If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person FICUS SECURITIES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

05-MAR-2018 		 
22
History of entity/person FIN BRAINS SECURITIES (INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

28-AUG-2015 		 
23
History of entity/person FIRST FUTURES & STOCKS PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

18-OCT-2021 		 
24
History of entity/person G.S.V.SECURITIES PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

15-MAR-2023 		 
25
History of entity/person GOLDSTREET SECURITIES LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

24-MAR-2020 		NOT APPEARING IN THE LIST DATED 30-NOVEMBER-2020  
26
History of entity/person GROVALUE SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

30-APR-2020 		 
27
History of entity/person GUINESS SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-MAY-2019 		 
28
History of entity/person INDOVISION SECURITIES LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

12-OCT-2021 		 
29
History of entity/person INFOTECH PORTFOLIO PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

16-JUN-2023 		 
30
History of entity/person KARVY STOCK BROKING LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

24-NOV-2020 		 
31
History of entity/person KASSA FINVEST PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

10-APR-2015 		 
32
History of entity/person KAYNET FINANCE LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

14-FEB-2020 		 
33
History of entity/person KSBL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

03-MAR-2020 		 
34
History of entity/person LFS BROKING PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

07-AUG-2023 		 
35
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

17-MAY-2017 		 
36
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

17-MAY-2017 		 
37
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

16-SEP-2020 		 
38
History of entity/person MONEYFLO SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

24-AUG-2018 		 
39
History of entity/person MOONGIPA INVESTMENTS LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE

09-NOV-2015 		 
40
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

28-JAN-2022 		NSE VIDE ITS CIRCULAR DATED 28/08/2023 RESTORED THE TRADING RIGHTS OF MEMBER IN ALL SEGMENTS OF THE EXCHANGE WITH EFFECT FROM 29/08/2023  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last
Page 2 of 4

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top