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SOURCE : NEWSPAPER ADS RELEASED BY NCDEX STOCK EXCHANGE LTD.

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
PERIOD COVERED : 30-MAR-2011 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person RAJENDRA PRASAD KHATOR,M/S  
History of entity/person RAJENDRA PRASAD KHATOR
  		DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
62
History of entity/person RAJSHREE CANVASSERS,M/S  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
63
History of entity/person RAJYASH M.MULTIPLEX  
History of entity/person B.M.S.RANA
  		DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
64
History of entity/person RIDDISIDDHI BULLIONS LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
65
History of entity/person RISIN COMMODITIES & DERIVATIVES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
66
History of entity/person RKG COMMODITY & FINANCIAL SERVICES  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
67
History of entity/person ROYAL COMTRADE PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
68
History of entity/person RPIC COMMODITIES TRADING PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
69
History of entity/person RVI COMMODITY SERVICES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
70
History of entity/person S.L.COMMODITY SERVICES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
71
History of entity/person SALIM ABDUL GAFFAR AKBANI,M/S  
History of entity/person SALIM ABDUL GAFFAR AKBANI
  		DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
72
History of entity/person SAMANI COMTRADE  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
73
History of entity/person SAPTGIRI COMMODITY PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
74
History of entity/person SAS COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
75
History of entity/person SHANTI VIJAY INVESTMENT PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
76
History of entity/person SHARDA COMTRADE PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

18-JAN-2018 		 
77
History of entity/person SHIV CHARAN SAT PAL,M/S  
History of entity/person SHIV CHARAN SAT PAL
  		DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
78
History of entity/person SHREE BAHUBALI COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
79
History of entity/person SHREE DARSHAN  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
80
History of entity/person SHREE HARI COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

18-JAN-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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