S.No.
|
ENTITY |
PERSONS |
REGULATORY CHARGES
|
REGULATORY ACTION(S) / DATE OF ORDER
|
FURTHER DEVELOPMENTS
|
1
|
|
A.M.FINANCIAL SERVICES LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
ORDERED TO REPAY PUBLIC DEPOSITS
21-NOV-2003
|
|
2
|
|
APPLE FINANCE LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
ORDERED TO REPAY PUBLIC DEPOSITS
PROHIBITED FROM ACCEPTING DEPOSITS
06-JAN-2004
|
|
3
|
|
BABA FARID INVESTMENT PVT.LTD.
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION
|
CANCELLED CERTIFICATE OF REGISTRATION
ORDERED TO REPAY PUBLIC DEPOSITS
18-AUG-2004
|
|
4
|
|
BCL FINANCIAL SERVICES LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ALIENATING ITS ASSETS
PROHIBITED FROM ACCEPTING DEPOSITS
ORDERED TO REPAY PUBLIC DEPOSITS
30-AUG-2003
|
|
5
|
|
CFL CAPITAL FINANCIAL SERVICES LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
18-MAY-2004
|
|
6
|
|
CRYSTAL CAPITAL CORP.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
ORDERED TO REPAY PUBLIC DEPOSITS
28-NOV-2003
|
|
7
|
|
DANI FINLEASE LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
19-AUG-2004
|
|
8
|
|
DCM FINANCIAL SERVICES LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
05-MAR-2004
|
|
9
|
|
GOPAL ARYA FINANCE PVT.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
ORDERED TO REPAY PUBLIC DEPOSITS
22-JUL-2003
|
|
10
|
|
HINDUSTAN AUTO FINANCE LTD.
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
12-DEC-2003
|
COMPANY VIDE ITS LETTER DATED 05/09/2014 REQUESTED RBI TO RESTORE ITS CERTIFICATE OF REGISTRATION - CATEGORY B - NON ACCEPTING DEPOSITS COMPANY TO CARRY OUT NON-BANKING FINANCIAL ACTIVITIES
|
11
|
|
ICDS LTD.
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
09-OCT-2002
|
THE RBI INSISTED ON THE COMPANY TO SURRENDER THE CERT.OF REGISTRATION OF NBFC AT THE TIME OF SANCTIONING OF THE SCHEME BY THE HIGH COURT OF KARNATAKA. THE HON'BLE HIGH COURT OF KARNATAKA HAS ALSO MADE THIS AS A CONDITION FOR SANCTIONING THE SCHEME. ACCORDINGLY IT HAS BEEN SURRENDERED. THIS IS ALSO ONE OF THE CONDITIONS OF RBI INSISTED UPON AT THE TIME OF HEARING THE SCHEME BY HON'BLE HIGH COURT.IT WAS A FACT.THE CONDITION STIPULATED BY RBI WAS ALSO INCORPORATED BY THE HON HIGH COURT OF KARNATAKA WHILE SANCTIONING THE SCHEME. ACCORDINGLY DEPOSITS HAVE BEEN PAID
|
12
|
|
IIT CAPITAL SERVICES LTD.
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
ORDERED TO REPAY PUBLIC DEPOSITS
26-FEB-2004
|
|
13
|
|
INDUSIND LEASING LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
08-FEB-2003
|
|
14
|
|
INTERACT LEASING & FINANCE LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
14-DEC-2002
|
|
15
|
|
MAGGY FINANCE PVT.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
08-JUL-2003
|
|
16
|
|
MANGALPRADEEP FINANCIAL & INVESTMENT (INDIA) LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
ORDERED TO REPAY PUBLIC DEPOSITS
25-JUN-2004
|
|
17
|
|
MERBANC FINANCIAL SERVICES LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
17-DEC-2002
|
|
18
|
|
MODEL FINANCIAL CORP.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
18-JUL-2002
|
|
19
|
|
NAMDHARI LEASING LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
11-DEC-2003
|
|
20
|
|
NICCO UCO ALLIANCE CREDIT LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
26-JUL-2004
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
|
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