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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

STOCK BROKERS: TRADING RIGHTS WITHDRAWN

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ABHIPRA CAPITAL LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 29-MAY-2023

26-MAY-2023 		SAT: SAT VIDE ITS ORDER DATED 09/06/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 26/05/2023. DIRECTED COMMITTEE TO PASS FINAL ORDER PURSUANT TO SCN DATED 30/12/2022 WITHIN THREE MONTHS. NO COSTS  
2
History of entity/person AMRAPALI AADYA TRADING & INVESTMENT PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 11-AUG-2017

11-AUG-2017 		 
3
History of entity/person ANEE SECURITIES PVT.LTD.  
TRADING TERMINAL DEACTIVATED BY STOCK EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 04-MAR-2020

04-MAR-2020 		 
4
History of entity/person ANUGRAH STOCK & BROKING PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 03-AUG-2020

03-AUG-2020 		NSE VIDE ITS CIRCULAR DATED 18/08/2020 RESTORED TRADING RIGHTS IN ALL SEGMENTS OF EXCHANGE WITH EFFECT FROM 18/08/2020

SAT: SAT VIDE ITS ORDER DATED 17/08/2020 DIRECTED RESPONDENT THREE WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER WITHIN THREE WEEKS THEREAFTER AND A. RESTRAINED APPELLANT TO CONTINUE WITH ITS BUSINESS OF DAS AS WELL AS IN ITS SISTER CONCERN OSSI WITH IMMEDIATE EFFECT DURING THE PENDENCY OF THE APPEAL B) RESTRAINED APPELLANT FROM ENROLLING ANY FRESH CLIENT IN DERIVATIVES SEGMENT DURING PENDENCY OF THE APPEAL C) DIRECTED APPELLANT TO DEPOSIT RS.165 CRORES BEFORE RESPONDENT WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND AMOUNT DEPOSITED TO BE KEPT IN INTEREST BEARING ACCOUNT BY RESPONDENT D) APPELLANT WILL FILE REPLY TO THE SHOW CAUSE NOTICE WITHIN THREE WEEKS FROM DATE OF THIS ORDER  
5
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 08-FEB-2021

07-FEB-2021 		 
6
History of entity/person ASTITVA CAPITAL MARKET PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 08-JUN-2020

08-JUN-2020 		SAT: SAT VIDE ITS ORDER DATED 07/07/2020 DIRECTED RESPONDET TO FILE REPLY WITHIN 10 DAYS AND APPELLANT TO FILE REJOINDER ONE WEEK THEREAFTER

SAT VIDE ITS ORDER DATED 03/08/2020 QUASHED IMPUGNED ORDER AND REMITTED MATTER BACK TO THE MCSGFC OF NSE TO RECONSIDER MATTER DE NOVO AND DIRECTD APPELLANT TO GIVE DETAILED REPLY TO SCN WITH SUPPORTING DOCUMENTS TO NSE ON OR BEFORE 21/08/2020. NO COSTS  
7
History of entity/person BALANCE EQUITY BROKING (INDIA) PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 09-SEP-2020

09-SEP-2020 		SAT: SAT VIDE ITS ORDER DATED 07/02/2022 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 09/09/2020. MATTER REMITTED TO SEBI TO PASS REASONED AND SPEAKING ORDER WITHIN TWO WEEKS FROM DATE OF THIS ORDER  
8
History of entity/person C.M.GOENKA STOCK BROKERS PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 30-AUG-2021

28-AUG-2021 		 
9
History of entity/person CENTURY FINVEST PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 04-JAN-2021

04-JAN-2021 		 
10
History of entity/person CONARD SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 03-AUG-2020

03-AUG-2020 		 
11
History of entity/person CONCUNSMART SHARES & STOCK BROKER PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 18-APR-2022

17-APR-2022 		 
12
History of entity/person FIRST FUTURES & STOCKS PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN

12-APR-2021 		 
13
History of entity/person INDOVISION SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 08-JUN-2020

08-JUN-2020 		 
14
History of entity/person INVENTURE GROWTH & SECURITIES LTD.  
NOT AVAILABLE  TRADING RIGHTS WITHDRAWN FROM 01-JUL-2020

05-JUL-2020 		SAT: SAT VIDE ITS ORDER DATED 03/07/2020 DIRECTED SEBI TO RESTRAINED APPELLANT FROM ACCESSING SECURITIES MARKET FOR TWO YEARS ONLY FOR PROPRIETARY TRADING ACCOUNT

NSE VIDE ITS CIRCULAR DATED 05/07/2020 RESTORED TRADING RIGHTS W.E.F.06/07/2020 IN ALL SEGMENTS OF THE EXCHANGE  
15
History of entity/person JUNJHARJI INVESTMENT PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 06-JUN-2023 TO 07-JUN-2023

05-JUN-2023 		SAT: SAT VIDE ITS ORDER DATED 20/06/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. DIRECTED EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED AND DIRECTED APPELLANT TO DEPOSIT RS.20 LAC WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IF AMOUNT DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED DURING PENDENCY OF THE APPEAL. ALLOWED EXEMPTION APPLICATION

SAT: SAT VIDE ITS ORDER DATED 11/08/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER  
16
History of entity/person MITTAL SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 30-APR-2021

30-APR-2021 		 
17
History of entity/person MULTIGAIN SECURITIES SERVICES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 08-JUN-2020

08-JUN-2020 		 
18
History of entity/person NNM SECURITIES PVT.LTD.  
NOT AVAILABLE  TRADING RIGHTS WITHDRAWN

30-MAY-2024 		NSE VIDE ITS CIRCULAR DATED 31/05/2024 RESTORED TRADING RIGHTS IN ALL SEGMENTS OF THE EXCHANGE WITH EFFECT FROM 31/05/2024  
19
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 08-FEB-2019

07-FEB-2019 		SAT: SAT VIDE ITS ORDER DATED 11/02/2019 DISPOSED OFF THE APPEAL WITH THE DIRECTION THAT THE DECISION OF DAC SHALL NOT BE GIVEN EFFECT TILL 31/03/2019  
20
History of entity/person PANTOMATH STOCK BROKERS PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN

01-FEB-2021 		NSE VIDE ITS CIRCULAR DATED 26/04/2021 RESTORED THE TRADING RIGHTS OF MEMBER IN ALL SEGMENTS OF THE EXCHANGE WITH IMMEDIATE EFFECT  
21
History of entity/person RAHUL CHOKHANY  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 01-OCT-2020

30-SEP-2020 		NSE VIDE ITS CIRCULAR DATED 11/12/2020 RESTORED TRADING RIGHTS IN ALL SEGMENTS OF EXCHANGE WITH IMMEDIATE EFFECT  
22
History of entity/person RAHUL CHOKHANY,M/S  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 01-OCT-2020

30-SEP-2020 		NSE VIDE ITS CIRCULAR DATED 11/12/2020 RESTORED TRADING RIGHTS IN ALL SEGMENTS OF EXCHANGE WITH IMMEDIATE EFFECT  
23
History of entity/person SIMANDHAR BROKING LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN

18-SEP-2021 		 
24
History of entity/person SINGLE WINDOW SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 27-APR-2021

27-APR-2021 		 
25
History of entity/person STAMPEDE CAPITAL LTD.  
DID NOT ADHERE TO MEMBERSHIP REQUIREMENT DIRECTIVES/INSTRUCTIONS/GUIDELINES  TRADING RIGHTS WITHDRAWN FROM 01-MAR-2021

09-MAR-2021 		NSE VIDE ITS CIRCULAR DATED 19/03/2021 RESTORED THE TRADING RIGHTS IN ALL SEGMENTS OF THE EXCHANGE AS PER SAT ORDER DATED 19/03/2021

SAT: SAT VIDE ITS ORDER DATED 19/03/2021 IMPUGNED ORDER SHALL REMAIN IN ABEYANCE DURING THE PENDENCY OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM THE DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER TWO WEEKS THEREAFTER. MATTER TO BE LISTED FOR ADMISSION AND FINAL DISPOSAL ON 10/05/2021  
26
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 20-AUG-2021

20-AUG-2021 		 
27
History of entity/person VIKSON SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 23-NOV-2020

23-NOV-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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