S.No.
|
ENTITY |
PERSONS |
REGULATORY CHARGES
|
REGULATORY ACTION(S) / DATE OF ORDER
|
FURTHER DEVELOPMENTS
|
1
|
|
S.N.FINANCE LTD.
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
10-APR-2002
|
|
2
|
|
S.P.HIRE PURCHASE PVT.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
02-MAY-2000
|
|
3
|
|
SAGAR SECURITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
DIRECTED COMPANY TO INFORM DEPOSITORS REGARDING REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AND PLAN OF ACTION FOR REPAYMENT OF DEPOSITS
25-JUN-2001
|
|
4
|
|
SAHAKAR FINANCE & INVESTMENT CO.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
31-DEC-2002
|
|
5
|
|
SAI FINANCE & INVESTMENT (INDIA) LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
02-AUG-2001
|
|
6
|
|
SAMRUDDHI SAVINGS & INVESTMENTS (INDIA) LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
VIOLATED DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY RBI
|
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
14-OCT-1998
|
|
7
|
|
SANCHANI VANIJYA & VITTIYA CO.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
30-JUN-2000
|
|
8
|
|
SANKLECHA CAPFIN LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
04-JUL-2002
|
|
9
|
|
SANMITRA CREDITS LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
DIRECTED COMPANY TO INFORM DEPOSITORS REGARDING REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AND PLAN OF ACTION FOR REPAYMENT OF DEPOSITS
27-JUN-2000
|
|
10
|
|
SARGODHA FINANCE CO.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
20-NOV-2000
|
|
11
|
|
SARVAMANGALA HOUSING & FINANCE LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
14-MAR-2002
|
|
12
|
|
SECUREX FINANCIAL SERVICES (INDIA) LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
13-NOV-2002
|
|
13
|
|
SEHAJPAL FINANCE & INVESTMENT LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
CANCELLED CERTIFICATE OF REGISTRATION
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
ORDERED TO REPAY PUBLIC DEPOSITS
07-SEP-2004
|
|
14
|
|
SENTHURAN FINANCE & INVESTMENTS LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
DIRECTED COMPANY TO INFORM DEPOSITORS REGARDING REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AND PLAN OF ACTION FOR REPAYMENT OF DEPOSITS
08-DEC-2000
|
|
15
|
|
SETH FINANCE & SECURITIES LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
28-MAR-2002
|
|
16
|
|
SHADHVI CAPITAL & FINANCE LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
09-MAY-2002
|
|
17
|
|
SHAKTI FISCAL VENTURES PVT.LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
17-OCT-2002
|
|
18
|
|
SHALIBHADRA SECURITIES LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
04-JAN-2003
|
|
19
|
|
SHARIAH ISLAMIC FINANCE & INVESTMENT CO.(INDIA) LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
04-MAY-2001
|
|
20
|
|
SHASUN FINANCE LTD.
|
|
|
DID NOT ADHERE TO PROVISIONS OF RBI ACT, 1934
|
REJECTION OF APPLICATION FOR CERTIFICATE OF REGISTRATION AS NBFC
PROHIBITED FROM ACCEPTING DEPOSITS
PROHIBITED FROM ALIENATING ITS ASSETS
16-FEB-2002
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
|
|
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