| S.No. |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
SARAL HOME FINANCE LTD.
|
|
DELAYED SUBMISSION OF ANNUAL RETURN
|
IMPOSED PENALTY RS.3000
28-FEB-2023
|
|
| 162 |
|
|
SARAL HOME FINANCE LTD.
|
|
SUBMITTED INCORRECT INFORMATION IN SCHEDULE II RETURN
|
IMPOSED PENALTY RS.5000
29-FEB-2024
|
|
| 163 |
|
|
SARAL HOME FINANCE LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
VIOLATED POLICY CIRCULAR
DELAYED SUBMISSION OF HALF-YEARLY RETURN
DID NOT SUBMIT HALF-YEARLY RETURN
DELAYED SUBMISSION OF QUARTERLY RETURN
DID NOT SUBMIT QUARTERLY RETURN
|
IMPOSED PENALTY RS.22000
30-APR-2021
|
|
| 164 |
|
|
SARAL HOME FINANCE LTD.
|
|
DID NOT SUBMIT ANNUAL RETURN
DID NOT SUBMIT HALF-YEARLY RETURN
|
IMPOSED PENALTY RS.2000
31-OCT-2018
|
|
| 165 |
|
|
SARAL HOUSING FINANCE LTD.
|
|
DID NOT SUBMIT HALF-YEARLY RETURN
|
IMPOSED PENALTY RS.5000
31-AUG-2018
|
|
| 166 |
|
|
SHUBHAM HOUSING DEVELOPMENT FINANCE CO.PVT.LTD.
|
|
DID NOT ADHERE TO NHB'S POLICY
|
IMPOSED PENALTY RS.340000
30-SEP-2019
|
|
| 167 |
|
|
SHUBHAM HOUSING DEVELOPMENT FINANCE CO.PVT.LTD.
|
|
VIOLATED POLICY CIRCULAR
|
IMPOSED PENALTY RS.2965000
30-NOV-2020
|
|
| 168 |
|
|
SHUBHAM HOUSING DEVELOPMENT FINANCE CO.PVT.LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
|
IMPOSED PENALTY RS.680000
30-JUN-2020
|
|
| 169 |
|
|
SRG HOUSING FINANCE LTD.
|
|
DID NOT ADHERE TO PROVISION OF SECTION 29C OF NHB ACT, 1987
|
IMPOSED PENALTY RS.5000
31-DEC-2016
|
|
| 170 |
|
|
SUMEL HOUSING FINANCE PVT.LTD.
|
|
DELAYED SUBMISSION OF HALF-YEARLY RETURN
|
IMPOSED PENALTY RS.1000
31-DEC-2016
|
|
| 171 |
|
|
SUNDARAM BNP PARIBAS HOME FINANCE LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
DID NOT ADHERE TO GUIDELINES ON ISSUANCE OF NCDS ON PRIVATE PLACEMENT BASIS UNDER HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2014
|
IMPOSED PENALTY RS.15000
30-SEP-2019
|
|
| 172 |
|
|
SUNDARAM HOME FINANCE LTD.
|
|
DELAY IN PERIODIC UPDATION OF KNOW YOUR CLIENTS (KYC) OF CERTAIN CUSTOMERS
|
IMPOSED PENALTY RS.150000
31-MAY-2024
|
|
| 173 |
|
|
SUNDARAM HOME FINANCE LTD.
|
|
VIOLATED POLICY CIRCULAR
|
IMPOSED PENALTY RS.640000
28-FEB-2021
|
|
| 174 |
|
|
SUNDARAM HOME FINANCE LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
DID NOT ADHERE TO GUIDELINES ON ISSUANCE OF NCDS ON PRIVATE PLACEMENT BASIS UNDER HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2014
VIOLATED POLICY CIRCULAR
|
IMPOSED PENALTY RS.1245000
31-JUL-2020
|
|
| 175 |
|
|
SUPREME HOUSING FINANCE LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
VIOLATED POLICY CIRCULAR
|
IMPOSED PENALTY RS.50000
30-APR-2021
|
|
| 176 |
|
|
SUPREME HOUSING FINANCE LTD.
|
|
DELAYED SUBMISSION OF ANNUAL RETURN
|
IMPOSED PENALTY RS.3000
28-FEB-2023
|
|
| 177 |
|
|
SWAGAT HOUSING FINANCE CO.LTD.
|
|
VIOLATED POLICY CIRCULAR
DID NOT ADHERE TO PROVISION OF PARA 22 & 28 OF HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
|
IMPOSED PENALTY RS.15000
30-NOV-2018
|
|
| 178 |
|
|
SWARNA PRAGATI HOUSING MICROFINANCE PVT.LTD.
|
|
DELAYED SUBMISSION OF STATUTORY RETURNS
DID NOT SUBMIT STATUTORY RETURNS
DID NOT ADHERE TO HFCS (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES,2010
DID NOT ADHERE TO HFCS AUDITOR'S REPORT (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2016
|
IMPOSED PENALTY RS.9000
22-JUN-2019
|
|
| 179 |
|
|
TATA CAPITAL HOUSING FINANCE LTD.
|
|
DEFAULTED IN SUBMISSION OF BRANCH OPENING INFORMATION
|
IMPOSED PENALTY RS.55000
31-DEC-2016
|
NOT APPEARING IN THE LIST DATED 31/08/2018
|
| 180 |
|
|
VARASHAKTI HOUSING FINANCE PVT.LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
VIOLATED POLICY CIRCULAR
|
IMPOSED PENALTY RS.135000
31-JUL-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 9 of 10
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