| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
DETHAT TRADING PVT.LTD.
(CIN:U93090UP2019PTC116158)
|
|
|
|
GU YANG
|
|
|
LIANG DAOPING
|
|
|
RADHA KASHYAP
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
04-SEP-2024
|
|
| 102 |
|
|
DEVKRIPA TRADELINK PVT.LTD.
(CIN:U51101KA2010PTC104574)
|
|
|
|
ASWINI LAKOTIA
|
|
|
MALA LAKHOTIA
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
13-SEP-2024
|
|
| 103 |
|
|
DHANALAKSHMI SRINIVASAN NIDHI LTD.
(CIN:U67100TN2016PLC104197)
|
|
|
|
ARUNACHALAM SRINIVASAN
|
|
|
KATHIRAVAN SRINIVASAN
|
|
FINANCIAL STATEMENTS SIGNED BY KEY MANAGERIAL PERSONNEL AS DIRECTORS INSTEAD OF SIGNED AS MANAGING DIRECTOR AND WHOLE-TIME DIRECTOR VIOLATING SECTION 134(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
11-JUL-2024
|
|
| 104 |
|
|
DHANALAKSHMI SRINIVASAN NIDHI LTD.
(CIN:U67100TN2016PLC104197)
|
|
|
|
ARUNACHALAM SRINIVASAN
|
|
|
KATHIRAVAN SRINIVASAN
|
|
|
KUMARAGURUBARAN
|
|
DELAY IN FILING OF E-FORM MGT-14 RELATED TO APPROVAL OF ACCOUNTS AND DIRECTORS REPORT VIOLATING SECTIONS 117(3(G) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,82,700
11-JUL-2024
|
|
| 105 |
|
|
DHANALAKSHMI SRINIVASAN NIDHI LTD.
(CIN:U67100TN2016PLC104197)
|
|
|
|
ARUNACHALAM SRINIVASAN
|
|
|
KATHIRAVAN SRINIVASAN
|
|
|
MURALI
|
|
|
NANDHAKUMAR SRINIVASAN
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-JUL-2024
|
|
| 106 |
|
|
DIVYAM INFRACON PVT.LTD.
(CIN:U45200GJ2011PTC064474)
|
|
|
|
BHAVESHKUMAR KALABHAI SORATHIYA
(DIN:06492217)
|
|
|
HARESHBHAI GOBARBHAI CHOTHANI
(DIN:03318059)
|
|
|
MUKESHBHAI GOBARBHAI CHOTHANI
|
|
DID NOT FILE PARTICULARS OF COMPANY AND ITS REGISTERED OFFICE IN E-FORM ACTIVE (ACTIVE COMPANY TAGGING IDENTITIES & VERIFICATION) VIOLATING RULE 25A OF COMPANIES (INCORPORATION) RULES, 2014 READ WITH SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
02-APR-2025
|
|
| 107 |
|
|
DPC SOCIAL BENEFITS NIDHI LTD.
(CIN:U65999UR2021PLN013272)
|
|
|
|
POOJA PANWAR
|
|
DELAY IN FILING OF FORM MGT-14 VIOLATING SECTION 117(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
09-SEP-2024
|
|
| 108 |
|
|
DPC SOCIAL BENEFITS NIDHI LTD.
(CIN:U65999UR2021PLN013272)
|
|
|
|
POOJA PANWAR
|
|
DID NOT FILE FORM NO.PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
09-SEP-2024
|
|
| 109 |
|
|
EAST ALPHA ALLIANCE TECHNOLOGY PVT.LTD.
(CIN:U32309UP2017PTC093229)
|
|
|
|
LUN TIAN
|
|
|
ZHENGHUA LI
|
|
DID NOT ISSUE FORM BEN-4 TO IDENTIFY SIGNIFICANT BENEFICIAL OWNER AND OBTAIN DECLARATION IN THIS REGARD VIOLATING SECTION 90(4A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-OCT-2024
|
|
| 110 |
|
|
EC NIDHI LTD.
(CIN:U65929KL2016PLC047059)
|
|
|
|
JOY PYLOTH KANJIRATHINGAL
(DIN:00495059)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
06-FEB-2025
|
|
| 111 |
|
|
EC NIDHI LTD.
(CIN:U65929KL2016PLC047059)
|
|
|
|
JOY PYLOTH KANJIRATHINGAL
(DIN:00495059)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
06-FEB-2025
|
|
| 112 |
|
|
EC NIDHI LTD.
(CIN:U65929KL2016PLC047059)
|
|
|
|
JOY PYLOTH KANJIRATHINGAL
(DIN:00495059)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
06-FEB-2025
|
|
| 113 |
|
|
EMPERIUM CONSTRUCTIONS PVT.LTD.
(CIN:U45309DL2021PTC389947)
|
|
|
|
HARDEEP SINGH
|
|
|
RAVINDER SAUND
|
|
DELAY IN SUBMISSION OF E-FORM INC 20A WITH REGISTRAR OF COMPANIES VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
20-FEB-2025
|
|
| 114 |
|
|
ERAM SCIENTIFIC SOLUTIONS PVT.LTD.
(CIN:U72200KL2008PTC023199)
|
|
|
|
HASSAN MOHAMED MEDAR MANZIL
|
|
|
SMITHA RAMADY PRAKASHAN
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
19-DEC-2024
|
|
| 115 |
|
|
ERAVANCHERY NIDHI LTD.
(CIN:U65990TN2017PLC120189)
|
|
|
|
VIJAYARAJ
|
|
DID NOT MENTION DIRECTOR’S DIN IN ATTACHMENT OF FORM PAS-3 AND FORM ADT-1
|
IMPOSED PENALTY RS.50,000
06-AUG-2024
|
|
| 116 |
|
|
ERAVANCHERY NIDHI LTD.
(CIN:U65990TN2017PLC120189)
|
|
|
|
VIJAYARAJ
|
|
DID NOT FILE FORM MGT-14 REGARDING BOARD RESOLUTION PASSED FOR ISSUE AND ALLOTMENT OF SHARES VIOLATING SECTIONS 117(3)(G) AND 179(3)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
06-AUG-2024
|
|
| 117 |
|
|
ERAVANCHERY NIDHI LTD.
(CIN:U65990TN2017PLC120189)
|
|
|
|
VIJAYARAJ
|
|
FINANCIAL STATEMENTS WERE NOT SIGNED BY DIRECTORS VIOLATING SECTION 134 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
06-AUG-2024
|
|
| 118 |
|
|
ERAVANCHERY NIDHI LTD.
(CIN:U65990TN2017PLC120189)
|
|
|
|
VIJAYARAJ
|
|
DID NOT FILE FORM MGT-14 FOR BOARD RESOLUTION PASSED FOR APPROVAL OF ACCOUNTS WITH ROC VIOLATING SECTIONS 117(3)(G) AND 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.4,00,000
06-AUG-2024
|
|
| 119 |
|
|
ESCIENTIA ADVANCED SCIENCES PVT.LTD.
(CIN:U24100TG2013PTC085962)
|
|
|
|
CHAKRAPANI PALLERLAMUDI TIRUMALA
|
|
|
SRINIVASA RAO KORADA
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.31,400
10-SEP-2024
|
|
| 120 |
|
|
ESCIENTIA ADVANCED SCIENCES PVT.LTD.
(CIN:U24100TG2013PTC085962)
|
|
|
|
SRINIVASA RAO KORADA
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.34,400
10-SEP-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 20
|
