| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
NAYAN KANABAR,M/S
|
|
|
|
NAYAN KANABAR
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
30-OCT-2017
|
|
| 222 |
|
|
NDA COMMODITY BROKERS PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
17-MAR-2021
|
|
| 223 |
|
|
NEELKANTH CORP.
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
13-NOV-2017
|
|
| 224 |
|
|
NEER-OCEAN MULTITRADE PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
30-MAR-2021
|
|
| 225 |
|
|
NEW AGE COMMODITIES
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
11-MAR-2022
|
|
| 226 |
|
|
NEW AGE WEALTH MANAGEMENT PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
08-NOV-2021
|
|
| 227 |
|
|
NEXUS MULTI COMMODITY PVT.LTD.
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
13-NOV-2017
|
|
| 228 |
|
|
NIDHI TRADELINKS PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
10-FEB-2022
|
|
| 229 |
|
|
NIKHIL COMMODITY & DERIVATIVES PVT.LTD.
|
|
|
DID NOT ADHERE TO RULES, BYE-LAWS AND REGULATIONS OF THE EXCHANGE
|
IMPOSED PENALTY
27-JAN-2020
|
SAT: SAT VIDE ITS ORDER DATED 04/07/2022 ALLOWED THE APPEALS AND QUASHED IMPUGNED ORDER DATED 27/01/2020
|
| 230 |
|
|
NIRNAY COMMODITIES & DERIVATIVES PVT.LTD.
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
30-OCT-2017
|
|
| 231 |
|
|
NZI INTL.,M/S
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
30-OCT-2017
|
|
| 232 |
|
|
OBEROI'S COMMOTRADE PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
09-FEB-2017
|
|
| 233 |
|
|
OM SAI COMMODITIES
|
|
|
DID NOT ADHERE TO ELIGIBILITY REQUIREMENT AS PER RULE 8 OF SECURITIES CONTRACT (REGULATION) RULES, 1957
|
TERMINATED FROM TRADING MEMBERSHIP
13-NOV-2017
|
|
| 234 |
|
|
OMJI COMMOTRADE PVT.LTD.
|
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE
13-FEB-2015
|
|
| 235 |
|
|
ORION BROKING SERVICES (INDIA) PVT.LTD.
|
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
31-MAR-2016
|
|
| 236 |
|
|
P S FINCAP PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
21-SEP-2018
|
|
| 237 |
|
|
PADMAKSHI COMMODITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
08-NOV-2021
|
|
| 238 |
|
|
PARESH VIRCHAND CHEDDA
|
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE
01-JUN-2013
|
|
| 239 |
|
|
PARESH VIRCHAND CHEDDA,M/S
|
|
|
|
PARESH VIRCHAND CHEDDA
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE
01-JUN-2013
|
|
| 240 |
|
|
PARSHWANATH COMMODITY PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
SUSPENDED REGISTRATION AS STOCK BROKER
23-JAN-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 12 of 21
|
