| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 741 |
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,24,300
03-SEP-2024
|
|
| 742 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 743 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
03-SEP-2024
|
|
| 744 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) UNDER THEIR SIGNATURE IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.9,00,000
03-SEP-2024
|
|
| 745 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT FILE FINANCIAL STATEMENTS TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,30,500
03-SEP-2024
|
|
| 746 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT FILE FORM MGT-14 FOR APPROVAL OF ACCOUNTS VIOLATING SECTIONS 117(1) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.8,00,000
03-SEP-2024
|
|
| 747 |
|
|
UNIQUE BHARTI PUBLICATION PVT.LTD.
(CIN:U22190BR2011PTC017317)
|
|
|
|
POONAM DEVI
|
|
|
SHAILENDRA KUMAR JAISWAL
|
|
DID NOT FILE FORM MGT-14 FOR APPROVAL OF ACCOUNTS VIOLATING SECTIONS 117(1) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
22-AUG-2024
|
|
| 748 |
|
|
UNIQUE BHARTI PUBLICATION PVT.LTD.
(CIN:U22190BR2011PTC017317)
|
|
|
|
POONAM DEVI
|
|
|
SHAILENDRA KUMAR JAISWAL
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) UNDER THEIR SIGNATURE IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,50,000
22-AUG-2024
|
|
| 749 |
|
|
UNITED PLANNTATIONN LTD.
(CIN:U85110KA1984PLC005892)
|
|
|
|
KANNAN KUPPUSAMY
|
|
|
KUPPUSAMY MOHAN KUMAR
|
|
|
SAMIYAPPA GOVANDAR SUBIRAMANI
|
|
|
SRI KHARTHICK PALANISAMY
|
|
|
SURENDER GOUNDER
|
|
DID NOT FILE RESOLUTION IN FORM MGT-14 FOR RAISING OF LOAN VIOLATED SECTIONS 117(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
14-FEB-2025
|
|
| 750 |
|
|
UNITED PLANNTATIONN LTD.
(CIN:U85110KA1984PLC005892)
|
|
|
|
KANNAN KUPPUSAMY
|
|
|
KUPPUSAMY MOHAN KUMAR
|
|
|
MARUDAPPA KUPPUSAMY
|
|
|
RAVI ARUN KUMAR
|
|
|
SAMIYAPPA GOVANDAR SUBIRAMANI
|
|
|
SRI KHARTHICK PALANISAMY
|
|
|
SURENDER GOUNDER
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
DID NOT MAINTAIN RECORDS OF TELEPHONE NUMBER AND EMAIL ID IN ITS LETTER HEAD VIOLATING CLAUSE (C) OF SUB-SECTION 3 OF SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
19-FEB-2025
|
|
| 751 |
|
|
UNITED PLANNTATIONN LTD.
(CIN:U85110KA1984PLC005892)
|
|
|
|
KANNAN KUPPUSAMY
|
|
|
KUPPUSAMY MOHAN KUMAR
|
|
|
SAMIYAPPA GOVANDAR SUBIRAMANI
|
|
|
SRI KHARTHICK PALANISAMY
|
|
|
SURENDER GOUNDER
|
|
DEFAULTED IN MAINTAINING MINUTES OF PROCEEDINGS OF EVERY GENERAL MEETING OF COMPANY AND MEETING OF BOARD DIRECTORS OR EVERY COMMITTEE OF BOARD VIOLATING SECTION 118(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
14-FEB-2025
|
|
| 752 |
|
|
UNITED PLANNTATIONN LTD.
(CIN:U85110KA1984PLC005892)
|
|
|
|
KANNAN KUPPUSAMY
|
|
|
KUPPUSAMY MOHAN KUMAR
|
|
|
MARUDAPPA KUPPUSAMY
|
|
|
RAVI ARUN KUMAR
|
|
|
SAMIYAPPA GOVANDAR SUBIRAMANI
|
|
|
SRI KHARTHICK PALANISAMY
|
|
|
SURENDER GOUNDER
|
|
DID NOT MENTION BOARD MEETING DATE IN BOARD REPORT VIOLATING SECTION 134(3)(B) OF THE COMPANIES ACT, 2013
DID NOT MAKE DISCLOSURE ABOUT FORMING AN INTERNAL COMPLAINTS COMMITTEE FOR SEXUAL HARASSMENT OF WOMEN IN WORKPLACE VIOLATING SECTION 134(3) OF THE COMPANIES ACT, 2013 READ WITH RULE 8(G)(X) OF THE COMPANIES (ACCOUNTS) RULES, 2014
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
DID NOT MAKE DISCLOSURE OF COMPLIANCE OF SECRETARIAL STANDARDS IN BOARD REPORTS VIOLATING SECTION 134(3)(F) READ WITH RULE 8(X) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.9,00,000
19-FEB-2025
|
|
| 753 |
|
|
UNITED TECHNOLOGIES CORP.INDIA PVT.LTD.
(CIN:U63000DL2008FTC270957)
|
|
|
|
AMIT PATHAK
|
|
|
ASHMITA SETHI
|
|
|
DIVYESH JAMNADAS DALAL
|
|
|
KURT ANDREW PERCY
|
|
|
PANKAJ ANAND
|
|
|
PARUTHIPPARA RAVINDRAN REMA
|
|
|
RAJIV THAPAR
|
|
|
SANDEEP SHARMA
|
|
|
SURINDER SINGH KAINTH
|
|
DELAY IN FILING OF E-FORM BEN-2 ATTACHING E-FORM BEN-1 TO THE REGISTRAR OF COMPANIES VIOLATING SECTION 90(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
27-JAN-2025
|
|
| 754 |
|
|
UURMI SYSTEMS PVT.LTD.
(CIN:U72300TG2010PTC070527)
|
|
|
|
HIMA BINDU PUTTA
|
|
|
JEANNE MARIE O KEEFE
|
|
|
KISHORE RAO
|
|
|
KUMAR BAKTHAVATCHALU
|
|
|
NAGULAPALLI BHASKAR RAO
|
|
|
STEVAN DOUGLAS BARBO
|
|
|
SYAM SUNDER GARIMIDI
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY AND/OR CHIEF FINANCIAL OFFICER VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
|
IMPOSED PENALTY RS.5,00,000
11-JUN-2024
|
|
| 755 |
|
|
V GUARD INDUSTRIES LTD.
(CIN:L31200KL1996PLC010010)
|
|
|
|
MITHUN K.CHITTILAPPILLY
|
|
DID NOT ADHERE TO SECTION 152(6) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,03,000
19-AUG-2024
|
|
| 756 |
|
|
V.L.INFRAPROJECTS PVT.LTD.
(CIN:U45200GJ2014PTC081602)
|
|
|
|
MYDHILI RAJAGOPAL REDDY
|
|
|
RAJAGOPAL REDDY ANNAM REDDY
|
|
DID NOT OPEN SEPARATE BANK ACCOUNT IN RESPECT OF SHARE APPLICATION MONEY RECEIVED FOR ALLOTMENT OF EQUITY SHARES VIOLATING SECTION 42 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.31,00,000 ALONG WITH OTHER ENTITIES/PERSONS
08-AUG-2024
|
|
| 757 |
|
|
V.L.INFRAPROJECTS PVT.LTD.
(CIN:U45200GJ2014PTC081602)
|
|
|
|
MYDHILI RAJAGOPAL REDDY
|
|
|
RAJAGOPAL REDDY ANNAM REDDY
|
|
DID NOT OPEN SEPARATE BANK ACCOUNT IN RESPECT OF SHARE APPLICATION MONEY RECEIVED FOR ALLOTMENT OF EQUITY SHARES VIOLATING SECTION 42 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.29,00,000 ALONG WITH OTHER ENTITIES/PERSONS
08-AUG-2024
|
|
| 758 |
|
|
VAISHALI PROFICIENT NIDHI LTD.
(CIN:U65110BR2008PLC013895)
|
|
|
|
CHITTRANJAN KUMAR
|
|
|
KIRAN PANKAJ
|
|
|
PRASUN KUMAR PANKAJ
|
|
|
SHARMILA KUMARI
|
|
|
SURESH KUMAR BHAKTA
|
|
|
UPENDRA PRASAD
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) UNDER THEIR SIGNATURE IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,50,000
30-MAY-2025
|
|
| 759 |
|
|
VALUEMART GOLD & JEWELS LTD.
(CIN:U36911KA2013PLC068347)
|
|
|
|
CHERUVALLI KRISHNAN PRABHAKARAN
|
|
|
CHERUVALLIPADY KRISHNAN VASUDEVAN
|
|
|
RAJESH CHETANJI TAWRI
|
|
DID NOT MAINTAIN MINUTES OF GENERAL MEETING, MEETINGS OF BOARD OF DIRECTORS AND OTHER MEETINGS AND RESOLUTIONS PASSED BY POSTAL BALLOT IN PHYSICAL OR IN ELECTRONIC FORM VIOLATING SECTION 118(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
28-MAR-2025
|
|
| 760 |
|
|
VALUEMART GOLD & JEWELS LTD.
(CIN:U36911KA2013PLC068347)
|
|
|
|
CHERUVALLI KRISHNAN PRABHAKARAN
|
|
|
CHERUVALLIPADY KRISHNAN VASUDEVAN
|
|
|
RAJESH CHETANJI TAWRI
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) UNDER THEIR SIGNATURE IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
27-MAR-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 38 of 40
|
