 partly allowed the appeal by directing trading member to deliver shares as per details in annexure i and pay dividend in annexure ii excluding dividend on securities under contract notes prior to 16/03/2017.no costs  
67
History of entity/person JAS-ONE SECURITIES PVT.LTD.  
DID NOT PAY DIVIDEND

DID NOT DELIVER SHARES  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.46,680

DIRECTED TO PAY DIVIDEND

07-JUL-2022 		 
68
History of entity/person K & A SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

19-JUL-2007 		 
69
History of entity/person KARVY STOCK BROKING LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.51,953

20-AUG-2018 		 
70
History of entity/person KARVY STOCK BROKING LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

24-FEB-2014 		APPEAL DISMISSED  
71
History of entity/person KARVY STOCK BROKING LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.5,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

27-APR-2017 		 
72
History of entity/person KARVY STOCK BROKING LTD.  
DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,57,302

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

20-DEC-2007 		 
73
History of entity/person KASS SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

07-FEB-2008 		 
74
History of entity/person KASS SECURITIES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.44,79,965

06-MAR-2008 		 
75
History of entity/person KASS SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

07-FEB-2008 		 
76
History of entity/person KASS SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.16,088

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

09-MAY-2008 		 
77
History of entity/person KASS SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.20,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

17-MAR-2008 		 
78
History of entity/person KASSA FINVEST PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND & BONUS  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

09-APR-2015 		 
79
History of entity/person KOTAK SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.5,000

12-OCT-2009 		 
80
History of entity/person KSBL SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.30,93,806

DIRECTED TO PAY DIVIDEND

12-FEB-2020 		 
81
History of entity/person KSBL SECURITIES LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

09-DEC-2019 		 
82
History of entity/person KSBL SECURITIES LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.25,000

09-DEC-2019 		 
83
History of entity/person LABDHI STOCK & DERIVATIVES SERVICES PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.57,21,000

13-SEP-2013 		 
84
History of entity/person LABDHI STOCK & DERIVATIVES SERVICES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,25,350

25-MAR-2014 		 
85
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,06,157

01-MAY-2007 		 
86
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.8,69,400

19-JUL-2007 		 
87
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,98,787

14-JUL-2007 		 
88
History of entity/person MADAN & CO.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.9,68,835

19-JUL-2007 		 
89
History of entity/person MADAN & CO.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.8,91,426

19-JUL-2007 		 
90
History of entity/person MADAN & CO.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.7,22,820

19-JUL-2007 		 
91
History of entity/person MADAN & CO.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.72,91,353

18-JUL-2007 		 
92
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,33,526

16-MAY-2007 		 
93
History of entity/person MADAN & CO.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,56,038

02-MAY-2007 		 
94
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.13,890

02-MAY-2007 		 
95
History of entity/person MADAN & CO.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,61,572

01-MAY-2007 		 
96
History of entity/person MADAN & CO.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.45,13,670

18-JUL-2007 		 
97
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.80,862

30-JUL-2007 		 
98
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,47,968

30-JUL-2007 		 
99
History of entity/person MADAN & CO.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,51,500

30-JUL-2007 		 
100
History of entity/person MARWADI SHARES & FINANCE LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

29-JUL-2008 		 
101
History of entity/person MOTILAL OSWAL SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,11,225

28-AUG-2009 		 
102
History of entity/person MOTILAL OSWAL SECURITIES LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,72,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

30-DEC-2013 		NSE VIDE ITS ARBITRATION AWARD DATED 29/09/2014 UPHELD THE AWARD DATED 30/12/2013 AND DISMISSED THE APPEAL  
103
History of entity/person NAVKAR WEALTH SERVICES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.42,84,014

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

31-DEC-2013 		 
104
History of entity/person NETWORTH STOCK BROKING LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

10-DEC-2014 		 
105
History of entity/person NIRMAL BANG SECURITIES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.13,35,062

08-OCT-2014 		NSE VIDE ITS ARBITRATION AWARD DATED 31/03/2015 DISMISSED CLAIM. DIRECTED NIRMAL BANG SECURITIES PVT.LTD. TO APY OF RS.13,35,062.00 TO RESPONDENT WITHIN 45 DAYS OF FROM THE DATE OF THIS AWARD  
106
History of entity/person O.J.FINANCIAL SERVICES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,94,384

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

17-FEB-2011 		 
107
History of entity/person ORIENTAL CAPITAL MARKETS LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,24,772

10-MAY-2009 		 
108
History of entity/person PACE FINANCIAL SERVICES PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

01-MAY-2012 		 
109
History of entity/person PRABHUDAS LILLADHER PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

12-OCT-2009 		 
110
History of entity/person PRABODH ARTHWARDHINI PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

09-MAY-2011 		 
111
History of entity/person PREM SOMANI SHARE BROKERS PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,60,026

21-JAN-2010 		 
112
History of entity/person RELIGARE SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.25,000

14-MAY-2007 		 
113
History of entity/person RELIGARE SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.40,660

07-NOV-2008 		 
114
History of entity/person RELIGARE SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.4,213

11-MAY-2009 		 
115
History of entity/person RELIGARE SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,52,461

25-NOV-2008 		 
116
History of entity/person RELIGARE SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,54,210

21-NOV-2008 		 
117
History of entity/person RELIGARE SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,31,250

05-DEC-2007 		 
118
History of entity/person ROHINI CAPITAL SERVICES LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

10-APR-2013 		 
119
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

02-AUG-2016 		 
120
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

02-AUG-2016 		 
121
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.49,694

19-AUG-2015 		 
122
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.7,67,529

19-AUG-2015 		 
123
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,61,114

23-DEC-2014 		 
124
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

02-AUG-2016 		 
125
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
DID NOT REFUND DEPOSIT AND/OR SECURITY DEPOSIT AMOUNT

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.4,28,252

23-DEC-2014 		 
126
History of entity/person SHAREKHAN LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

09-JUN-2009 		 
127
History of entity/person SHAREKHAN LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

14-JUL-2008 		 
128
History of entity/person SHAREKHAN LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

15-APR-2014 		 
129
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.50,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

22-APR-2010 		 
130
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.12,000

06-AUG-2012 		 
131
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD.  
DID NOT DELIVER SHARES

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

10-APR-2011 		 
132
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD.  
DID NOT REFUND DEPOSIT AND/OR SECURITY DEPOSIT AMOUNT

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.59,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

11-MAR-2011 		 
133
History of entity/person SMC GLOBAL SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.10,892

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

06-AUG-2015 		 
134
History of entity/person SUMPOORNA PORTFOLIO LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

06-MAY-2016 		 
135
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.3,28,963

27-MAY-2009 		 
136
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.19,412

13-AUG-2009 		 
137
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS  		CLAIM ADMITTED
AWARD AMOUNT: RS.81,870

01-JUN-2009 		 
138
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,91,814

08-JUN-2009 		 
139
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.13,239

15-JUN-2009 		 
140
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.2,11,081

19-JUN-2009 		 
141
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,39,520

16-JUN-2009 		 
142
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,09,351

12-AUG-2009 		 
143
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.7,483

14-AUG-2009 		 
144
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,32,062

10-AUG-2009 		 
145
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.3,36,47,711

23-SEP-2009 		 
146
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.15,484

20-MAY-2009 		 
147
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.57,850

01-SEP-2009 		 
148
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.76,941

16-JUN-2009 		 
149
History of entity/person SUNCHAN SECURITIES LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.23,497

10-AUG-2009 		 
150
History of entity/person SUNSHINE FINSEC & MERCANTILE LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

22-JAN-2021 		nse vide its arbitration award dated 04/06/2021 set asided impugned award dated 22/01/2021 as the case has been settle between the parties  
151
History of entity/person TRADEBULLS SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.71,222

10-MAR-2021 		 
152
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

28-NOV-2014 		 
153
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.50,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

07-NOV-2014 		 
154
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.48,656

07-NOV-2014 		 
155
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED

16-DEC-2014

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES 		 
156
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT PAY SALE PROCEEDS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.4,45,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

20-JUN-2014 		 
157
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.9,75,437

14-OCT-2014 		 
158
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,82,345

29-SEP-2014 		 
159
History of entity/person UNICON SECURITIES PVT.LTD.  
DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

01-SEP-2014 		 
160
History of entity/person UTI SECURITIES LTD.  
DID NOT PAY DIVIDEND

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.50,249

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

31-AUG-2007 		 
161
History of entity/person WAY2WEALTH BROKERS PVT.LTD.  
DID NOT DELIVER SHARES  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

15-SEP-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top