SOURCE OF INFORMATION : RESERVE BANK OF INDIA WEBSITE & NEWSPAPERS
PERIOD COVERED : 01-AUG-1996 TO 13-JUL-2024

NBFC: DID NOT CONSTITUTE VARIOUS COMMITTEES OF THE BOARD

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S.No.	ENTITY	PERSONS	REGULATORY CHARGES	REGULATORY ACTION(S) / DATE OF ORDER	FURTHER DEVELOPMENTS
1	OCEAN CAPITAL MARKET LTD.		DELAY IN SUBMISSION OF SEVERAL RETURNS ON XBRL PLATFORM DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON EXPOSURE LIMITS ON LENDING/INVESTMENTS IN RESPECT OF SINGLE BORROWERS AND SINGLE GROUP OF BORROWERS DID NOT CONSTITUTE VARIOUS COMMITTEES OF THE BOARD	IMPOSED PENALTY RS.16,00,000 09-FEB-2024
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.