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Co-Sponsors

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: EXPELLED FROM MEMBERSHIP

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ALKA SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

06-APR-2017 		 
2
History of entity/person AMRAPALI AADYA TRADING & INVESTMENT PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

12-OCT-2017 		 
3
History of entity/person BMA WEALTH CREATORS LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

14-FEB-2020 		 
4
History of entity/person CLICK2TRADE CAPITAL LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

10-JUL-2015 		 
5
History of entity/person CPR CAPITAL SERVICES LTD.  
  EXPELLED FROM MEMBERSHIP   CEASED TO BE MEMBERSHIP

05-MAR-2018 		 
6
History of entity/person ENRICH FINANCE & SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   CEASED TO BE MEMBERSHIP

16-JAN-2018 		 
7
History of entity/person FICUS SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

05-MAR-2018 		 
8
History of entity/person FIN BRAINS SECURITIES (INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

28-AUG-2015 		 
9
History of entity/person KASSA FINVEST PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

10-APR-2015 		 
10
History of entity/person KAYNET FINANCE LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

14-FEB-2020 		 
11
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

17-MAY-2017 		 
12
History of entity/person MOONGIPA INVESTMENTS LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

09-NOV-2015 		 
13
History of entity/person ORION CAPITAL & DEBT MARKET  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

09-NOV-2015 		 
14
History of entity/person PARSOLI CORP.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

19-SEP-2013 		 
15
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

07-MAR-2014 		 
16
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

06-APR-2017 		 
17
History of entity/person SAI SOFT SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

06-APR-2017 		 
18
History of entity/person UNICON SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

05-SEP-2014 		 
19
History of entity/person VRISE SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

14-FEB-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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