If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE : NEWSPAPER ADS RELEASED BY NCDEX STOCK EXCHANGE LTD.

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
PERIOD COVERED : 30-MAR-2011 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: IMPOSED PENALTY

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ANAND RATHI COMMODITIES LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
2
History of entity/person ARIHANT FUTURES & COMMODITIES LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
3
History of entity/person CD COMMO SEARCH PVT.LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
4
History of entity/person NIKHIL COMMODITY & DERIVATIVES PVT.LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
5
History of entity/person PUMARTH COMMODITIES PVT.LTD.  
  FALSE REPORTING OF MARGIN FROM CLIENTS   IMPOSED PENALTY

21-SEP-2018 		SAT: SAT VIDE ITS ORDER DATED 14/06/2021 ALLOWED RESPONDENT TWO WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER ONE WEEK THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 07/11/2019 DISMISSED THE APPEAL. NO COSTS  
6
History of entity/person PUMARTH COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
7
History of entity/person SSJ COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
8
History of entity/person SUSHIL GLOBAL COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top