| S.No. |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
CAN FIN HOMES LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
|
IMPOSED PENALTY RS.2913234
30-JUN-2021
|
|
| 22 |
|
|
CAPRI GLOBAL HOUSING FINANCE PVT.LTD.
|
|
DID NOT ADHERE TO RISK WEIGHT ASSIGNMENTS FOR CAR COMPUTATION
|
IMPOSED PENALTY RS.65000
31-MAY-2020
|
|
| 23 |
|
|
CENT BANK HOME FINANCE LTD.
|
|
VIOLATED SECTION 29B OF NHB ACT, 1987
|
IMPOSED PENALTY RS.70195
31-AUG-2018
|
|
| 24 |
|
|
CENT BANK HOME FINANCE LTD.
|
|
DID NOT ADHERE TO HFCS AUDITOR'S REPORT (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2016
|
IMPOSED PENALTY RS.5000
22-JUN-2019
|
|
| 25 |
|
|
CENT BANK HOME FINANCE LTD.
|
|
DID NOT ADHERE TO REQUIREMENT OF ADDITIONAL DISCLOSURES IN THE BALANCE SHEET
|
IMPOSED PENALTY RS.5000
31-DEC-2016
|
|
| 26 |
|
|
CENT BANK HOME FINANCE LTD.
|
|
DID NOT SUBMIT HALF-YEARLY RETURN IN PRESCRIBED FORMAT
|
IMPOSED PENALTY RS.1000
31-DEC-2016
|
|
| 27 |
|
|
CENT BANK HOME FINANCE LTD.
|
|
DELAYED SUBMISSION ASSET LIABILITIES MANAGEMENT (ALM) RETURN
DID NOT SUBMIT ASSET LIABILITIES MANAGEMENT (ALM) RETURN
|
IMPOSED PENALTY RS.16000
31-DEC-2016
|
|
| 28 |
|
|
CENT BANK HOME FINANCE LTD.
|
|
DID NOT ADHERE TO PROVISIONS OF HOUSING FINANCE COMPANIES-CORPORATE GOVERNANCE (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2016
|
IMPOSED PENALTY RS.5000
31-JUL-2020
|
|
| 29 |
|
|
CENT BANK HOME FINANCE LTD.
|
|
DID NOT ADHERE TO FAIR PRACTICE CODE FOR HOUSING FINANCE COMPANIES
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
|
IMPOSED PENALTY RS.5000
31-AUG-2021
|
|
| 30 |
|
|
CENTRUM HOUSING FINANCE LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
DID NOT ADHERE TO PROVISIONS OF HOUSING FINANCE COMPANIES-CORPORATE GOVERNANCE (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2016
VIOLATED PROVISIONS OF HOUSING FINANCE COMPANIES-APPROVAL OR TRANSFER OF CONTROL (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2016
DID NOT ADHERE TO FAIR PRACTICE CODE FOR HOUSING FINANCE COMPANIES
|
IMPOSED PENALTY RS.80000
30-JUN-2021
|
|
| 31 |
|
|
DEWAN HOUSING FINANCE CORP.LTD.
|
|
VIOLATED NHB ACT, 1987
|
IMPOSED PENALTY RS.10000
31-DEC-2016
|
|
| 32 |
|
|
DEWAN HOUSING FINANCE CORP.LTD.
|
|
VIOLATED NHB DIRECTIVES/INSTRUCTIONS/GUIDELINES 2010
|
IMPOSED PENALTY RS.25000
31-DEC-2016
|
|
| 33 |
|
|
DEWAN HOUSING FINANCE CORP.LTD.
|
|
DID NOT ADHERE TO REQUIREMENT OF APPROVAL OF ACQUISITION OR TRANSFER OF CONTROL UNDER HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2016
|
IMPOSED PENALTY RS.5000
30-SEP-2019
|
|
| 34 |
|
|
DEWAN HOUSING FINANCE CORP.LTD.
|
|
VIOLATED POLICY CIRCULAR
|
IMPOSED PENALTY RS.5000
30-NOV-2019
|
|
| 35 |
|
|
DEWAN HOUSING FINANCE CORP.LTD.
|
|
DID NOT ADHERE TO PROVISION OF PARA 27(2) OF HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
|
IMPOSED PENALTY RS.65000
31-AUG-2018
|
|
| 36 |
|
|
DEWAN HOUSING FINANCE CORP.LTD.
|
|
DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES ON ASSET LIABILITIES MANAGEMENT (ALM) SYSTEM FOR HOUSING FINANCE COMPANIES
|
IMPOSED PENALTY RS.25000
31-DEC-2016
|
|
| 37 |
|
|
DHFL VYSYA HOUSING FINANCE LTD.
|
|
VIOLATED NHB ACT, 1987
|
IMPOSED PENALTY RS.5000
31-DEC-2016
|
|
| 38 |
|
|
DHFL VYSYA HOUSING FINANCE LTD.
|
|
VIOLATED NHB DIRECTIVES/INSTRUCTIONS/GUIDELINES 2010
|
IMPOSED PENALTY RS.5000
31-DEC-2016
|
|
| 39 |
|
|
DMI HOUSING FINANCE PVT.LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
VIOLATED POLICY CIRCULAR
DID NOT ADHERE TO GUIDELINES ON ISSUANCE OF NCDS ON PRIVATE PLACEMENT BASIS UNDER HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2014
|
IMPOSED PENALTY RS.2355000
30-APR-2021
|
|
| 40 |
|
|
ESSEL FINANCE HOME LOANS LTD.
|
|
DID NOT ADHERE TO HOUSING FINANCE COMPANIES (NHB) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2010
|
IMPOSED PENALTY RS.5000
31-JAN-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 2 of 10
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