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Co-Sponsors
SOURCE : NEWSPAPER ADS RELEASED BY NCDEX STOCK EXCHANGE LTD.

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
PERIOD COVERED : 30-MAR-2011 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL STOCK BROKERS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person ALPHA COMMODITY PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

15-DEC-2020 		 
22
History of entity/person ANAND RATHI COMMODITIES LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
23
History of entity/person ANEE SECURITIES PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

03-DEC-2020 		 
24
History of entity/person ANIL KUMAR & SONS  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

22-MAY-2018 		 
25
History of entity/person ANKIT SERVICES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-MAY-2018 		 
26
History of entity/person ANUGRAH COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-SEP-2020 		 
27
History of entity/person ANUGRAH COMMODITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

02-MAR-2022 		 
28
History of entity/person APPEX COTTON AGENCY (I) PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
29
History of entity/person ARCADIA COMMODITIES & TRADING  
  EXPELLED BY OTHER STOCK EXCHANGE   EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

19-JUL-2021 		 
30
History of entity/person ARCH COMMODITY BROKERS PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-FEB-2021 		 
31
History of entity/person ARIHANT & CO.  
History of entity/person PRAMOD KUMAR LODHA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-JUL-2023 		 
32
History of entity/person ARIHANT COMMO DERIVATIVES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

30-OCT-2017 		 
33
History of entity/person ARIHANT FUTURES & COMMODITIES LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

18-JAN-2021 		 
34
History of entity/person ARIHANT FUTURES & COMMODITIES LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
35
History of entity/person ASHA DEVI JALAN  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017 		 
36
History of entity/person ASHA DEVI JALAN,M/S  
History of entity/person ASHA DEVI JALAN
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017 		 
37
History of entity/person ASHIKA COMMODITIES & DERIVATIVES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

31-MAR-2020 		 
38
History of entity/person ASHLAR COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

24-SEP-2021 		 
39
History of entity/person ASHOK KUMAR & SONS (HUF)  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017 		 
40
History of entity/person ASIAN COMMTRADE PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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