| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 981 |
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT INCLUDE DETAILS OF CHANGES IN DIRECTORS IN BOARDS REPORT VIOLATING SECTION 134(3)(Q) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
09-SEP-2024
|
|
| 982 |
|
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,50,000
09-SEP-2024
|
|
| 983 |
|
|
UMAYAMMAL RAMAMOORTHI
|
|
|
|
SUCHINDRUM KALI NIDHI LTD.
(CIN:U67100TN2011PLC079759)
|
|
DID NOT FILE E-FORM INC-22A AFTER INSPECTION VIOLATING SECTION 12(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
14-OCT-2024
|
|
| 984 |
|
|
UMMAR ALI
|
|
|
|
LAKSHYAM NIDHI LTD.
(CIN:U65999KL2022PLN073496)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
29-NOV-2024
|
|
| 985 |
|
|
UPENDAR SINGH
|
|
|
|
SREE NATHJI TEATRADE PVT.LTD.
(CIN:U51909MH2010PTC199687)
|
|
DID NOT MAKE ADEQUATE DISCLOSURES IN LETTER HEAD OF THE COMPANY AS REQUIRED UNDER SECTION 12(3)(C) OF THE COMPANIES ACT, 2013
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
31-JAN-2025
|
|
| 986 |
|
|
UPENDRA KUMAR R.PATHAK
|
|
|
|
GODREJ TYSON FOODS LTD.
(CIN:U15122MH2008PLC177741)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 987 |
|
|
UPENDRA KUMAR R.PATHAK
|
|
|
|
GODREJ TYSON FOODS LTD.
(CIN:U15122MH2008PLC177741)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 988 |
|
|
USHA GOYAL
(DIN:02958594)
|
|
|
|
SALLEE TRADING PVT.LTD.
(CIN:U51900MH1995PTC093488)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
04-DEC-2024
|
|
| 989 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 990 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 991 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
03-SEP-2024
|
|
| 992 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
03-SEP-2024
|
|
| 993 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 994 |
|
|
UTSAV HIMANSHU TRIVEDI
|
|
|
|
LAKSHYA POWERTECH PVT.LTD.
(CIN:U74900GJ2012PLC071218)
|
|
DID NOT FILE MGT-14 WITH REGARDS TO SPECIAL RESOLUTION FOR PRIOR APPROVAL REGARDING RAISING OF FUNDS THROUGH UNSECURED LOAN WITH OPTION TO CONVERSION INTO EQUITY SHARES AS SPECIFIED UNDER SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.36,100
03-SEP-2024
|
|
| 995 |
|
|
VARATH NALAMKANDATHIL SINDHU
|
|
|
|
JSKAGRI NIDHI LTD.
(CIN:U65990KL2021PLN068393)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.24,000
16-JAN-2025
|
|
| 996 |
|
|
VARATH NALAMKANDATHIL SINDHU
|
|
|
|
JSKAGRI NIDHI LTD.
(CIN:U65990KL2021PLN068393)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.24,000
16-JAN-2025
|
|
| 997 |
|
|
VARUVEL MICHEAL
(DIN:08077477)
|
|
|
|
MIJO NIDHI LTD.
(CIN:U65999TN2018PLC125734)
|
|
DID NOT FILE FORM MGT-14 FOR BOARD RESOLUTION PASSED FOR APPROVAL OF ACCOUNTS WITH ROC VIOLATING SECTIONS 117(3)(G) AND 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
04-SEP-2024
|
|
| 998 |
|
|
VEDAVATHI GANGAVARAM
|
|
|
|
VIRUPAKSHA ORGANICS LTD.
(CIN:U24110TG1997PLC028281)
|
|
DEFAULTED IN APPOINTMENT OF COMPANY SECRETARY AND CHIEF FINANCIAL OFFICER VIOLATING SECTIONS 203(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,00,000
27-NOV-2024
|
|
| 999 |
|
|
VELLANDURAI SHANMUGAMURTHY
|
|
|
|
PALLAVA RESORTS PVT.LTD.
(CIN:U55101TN2005PTC057933)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.55,000
DIRECTED TO RECTIFY THE DEFAULT BY MAINTAINING REGISTERED OFFICE OF THE COMPANY AT THE REGISTERED ADDRESS FROM 26-JUL-2024
DIRECTED TO SUBMIT PROOFS OF MAINTENANCE OF REGISTERED OFFICE INCLUDING PHOTOS/RENTAL AGREEMENTS AND OTHER NECESSARY DOCUMENTS WITHIN FIFTEEN DAYS FROM THE DATE OF ORDER FROM 26-JUL-2024
26-JUL-2024
|
|
| 1000 |
|
|
VELLANDURAI SHANMUGAMURTHY
|
|
|
|
PALLAVA RESORTS PVT.LTD.
(CIN:U55101TN2005PTC057933)
|
|
CARRYING VALUE AND DISPOSAL OF INVESTMENTS WERE NOT MADE AS PER ACCOUNTING STANDARD 13 IN THE FINANCIAL STATEMENTS VIOLATING SECTION 134(5)(B) OF THE COMPANIES ACT, 2013
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS AS PER ACCOUNTING STANDARD 18 VIOLATING SECTION 134(5)(B) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,50,000
26-JUL-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 50 of 53
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