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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

COMPANIES: CLAIM ADMITTED

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person A.A.CONSULTANTS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,30,216

14-MAY-2009 		 
2
History of entity/person A.K.JALAN SONS (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,50,000

06-FEB-2009 		 
3
History of entity/person ACCELERATION 2005 PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.9,51,173

23-FEB-2009 		 
4
History of entity/person ACRUX HOTEL & RESORT PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED Rs.2,159
AWARD AMOUNT: RS.15,19,922

13-FEB-2017 		 
5
History of entity/person ADINATH BROKING PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,60,293

26-NOV-2007 		 
6
History of entity/person ADITYA AUTO SERVICE  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,51,560

09-APR-2009 		 
7
History of entity/person AKSHAY STANDARD INSURANCE SERVICES PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.2,01,00,000

23-OCT-2013 		NSE VIDE ITS ARBITRATION AWARD DATED 08/04/2014 DISMISSED THE APPEAL AND CONFIRMED THE ITS AWARD DATED 23/10/2013. DIRECTED TO SUB-BROKER AND BROKER TO JOINTLY AND SEVERALLY PAY TO THE CONSTITUTENT RS.2 CRORES  
8
History of entity/person ALLIED COMMODEAL PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,10,000

19-FEB-2014 		 
9
History of entity/person ALOK KUMAR JALAN (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.77,396

09-FEB-2009 		 
10
History of entity/person AMBALAL METAL PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,14,830

21-OCT-2009 		 
11
History of entity/person AMEYA ENTERPRISES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.28,00,000

30-AUG-2010 		 
12
History of entity/person AMIT MANGALCHAND (HUF)  
DID NOT PAY LEDGER BALANCE

DID NOT PAY MARGIN MONEY  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,44,282

07-MAY-2009 		 
13
History of entity/person AMRIT RATANLAL GOYAL (HUF)  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.6,59,244

20-FEB-2009 		 
14
History of entity/person ANIL KUMAR JAIN (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.9,67,877

29-JUL-2009 		 
15
History of entity/person ANIL NARANG (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,52,663

09-FEB-2012 		 
16
History of entity/person ANIL VIJAY KSHIRSAGAR,M/S  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.7,633

27-JUN-2014 		NSE VIDE ITS ARBITRATION AWARD DATED 13/10/2014 SET ASIDED AWARD DATED 27/06/2014. DIRECTED TO WAIVE OFF DEBIT BALANCE OF RS.51,348.90 OUTSTANDING IN ACCOUNT OF RESPONDENT NO.1 BY THE APPELLANT. IN ADDITION, APPELLANT IS REQUIRED TO PAY OF RS.7,633.32 TO RESPONDENT NO.1. NO COSTS  
17
History of entity/person ANIRIGHTS INFOMEDIA PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,81,448

16-OCT-2008 		 
18
History of entity/person ANUGRAHA FINSEC PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,17,839

28-DEC-2009 		 
19
History of entity/person ARCH FINANCE LTD.  
DID NOT REFUND DEPOSIT AND/OR SECURITY DEPOSIT AMOUNT  CLAIM ADMITTED
AWARD AMOUNT: RS.5,25,00,000

24-APR-2019 		 
20
History of entity/person ARIHANT FINCON PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.8,68,456

02-DEC-2009 		 
21
History of entity/person ARKAY INTERNATIONAL FINSEC LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.30,87,814

10-DEC-2021 		 
22
History of entity/person ARSH INTERNATIONAL  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.78,30,527

09-DEC-2010 		 
23
History of entity/person ARVIND DEORUKHKAR,M/S  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.25,000

27-MAR-2008 		 
24
History of entity/person ASSAM ROLLER FLOUR MILLS LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,03,077

09-SEP-2014 		NSE VIDE ITS ARBITRATION AWARD DATED 09/09/2014 PARTLY ALLOWED THE APPEAL AND DIRECTED APPELLANT TO REFUND EXCESS BROKERAGE OF RS.2,09,303.00 TO RESPONDENT. DELAYED PAYMENT CHARGES OF RS.1,03,077.00 DECIDED IN FAVOUR OF APPELLANT. NO COSTS  
25
History of entity/person ASTRA CAPITAL MARKET SERVICES  
DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.1,65,825

30-AUG-2007 		 
26
History of entity/person ATUL GUPTA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,47,617

07-JUL-2011 		 
27
History of entity/person BABULAL MOHANLAL BARODIA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,24,188

21-JAN-2010 		 
28
History of entity/person BALAJI FINANCIAL SERVICES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.12,31,528

06-APR-2010 		 
29
History of entity/person BALAJI MACHINES  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.2,79,705

31-JAN-2014 		 
30
History of entity/person BANWARI LAL SHARMA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,20,631

20-APR-2009 		 
31
History of entity/person BIMAL KUMAR KHAITAN (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,58,695

27-JAN-2009 		 
32
History of entity/person BIRLA INVESTMENT SERVICES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.38,23,758

21-APR-2010 		 
33
History of entity/person BLUE DIAMOND POLYPLAST INDUSTRIES LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.49,33,156

27-APR-2009 		 
34
History of entity/person BLUE DIAMOND POLYPLAST INDUSTRIES LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.97,36,021

27-APR-2009 		 
35
History of entity/person BOMBAY CONSTRUCTION & ENGINEERING CO.PVT.LTD.  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.53,76,751

08-OCT-2008 		 
36
History of entity/person BOMBAY CONSTRUCTION & ENGINEERING CO.PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.22,82,972

01-OCT-2008 		 
37
History of entity/person CENTPERCENT INVESTMENT LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.84,73,688

10-APR-2014 		NSE VIDE ITS ARBITRATION AWARD DATED 17/10/2014 UPHELD IMPUGNED AWARD DATED 10/04/2014. COUNTER CLAIM FOR RS.12 LACS AGAINST RESPONDENT REJECTED AND DIRECTED APPELLANT TO PAY RS.84,58,688.20 ALONG WITH SIMPLE INTEREST @ 12% P.A. FROM 22/01/2008 TILL FULL REALIZATION. NO COSTS  
38
History of entity/person CHANAKYA FINVEST PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,45,840

12-FEB-2020 		 
39
History of entity/person CHANDAN SUPPLIERS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.11,47,778

24-MAR-2009 		 
40
History of entity/person COMING STAR BAREH  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,15,842

23-DEC-2008 		 
41
History of entity/person CSB TRADING HOUSE PVT.LTD.  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.74,60,025

18-NOV-2009 		 
42
History of entity/person DALAL STREET CONSULTANTS  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.57,18,151

22-APR-2009 		 
43
History of entity/person DEEPANDER PRATAP SINGH CHAUDHARY (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.11,49,207

27-JAN-2020 		 
44
History of entity/person DEORA TRADES & HOLDING PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.31,93,003

26-DEC-2008 		 
45
History of entity/person DHANI RAM AGARWAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,09,830

04-AUG-2023 		 
46
History of entity/person DHUPPER ENTERPRISES  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.132

11-FEB-2019 		 
47
History of entity/person DIBYENDU NANDY,M/S  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.75,280

16-SEP-2010 		 
48
History of entity/person DILLEP KESHAVLAL GUDKA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,78,197

05-NOV-2008 		 
49
History of entity/person ENVISION INVESTMENT & FINANCE PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.22,84,946

05-JUL-2011 		 
50
History of entity/person EXPLORE SECURITIES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.7,38,750

07-NOV-2014 		 
51
History of entity/person FINTHRIVE,M/S  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.15,79,039

27-JAN-2021 		 
52
History of entity/person G.R.WEALTH CREATORS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.69,40,377

28-DEC-2012 		 
53
History of entity/person GARIMA FINANCIAL SERVICES  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.1,11,712

30-APR-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 18/09/2018 PARTLY ALLOWED THE APPEAL AND APPELLANT DIRECTED TO PAY RS.1,11,712.50 TO RESPONDENT NO.1 WITHIN 30 DAYS FROM THE DATE OF AWARD. NO COSTS  
54
History of entity/person GARIMA FINANCIAL SERVICES  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.1,55,678

19-APR-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 21/08/2018 DID NOT ALLOW THE APPLICATION AND UPHELD & CONFIRMED ITS IMPUGNED AWARD DATED 19/04/2018. NO COSTS  
55
History of entity/person GARIMA FINANCIAL SERVICES  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.10,23,729

30-APR-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 18/09/2018 ALLOWED THE APPEAL AND SET ASIDED ITS AWARD DATED 30/04/2018  
56
History of entity/person GARIMA FINANCIAL SERVICES  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.2,38,230

19-APR-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 21/08/2018 ALLOWED THE APPEAL AND SET ASIDED AWARD DATED 19/04/2018  
57
History of entity/person GARIMA FINANCIAL SERVICES  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.2,09,858

19-APR-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 18/09/2018 ALLOWED THE APPEAL AND SET ASIDED ITS AWARD DATED 19/04/2018  
58
History of entity/person GARIMA FINANCIAL SERVICES  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.10,92,180

30-APR-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 18/09/2018 DID NOT ALLOW THE APPEAL AND UPHELD & CONFIRMED ITS AWARD DATED 30/04/2018. NO COSTS  
59
History of entity/person GHANSHYAM SINGH RAWAT & SONS (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,33,937

11-FEB-2009 		 
60
History of entity/person GLOBAL WEALTH CREATORS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.9,26,555

02-NOV-2017 		 
61
History of entity/person GLOBAL WEALTH CRETORS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.9,26,555

01-OCT-2012 		 
62
History of entity/person GUPTA SECURITIES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.74,27,968

26-DEC-2014 		 
63
History of entity/person HEENABEN HARISHBHAI PREMANI,M/S  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,65,387

14-OCT-2009 		 
64
History of entity/person HIMMAT SINGH RATHORE (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,20,790

14-JUN-2010 		 
65
History of entity/person HKS CONSULTANTS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,06,552

08-FEB-2016 		 
66
History of entity/person HURSH INVESTMENTS  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.15,23,795

30-JUL-2013 		ALLOWED THE APPEAL AND SET ASIDED IMPUGNED ORDER DATED 30/07/2012. NO COSTS  
67
History of entity/person ICEBERG CONSULTANCY  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.16,03,698

29-OCT-2019 		 
68
History of entity/person ICEBERG CONSULTANCY  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.25,00,000

29-OCT-2019 		 
69
History of entity/person ICEBERG CONSULTANCY  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED Rs.19,887
AWARD AMOUNT: RS.25,39,362

DIRECTED TO REFUND PENALTY

05-NOV-2019 		NSE VIDE ITS ARBITRATION AWARD DATED 25/05/2021 DISMISSED THE APPEAL AND DIRECTED APPELLANT AND RESPENDENT NO.2 TO PAY JOINTLY AND SEVERALLY RS.24,89,362.00 (PRINCIPAL - RS.14,52,740.00, BROKERAGE - RS.10,16,735.00 AND PENALTY RS.19,887.00) TO RESPONDENT NO.1, WITHIN 15 DAYS FROM DATE OF RECEIPT OF DATE OF THIS ORDER WITH SIMPLE INTEREST OF 18% P.A. TILL ITS ACTUAL PAYMENT  
70
History of entity/person ICEBERG CONSULTANCY  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.18,01,754

29-OCT-2019 		NSE VIDE ITS ARBITRATION AWARD DATED 30/07/2020 UPHELD AND CONFIRMED IMPUGNED AWARD DATED 29/10/2019. No costs  
71
History of entity/person INDIA INFOLINE LTD.  
DID NOT EXECUTE TRADES

DID NOT PAY LEDGER BALANCE

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,04,36,739

20-APR-2009 		 
72
History of entity/person INDIA INFOLINE LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.3,19,154

11-AUG-2008 		 
73
History of entity/person INDIA INFOLINE SECURITIES PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.1,04,135

11-FEB-2008 		 
74
History of entity/person INDIA INFOLINE SECURITIES PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.25,000

27-MAR-2008 		 
75
History of entity/person INDRAVARUN TRADE IMPEX PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.70,08,341

18-MAR-2015 		 
76
History of entity/person INTEX FINANCIAL SERVICES PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.30,10,047

14-NOV-2008 		 
77
History of entity/person INTEX FINANCIAL SERVICES PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.29,88,047

14-NOV-2008 		 
78
History of entity/person ISS ENTERPRISE LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.47,427

31-DEC-2020 		 
79
History of entity/person JAG MOHAN GUPTA (HUF)  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.1,54,508

19-JAN-2010 		 
80
History of entity/person JAGDISH RAO V.(HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,70,688

18-MAY-2009 		 
81
History of entity/person JITESH BABUBHAI MODI (HUF)  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.93,862

14-AUG-2014 		 
82
History of entity/person K S NUTRITIONS & FOOD PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,23,28,080

25-AUG-2010 		 
83
History of entity/person K.R.SECURITIES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,91,254

21-AUG-2013 		 
84
History of entity/person KARTIKEY INVESTMENTS  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.6,31,000

28-AUG-2018 		 
85
History of entity/person KUNJAL KANUBHAI PATEL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.83,016

02-JAN-2008 		 
86
History of entity/person LUXMI & CO.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,62,529

21-JAN-2010 		 
87
History of entity/person M L AGARWAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,01,959

16-APR-2014 		 
88
History of entity/person M.N.INVESTMENTS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.7,03,290

29-MAR-2012 		 
89
History of entity/person MAHAN INDUSTRIES LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.14,29,221

18-JUL-2009 		 
90
History of entity/person MAHESH L.PATEL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,16,561

10-MAR-2010 		 
91
History of entity/person MANOJ AGARWAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,23,28,080

25-AUG-2010 		 
92
History of entity/person MANOJ KUMAR AGARWAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,50,000

06-FEB-2009 		 
93
History of entity/person MASTERMIND INVESTMENTS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.21,143

04-MAY-2009 		 
94
History of entity/person MATHUPURAH RAJEEV  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,29,743

15-JUL-2009 		 
95
History of entity/person MENTOR INDIA LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,47,547

01-MAY-2012 		 
96
History of entity/person MICKEY SIBBAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.14,42,472

29-MAR-2010 		 
97
History of entity/person MICROWAVE ENTERPRISES PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,19,51,037

30-JUN-2011 		 
98
History of entity/person MIDAS CONSULTANTS  
DID NOT PAY LEDGER BALANCE

CHARGED EXCESS BROKERAGE  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,61,542

14-JUL-2010 		 
99
History of entity/person MIDAS GLOBAL SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,19,86,470

12-OCT-2009 		 
100
History of entity/person MINSHI CREATION PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.12,42,280

08-DEC-2023 		 
101
History of entity/person MR STOCKS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,94,198

10-FEB-2011 		 
102
History of entity/person MUKTA INVESTMENTS  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.12,40,416

29-MAY-2013 		APPEAL DISMISSED AND REDUCED THE COST RS.25,000 FROM RS.50,000  
103
History of entity/person MULTIPLE INVESTMENT  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.76,000

13-FEB-2014 		 
104
History of entity/person MULTIPLEX CAPITAL LTD.  
NOT AVAILABLE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,97,500

07-JUN-2007 		 
105
History of entity/person MUNISH MADANLAL BUMB (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.16,76,892

13-DEC-2011 		 
106
History of entity/person NARENDRA KUMAR GOEL & SONS (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,38,235

19-APR-2011 		 
107
History of entity/person NARENDRA NEVATIA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,04,965

01-SEP-2009 		 
108
History of entity/person NEXTBILLION TECHNOLOGY PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.60,000

18-JAN-2023 		 
109
History of entity/person NHS CONSULTANTS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.63,987

13-JAN-2016 		 
110
History of entity/person NIDHISHAH FINANCIAL CONSULTANTS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,23,416

10-FEB-2016 		 
111
History of entity/person NILESH KUMAR N.PANCHAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,90,794

06-JUL-2023 		 
112
History of entity/person NILESHBHAI J.DESAI (HUF)  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.4,38,133

16-APR-2009 		 
113
History of entity/person NILOFER MUSHTAQUE LATIF  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED

24-JUL-2023 		 
114
History of entity/person NIRAJ KANAKRAJ LODHA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,19,967

22-OCT-2018 		 
115
History of entity/person ORTHO FINVEST PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.36,20,101

07-OCT-2013 		 
116
History of entity/person PADMAVATI STOCKS & SHARES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.13,11,004

24-DEC-2010 		 
117
History of entity/person PATIL ENTERPRISES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,08,666

16-MAR-2011 		 
118
History of entity/person PINAKIN K.PARMAR (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,55,983

28-SEP-2018 		 
119
History of entity/person PRABHUDAS LILLADHER PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.4,22,000

12-OCT-2023 		nse vide its arbitration award dated 26/02/2024 allowed the appeal and set aside impugned order dated 12/10/2023. No costs  
120
History of entity/person PRASANT CHURIWALA (HUF)  
DID NOT PAY MARGIN MONEY

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,08,070

25-FEB-2009 		 
121
History of entity/person PRATIK DIAMONDS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,78,359

10-OCT-2008 		 
122
History of entity/person RADHARAMAN CAPITAL SERVICES PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,70,49,284

07-NOV-2014 		 
123
History of entity/person RAJENDRA A.SHAH (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.9,16,685

17-FEB-2009 		 
124
History of entity/person RAJENDRA A.SHAH (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.9,16,685

03-APR-2014 		 
125
History of entity/person RAJENDRA AGARWAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,38,231

10-JUN-2009 		 
126
History of entity/person RAJESH KHANNA,M/S  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.4,63,000

05-OCT-2012 		 
127
History of entity/person RAJESH,M/S  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.4,63,000

03-AUG-2012 		 
128
History of entity/person RAJIV SURESHCHANDRA JAIN (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.85,758

18-SEP-2009 		 
129
History of entity/person RAKESH KUMAR GARG,M/S  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.31,18,979

30-JUL-2014 		 
130
History of entity/person RAM AVTAR AGGARWAL & SONS (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.53,83,388

17-DEC-2019 		 
131
History of entity/person RAMESH RAJALDAS CHAWLA (HUF)  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.40,34,920

02-MAR-2009 		 
132
History of entity/person RAMNIVAS  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,49,920

17-AUG-2023 		 
133
History of entity/person REEMA INVESTMENTS  
DID NOT PAY LEDGER BALANCE

DID NOT PAY MARGIN MONEY  		CLAIM ADMITTED
AWARD AMOUNT: RS.32,56,989

03-FEB-2009 		 
134
History of entity/person RELIGARE SECURITIES LTD.  
DID NOT PAY LEDGER BALANCE

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  		CLAIM ADMITTED
AWARD AMOUNT: RS.3,74,621

13-APR-2009 		 
135
History of entity/person RELIGARE SECURITIES LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.36,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

05-FEB-2008 		 
136
History of entity/person RKSV SECURITIES INDIA PVT.LTD.  
WRONGLY CHARGED PENALTY ON MARGIN SHORTAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,62,617

24-AUG-2023 		nse vide its arbitration award dated 13/11/2023 directed appellant to pay rs.3,62,616.84 to respondent as per settlement between parties by 15/11/2023  
137
History of entity/person ROSHAN LAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.87,096

16-NOV-2007 		 
138
History of entity/person ROSHAN LAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.87,096

24-MAY-2012 		 
139
History of entity/person RUPEE SERVICES PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.21,91,246

12-DEC-2020 		 
140
History of entity/person S&D FINANCIALS PVT.LTD.  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.14,15,700

11-MAY-2009 		 
141
History of entity/person S.G.N.SECURITIES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,03,519

29-JAN-2013 		DISMISSED THE APPEAL  
142
History of entity/person SAGAR PUMPS (INDIA) LTD.  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.90,806

29-MAY-2009 		 
143
History of entity/person SAMUNDER SINGH  
DELAY IN MAKING PAYMENT  CLAIM ADMITTED
AWARD AMOUNT: RS.50,583

18-JUN-2007 		 
144
History of entity/person SANJAY KIRANCHANDRA SHAH (HUF)  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.1,38,03,416

29-APR-2009 		 
145
History of entity/person SANJAY SAHA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.13,84,659

03-JAN-2014 		 
146
History of entity/person SANJEEV KUMAR GUPTA  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED

10-JAN-2012 		 
147
History of entity/person SATYANAND VISHWANATH THAKUR (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,68,855

13-JAN-2012 		 
148
History of entity/person SETHI BUILDCON PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,90,484

23-MAR-2010 		 
149
History of entity/person SHASHI KUMAR CHOUDHARY  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.15,11,167

25-NOV-2008 		 
150
History of entity/person SHAUNIK INFOTECH PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.46,79,599

20-FEB-2012 		 
151
History of entity/person SHAUNIK INFOTECH PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.45,03,658

21-MAY-2010 		 
152
History of entity/person SHIVAJI B.BHOSALE (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,77,468

19-DEC-2017 		 
153
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD.  
CHARGED EXCESS BROKERAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,000

21-APR-2008 		 
154
History of entity/person SHYAM SUNDAR RATHI,M/S  
CHARGED EXCESS INTEREST  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

30-NOV-2012 		 
155
History of entity/person SINGHAL CREDIT MANAGEMENT LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.29,37,966

23-OCT-2012 		 
156
History of entity/person SINGHANIA & SONS (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.17,42,064

21-JAN-2009 		 
157
History of entity/person SMC GLOBAL SECURITIES LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.49,62,602

12-AUG-2022 		 
158
History of entity/person SMIFS LTD.  
CHARGED EXCESS BROKERAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.93,289

19-AUG-2022 		 
159
History of entity/person SMIFS LTD.  
CHARGED EXCESS BROKERAGE  CLAIM ADMITTED
AWARD AMOUNT: RS.25,071

24-NOV-2022 		 
160
History of entity/person SOMNATH DHANAKI (HUF)  
DID NOT PAY MARGIN MONEY  CLAIM ADMITTED
AWARD AMOUNT: RS.60,343

09-MAR-2009 		 
161
History of entity/person SOUTH END COLONISERS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.34,55,884

29-DEC-2009 		 
162
History of entity/person SRICHAND NANIKRAM HINGORANI (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.12,47,374

28-JAN-2021 		nse vide its arbitration award dated 05/06/2021disposed off the matter by setting aside impugned order dated 28/01/2021 and matter remanded back to learned arbitral tribunal for proper adjudication of the lis a fresh. No costs  
163
History of entity/person SUNIL BABULAL AGRAWAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.47,179

27-MAY-2009 		 
164
History of entity/person SURESH JAIN (HUF)  
DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,29,353

27-APR-2015 		 
165
History of entity/person SURESH KALOORE POTHERA,M/S  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.15,89,183

30-JUL-2021 		nse vide its arbitration award dated 19/02/2022 partly allowed the appeal by modifying award dated 30/07/2021 by reducing award amount to rs.15,89,183.00 from rs.31,78,366.08  
166
History of entity/person TANISHQ SOFTTECH PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.68,837

13-JAN-2012 		 
167
History of entity/person TINKU GUPTA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,59,458

19-JAN-2010 		 
168
History of entity/person TRILOK NATH BANSAL (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.6,27,395

05-OCT-2023 		 
169
History of entity/person UMASHANKAR R.GUPTA (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,77,952

21-OCT-2008 		 
170
History of entity/person V4U SOLUTIONS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,10,783

26-NOV-2010 		 
171
History of entity/person VAG HOLDINGS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.26,52,372

11-FEB-2020 		 
172
History of entity/person VIKAS KUMAR JAIN (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.23,53,295

03-SEP-2009 		 
173
History of entity/person VINIYAS FINANCE & INVESTMENTS PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,23,28,080

25-AUG-2010 		 
174
History of entity/person VINOD ENTERPRISES PVT.LTD.  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.28,35,133

22-SEP-2008 		 
175
History of entity/person VISION CONSULTANCY  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.97,09,687

03-JAN-2020 		 
176
History of entity/person YALAMADI RAJANI  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,94,811

26-NOV-2007 		 
177
History of entity/person YES2GAIN ADVISORY SERVICES  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.8,08,352

28-JUN-2011 		 
178
History of entity/person ZALAWADIYA KALUBHAI MOHANBHAI (HUF)  
DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.11,19,076

03-JUN-2016 		 
179
History of entity/person ZERODHA,M/S  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.94,399

01-DEC-2014 		NSE VIDE ITS ARBITRATION AWARD DATED 31/03/2015 SET ASIDED AWARD DATED 01/12/2014. FURTHER, REJECTED RESPONDENT’S CLAIM TOWARDS STT RECOVERED FROM HIM  
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