| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
PUG COMMODITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
13-NOV-2017
|
|
| 262 |
|
|
PUMARTH COMMODITIES PVT.LTD.
|
|
|
FALSE REPORTING OF MARGIN FROM CLIENTS
|
IMPOSED PENALTY
21-SEP-2018
|
SAT: SAT VIDE ITS ORDER DATED 14/06/2021 ALLOWED RESPONDENT TWO WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER ONE WEEK THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 07/11/2019 DISMISSED THE APPEAL. NO COSTS
|
| 263 |
|
|
PUMARTH COMMODITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE
|
IMPOSED PENALTY
27-JAN-2020
|
SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020
|
| 264 |
|
|
QUADEYE TRADING
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
07-MAR-2020
|
|
| 265 |
|
|
QUEST GLOBAL COMMODITES PVT.LTD.
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
13-NOV-2017
|
|
| 266 |
|
|
R.B.COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
23-FEB-2022
|
|
| 267 |
|
|
R.K.COMMODITIES SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER TO THE EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
04-NOV-2020
|
|
| 268 |
|
|
R.L.P.SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
18-JUL-2022
|
|
| 269 |
|
|
R.S.CREDITS PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
10-FEB-2018
|
|
| 270 |
|
|
R.SHANTILAL & CO.
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
13-NOV-2017
|
|
| 271 |
|
|
R.WADIAWALA COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
16-AUG-2021
|
|
| 272 |
|
|
RACHANA JEWELLERS
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
30-OCT-2017
|
|
| 273 |
|
|
RADHARAMANA COMMODITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
13-NOV-2017
|
|
| 274 |
|
|
RAGA COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
14-SEP-2018
|
|
| 275 |
|
|
RAHUL SINGHAL COMMODITIES
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
30-OCT-2017
|
|
| 276 |
|
|
RAINBOW COMMODITY & DERIVATIVES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
19-AUG-2020
|
|
| 277 |
|
|
RAJARAM SOLVEX LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
03-MAY-2018
|
|
| 278 |
|
|
RAJDARBAR COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
23-JUN-2020
|
|
| 279 |
|
|
RAJENDRA PRASAD KHATOR
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
30-OCT-2017
|
|
| 280 |
|
|
RAJENDRA PRASAD KHATOR,M/S
|
|
|
|
RAJENDRA PRASAD KHATOR
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
30-OCT-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 14 of 21
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