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Co-Sponsors

SOURCE OF INFORMATION : MSEI
PERIOD COVERED : 20-MAY-2010 TO 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: EXPELLED BY OTHER STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person GOLDSTREET SECURITIES LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-MAR-2020
2 
History of entity/person STAMPEDE CAPITAL LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

14-JUL-2021 		SAT: SAT VIDE ITS ORDER DATED 03/08/2021 DISMISSED THE APPEAL AS WITHDRAWN

MSEI VIDE ITS CIRCULAR DATED 27/07/2021 RESTORED TRADING RIGHTS WITH EFFECT FROM 27/07/2021, PURSUANT TO RESTORATION OF TRADING RIGHTS BY NSE VIDE CIRCULAR DATED 26/07/2021 AND SAT ORDER DATED 26/07/2021
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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