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SOURCE OF INFORMATION

SOURCE OF INFORMATION : NATIONAL FINANCIAL REPORTING AUTHORITY
PERIOD COVERED : 22-JUL-2020 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: ADVISED TO UNDERTAKE TRAINING ON STANDARD ON AUDITING AND INDIN ACCOUNTING STANDARDS FROM ICAI OR ANY INSTITUTION RECOGNIZED BY ICAI OR EQUIVALENT INTERNATIONAL INSTITUTION AND SUBMIT PROOF OF COMPLETION OF SUCH TRAINING TO AUTHORITY WITHIN 180 DAYS

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person SOM PRAKASH AGGARWAL

(M.No.:74813)  
  DID NOT EXERCISE DUE DILIGENCE OR GROSSLY NEGLIGENT IN CONDUCT OF PROFESSIONAL DUTIES

DID NOT INVITE ATTENTION TO ANY MATERIAL DEPARTURE FROM GENERALLY ACCEPTED PROCEDURE OF AUDIT APPLICABLE TO CIRCUMSTANCES

DID NOT REPORT MATERIAL MISSTATEMENTS KNOWN TO HIM IN TO APPEAR IN FINANCIAL STATEMENTS AS PER SECTION 132(4) OF THE COMPANIES ACT. READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT. 1949 AND CLAUSE 6 OF PART I OF THE SECOND SCHEDULE OF CHARTERED ACCOUNTANT ACT, 1949 IN MATTER OF VIKAS WSP LTD.

DID NOT MAKE DISCLOSURE OF MATERIAL NON-COMPLIANCES THE COMPANY MADE AS PER SECTION 132(4) OF THE COMPANIES ACT. READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT. 1949 AND CLAUSE 5 OF PART I OF THE SECOND SCHEDULE OF THE CHARTERED ACCOUNTANTS ACT 1949 IN MATTER OF VIKAS WSP LTD.

DID NOT OBTAIN SUFFICIENT INFORMATION NECESSARY FOR EXPRESSION OF OPINION OR ITS EXCEPTIONS MATERIAL TO NEGATE EXPRESSION OF OPINION  		IMPOSED PENALTY RS.3,00,000

DEBARRED FROM BEING APPOINTED AS AUDITOR OR INTERNAL AUDITOR OR UNDERTAKING ANY AUDIT IN RESPECT OF FINANCIAL STATEMENTS OR INTERNAL AUDIT OF FUNCTIONS AND ACTIVITIES OF ANY COMPANY OR BODY CORPORATE FROM 12-10-2022 TO 11-10-2025

ADVISED TO UNDERTAKE TRAINING ON STANDARD ON AUDITING AND INDIN ACCOUNTING STANDARDS FROM ICAI OR ANY INSTITUTION RECOGNIZED BY ICAI OR EQUIVALENT INTERNATIONAL INSTITUTION AND SUBMIT PROOF OF COMPLETION OF SUCH TRAINING TO AUTHORITY WITHIN 180 DAYS

12-SEP-2022 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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