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SOURCE : NEWSPAPER ADS RELEASED BY NCDEX STOCK EXCHANGE LTD.

SOURCE OF INFORMATION : NEWSPAPER ADS RELEASED BY NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD.
PERIOD COVERED : 30-MAR-2011 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL STOCK BROKERS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
361
History of entity/person SURESH RATHI SECURITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-AUG-2020 		 
362
History of entity/person SURESHKUMAR R.THAKKAR  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
363
History of entity/person SURESHKUMAR R.THAKKAR,M/S  
History of entity/person SURESHKUMAR R.THAKKAR
  		DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
364
History of entity/person SUSHIL GLOBAL COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

19-AUG-2020 		 
365
History of entity/person SUSHIL GLOBAL COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE   IMPOSED PENALTY

27-JAN-2020 		SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020  
366
History of entity/person SUSHIL GLOBAL COMMODITIES PVT.LTD.  
  NOT A FIT & PROPER PERSON TO ACT AS STOCK BROKER   CEASED TO BE MEMBERS OF STOCK EXCHANGE

24-APR-2023 		 
367
History of entity/person SUSHIL KUMAR RATANLAL KHOWAL  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-FEB-2023 		 
368
History of entity/person SUSHILKUMAR RATANLAL KHOWAL,M/S  
History of entity/person SUSHIL KUMAR RATANLAL KHOWAL
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-FEB-2023 		 
369
History of entity/person SUVRIDHI COMMODITY PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

24-MAY-2019 		 
370
History of entity/person SUYASH EXIM PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-OCT-2019 		 
371
History of entity/person SVS COMMODITY BROKERS PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-OCT-2019 		 
372
History of entity/person SYSTEMATIX COMMODITIES SERVICES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

14-DEC-2021 		 
373
History of entity/person THAKERSHI CHUNILAL PARIKH  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

26-DEC-2019 		 
374
History of entity/person THAKERSHI CHUNILAL PARIKH,M/S  
History of entity/person THAKERSHI CHUNILAL PARIKH
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

26-DEC-2019 		 
375
History of entity/person TRADE WINDS COMMODITIES & DERIVATIVES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

08-APR-2024 		 
376
History of entity/person TRADEDEAL FINANCIAL SERVICES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

11-JAN-2020 		 
377
History of entity/person TRADEWELL COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-APR-2017 		 
378
History of entity/person TRIMURTI AGRI PRODUCT PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

23-JUN-2016 		 
379
History of entity/person TRUSTLINE COMMODITIES PVT.LTD.  
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE   CANCELLED REGISTRATION AS TRADING MEMBERSHIP

27-MAY-2021 		 
380
History of entity/person TUSHAR COMMODITIES PVT.LTD.  
  DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957   TERMINATED FROM TRADING MEMBERSHIP

13-NOV-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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