| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
AISHWARYA KUMAR BABU REDDY
|
|
|
|
CORNERSTONE PROPERTIES PVT.LTD.
(CIN:U07010KA2004PTC033504)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 2 |
|
|
AKSHAY KUMAR BABU REDDY
|
|
|
|
CORNERSTONE PROPERTIES PVT.LTD.
(CIN:U07010KA2004PTC033504)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 3 |
|
|
BABULAL JAIN
(DIN:00014957)
|
|
|
|
KALPAKKAM NIDHI LTD.
(CIN:U65991TN1994PLC029165)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
22-NOV-2024
|
|
| 4 |
|
|
BYAPPANAHALI PRABHAKARA REDDY KUMAR BABU
|
|
|
|
CORNERSTONE PROPERTIES PVT.LTD.
(CIN:U07010KA2004PTC033504)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 5 |
|
|
CHANDRA PRAKASH KOTHARI
|
|
|
|
PONDICHERRY SPECIAL ECONOMIC ZONE CO.LTD.
(CIN:U45209PY2006PLC001966)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
29-OCT-2024
|
|
| 6 |
|
|
DEEPAK SETHI
|
|
|
|
PONDICHERRY SPECIAL ECONOMIC ZONE CO.LTD.
(CIN:U45209PY2006PLC001966)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
29-OCT-2024
|
|
| 7 |
|
|
KUMUDHA KUMARBABU
|
|
|
|
CORNERSTONE PROPERTIES PVT.LTD.
(CIN:U07010KA2004PTC033504)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 8 |
|
|
POOJA PANWAR
|
|
|
|
DPC SOCIAL BENEFITS NIDHI LTD.
(CIN:U65999UR2021PLN013272)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
09-SEP-2024
|
|
| 9 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
DID NOT CLASSIFY AND DISCLOSE THAT EARNINGS IN FOREIGN EXCHANGE INCLUDE INCOME FROM OTHER SERVICES VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT CLASSIFY INCOME FROM INVESTMENTS INTO INCOME FROM TRADE INVESTMENTS OR OTHER INVESTMENTS VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
DID NOT BIFURCATED INTO AMOUNT DUE TO MSME AND AMOUNT DUE TO OTHERS VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART I OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.1,60,000
03-JUL-2023
|
|
| 10 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
UNSECURED LOANS INCLUDED IN SECURITY DEPOSITS FROM SELLING AGENTS/ DEALERS AND OTHERS VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 11 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
DID NOT DISCLOSE SEPARATELY EXPENSES INCURRED FOR GRATUITY VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PARTI AND II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 12 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
CLUBBED VALUE OF LAND WITH BUILDING WITHOUT SEGREGATING VALUE OF LAND AND BUILDING SEPARATELY VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 (3A) AND ACCOUNTING STANDARDS 10
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 13 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
DID NOT CLASSIFY PROFIT ON SALE OF INVESTMENT INTO PROFIT FROM SALE OF LONG TERM AND/OR CURRENT INVESTMENT VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-13
DID NOT CLASSIFY DIVIDEND INTO DIVIDEND FROM LONG TERM INVESTMENT AND/OR CURRENT INVESTMENT VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-13
DISCLOSURES MADE UNDER DIFFERENT HEADS WERE SHOWN AFTER NETTING I.E. PROFIT ON SALE/DISCARD OF FIXED ASSETS, ADVANCES, INTEREST/FINANCE CHARGES, ICDS/LOANS GIVEN, PROCEEDS FROM SHORT TERM BORROWINGS, PROCEEDS FROM FIXED DEPOSITS VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-3
DID NOT DISCLOSE AMOUNT OF EXPENDITURE INCURRED ON RESEARCH AND DEVELOPMENT VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-26
DID NOT DISCLOSE TRANSACTIONS OF DONATIONS WITH KOTHARI MEDICAL CENTRE IN RELATED PARTY TRANSACTIONS VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 READ WITH ACCOUNTING STANDARD-18
DID NOT STATE AS TO WHETHER IN THEIR OPINION, PROFIT & LOSS ACCOUNT AND BALANCE SHEET COMPLY WITH ACCOUNTING STANDARD VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SUB-SECTION 3(C) OF SECTION 211 OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.1,60,000
03-JUL-2023
|
|
| 14 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
DID NOT RECOGNIZE RETENTION MONEY IN THE RESPECTIVE FINANCIAL YEARS VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 AND ACCOUNTING STANDARD-9
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 15 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
DID NOT MAKE DISCLOSURE OF TRANSACTIONS WITH KCT TRADING PVT.LTD., WHEREIN CHAIRMAN AND MANAGING DIRECTORS WAS INTERESTED VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 AND ACCOUNTING STANDARD-18
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 16 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
DID NOT FURNISH DETAILS OF ITEMS EXCEEDED 10% OF THE TOTAL CONSUMPTION VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART I AND II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 17 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
MADE DISCLOSURE UNDER APPROPRIATE HEADS EITHER IN ASSETS/LIABILITIES OR INCOME/EXPENDITURE AFTER NETTING VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART I AND II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 18 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
CLUBBED EXPENSES INCURRED FOR REPAIR WITH MAINTENANCE AND DID NOT BIFURCATE EXPENSES FOR REPAIR IN STIPULATED MANNER VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART I AND II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 19 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
CHARGED OF DEPRECIATION ON LAND VIOLATING SECTION 227(3)(D) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211(3A) OF THE COMPANIES ACT, 1956 AND ACCOUNTING STANDARDS-6
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| 20 |
|
|
PRADIP LAW
|
|
|
|
PRICE WATERHOUSE,M/S
|
|
DID NOT BIFURCATE VALUE OF FREE HOLD LAND FROM BUILDING VIOLATING SECTION 227(2) OF THE COMPANIES ACT, 1956 CORRESPONDING TO SECTION 143 OF THE COMPANIES ACT, 2013 RELATING TO CONTRAVENTION OF SECTION 211 READ WITH PART I AND II OF SCHEDULE VI OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.10,000
08-NOV-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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