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SOURCE : NEWSPAPER ADS RELEASED BY NCDEX STOCK EXCHANGE LTD.

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
PERIOD COVERED : 30-MAR-2011 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: FALSE REPORTING OF MARGIN FROM CLIENTS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person PUMARTH COMMODITIES PVT.LTD.  
  FALSE REPORTING OF MARGIN FROM CLIENTS   IMPOSED PENALTY

21-SEP-2018 		SAT: SAT VIDE ITS ORDER DATED 14/06/2021 ALLOWED RESPONDENT TWO WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER ONE WEEK THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 07/11/2019 DISMISSED THE APPEAL. NO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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