| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1021 |
|
VIJAYARAJ
|
|
|
|
ERAVANCHERY NIDHI LTD.
(CIN:U65990TN2017PLC120189)
|
|
DID NOT FILE FORM MGT-14 REGARDING BOARD RESOLUTION PASSED FOR ISSUE AND ALLOTMENT OF SHARES VIOLATING SECTIONS 117(3)(G) AND 179(3)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
06-AUG-2024
|
|
| 1022 |
|
|
VIJAYARAJ
|
|
|
|
ERAVANCHERY NIDHI LTD.
(CIN:U65990TN2017PLC120189)
|
|
FINANCIAL STATEMENTS WERE NOT SIGNED BY DIRECTORS VIOLATING SECTION 134 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
06-AUG-2024
|
|
| 1023 |
|
|
VIKASH GUPTA
(DIN:01326705)
|
|
|
|
SHIVOM MINERALS LTD.
(CIN:U26941OR1999PLC005785)
|
|
DID NOT MAINTAIN SECURITIES IN DEMATERIALIZED FORM AS REQUIRED UNDER SECTION 29 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
05-JUL-2024
|
|
| 1024 |
|
|
VIKRAM HANDA
|
|
|
|
TEWARI RESTAURANT PVT.LTD.
(CIN:U55101DL2015PTC278123)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,62,100
11-OCT-2024
|
|
| 1025 |
|
|
VIKRAM HANDA
|
|
|
|
TEWARI RESTAURANT PVT.LTD.
(CIN:U55101DL2015PTC278123)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,70,150
11-OCT-2024
|
|
| 1026 |
|
|
VINAY KUMAR GUPTA
|
|
|
|
SINCHRO FINVEST PVT.LTD.
(CIN:U65999MH1995PTC334430)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
30-JAN-2025
|
|
| 1027 |
|
|
VINAY SUNDER TOOMU
|
|
|
|
INFRACX DEVELOPERS PVT.LTD.
(CIN:U41001TS2023PTC175789)
|
|
DELAY IN SUBMISSION OF E-FORM INC 20A WITH REGISTRAR OF COMPANIES VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.9,000
31-JAN-2025
|
|
| 1028 |
|
|
VINCENT MOHANDAS
|
|
|
|
HAIL NIDHI LTD.
(CIN:U67190KL2016PLC046124)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
23-DEC-2024
|
|
| 1029 |
|
|
VIPIN GEORGE
|
|
|
|
RIVER MOBILITY PVT.LTD.
(CIN:U34100KA2022PTC158972)
|
|
DELAY IN ISSUING SHARE CERTIFICATE VIOLATING SECTION 56(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 1030 |
|
|
VISHAKHA GUJRATI
|
|
|
|
OWAIS METAL & MINERAL PROCESSING LTD.
(CIN:U14290MP2022PLC063833)
|
|
DID NOT OBTAIN PERMISSION FOR ALTER THE OBJECT CLAUSE OF MEMORANDUM OF ASSOCIATION (MOA) VIOLATING SECTION 4(1) (C) OF THE COMPANIES ACT 2013
|
IMPOSED PENALTY RS.36,000
13-SEP-2024
|
|
| 1031 |
|
|
VISHAN DAS KATARIA
|
|
|
|
CARE DETERGENTS PVT.LTD.
(CIN:U24243UP2003PTC027371)
|
|
DELAY IN TRANSFERRING UNSPENT CORPORATE SOCIAL RESPONSIBILITY (CSR) FUND VIOLATING SECTION 135(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
29-JUL-2024
|
|
| 1032 |
|
|
VISHESH ABROL
(DIN:01542359)
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 1033 |
|
|
VISHNU KUMAR SHARMA
(DIN:06910658)
|
|
|
OBTAINED MULTIPLE DIRECTOR IDENTIFICATION NUMBER (DIN) VIOLATING SECTION 155 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,60,560
23-AUG-2024
|
|
| 1034 |
|
|
VISHWAS JAIN
|
|
|
|
CEG TEST HOUSE & RESEARCH CENTRE PVT.LTD.
(CIN:U73100RJ2005PTC020304)
|
|
DELAY IN FURNISHING THE DECLARATIONS TO THE COMPANY IN FORMS NO.MGT-4 AND MGT-5 VIOLATING SECTIONS 89(1) READ WITH 89(2) OF THE COMPANIES ACT, 2013 READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
DID NOT FILE DECLARATIONS TO REGISTRAR OF COMPANIES IN E-FORM NO.MGT-6 VIOLATING SECTION 89(6) OF THE COMPANIES ACT, 2013 READ WITH RULE 9(3) OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.2,23,400
25-JUL-2024
|
|
| 1035 |
|
|
VIVAN PURI
|
|
|
|
WURKNET PVT.LTD.
(CIN:U74999MH2019PTC333001)
|
|
DID NOT FOLLOW SECRETARIAL STANDARD 2 (SS-2) BY ORALLY INFORMING THE MEMBERS OF CONVENING OF EXTRA ORDINARY GENERAL MEETING (EGM) AT A SHORTER NOTICE VIOLATING SECTIONS 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.18,000
29-FEB-2024
|
|
| 1036 |
|
|
VIVEK ABROL
(DIN:01381395)
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 1037 |
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-SEP-2024
|
|
| 1038 |
|
|
WANG TAO
|
|
|
|
CRRC INDIA PVT.LTD.
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
13-AUG-2024
|
|
| 1039 |
|
|
WANG WENLONG
|
|
|
|
GENONE OPTECH PVT.LTD.
(CIN:U31900UP2019PTC117538)
|
|
DELAY IN FILING OF E-FORM NO.BEN-2 TO REGISTRAR OF COMPANIES VIOLATING SECTION 90(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
20-SEP-2024
|
|
| 1040 |
|
|
WANG ZHIMING
|
|
|
|
GENONE OPTECH PVT.LTD.
(CIN:U31900UP2019PTC117538)
|
|
DELAY IN FILING OF E-FORM NO.BEN-2 TO REGISTRAR OF COMPANIES VIOLATING SECTION 90(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
20-SEP-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 52 of 53
|
