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Co-Sponsors

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-APR-2022 		 
42
History of entity/person UNICON SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

05-SEP-2014 		 
43
History of entity/person VINEET SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

30-APR-2020 		 
44
History of entity/person VRISE SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

14-FEB-2020 		 
45
History of entity/person WEALTH MANTRA LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE

02-JAN-2020 		 
46
History of entity/person WELLINDIA SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

30-APR-2020 		 
47
History of entity/person YUVRAJ SECURITIES  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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