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SOURCE OF INFORMATION : RESERVE BANK OF INDIA WEBSITE & NEWSPAPERS
PERIOD COVERED : 01-AUG-1996 TO 20-JAN-2026

ALL FOREIGN BANKS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person STANDARD CHARTERED BANK
  DID NOT ADHERE TO INSTRUCTIONS OF RBI ON REPORTING REQUIREMENTS OF FOREIGN EXCHANGE MANAGEMENT ACT, 1999 (FEMA)   IMPOSED PENALTY RS.10,000 FROM 21-DEC-2016

21-DEC-2016 		 
62
History of entity/person STANDARD CHARTERED BANK
  DID NOT ADHERE TO INSTRUCTIONS OF RBI ON DERIVATIVES, SUCH AS FAILURE TO CARRY OUT DUE DILIGENCE IN REGARD TO SUITABILITY OF PRODUCTS, SELLING DERIVATIVE PRODUCTS TO USERS NOT HAVING RISK MANAGEMENT POLICIES AND NOT VERIFYING UNDERLYING/ADEQUACY OF UNDERLYING AND ELIGIBLE LIMITS UNDER PAST PERFORMANCE ROUTE   IMPOSED PENALTY RS.10,00,000 FROM 26-APR-2011

26-APR-2011 		 
63
History of entity/person STANDARD CHARTERED BANK
  DID NOT FURNISH INFORMATION TO RBI IN STIPULATED TIME PERTAINING TO A FOREIGN CURRENCY LOAN FACILITY TO AN OFFSHORE SPECIAL PURPOSE VEHICLE (SPV)   IMPOSED PENALTY RS.5,00,000 FROM 30-JUL-2010

30-JUL-2010 		 
64
History of entity/person UNITED OVERSEAS BANK LTD.
  DID NOT ADHERE TO SECTION 10B OF BANKING REGULATION ACT, 1949   IMPOSED PENALTY RS.1,00,00,000 FROM 01-OCT-2019

01-OCT-2019 		 
65
History of entity/person WOORI BANK
  DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES OF RBI ON REPORTING OF DATA ON CENTRAL REPOSITORY OF INFORMATION ON LARGE CREDITS (CRILC)

DID NOT ADHERE TO DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY RBI ON INTEREST RATE ON DEPOSITS   		IMPOSED PENALTY RS.59,10,000 FROM 07-SEP-2022

07-SEP-2022 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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