| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
ADVANCE INFRASTRUCTURES PVT.LTD.
(CIN:U45200GJ2006PTC049085)
|
|
|
|
SHARMISHTHA SHARMA
(DIN:00647613)
|
|
|
SURENDRA KUMAR
(DIN:01673400)
|
|
DELAY IN FILING OF SH-7 REGARDING REDEMPTION OF PREFERENCE SHARES VIOLATING SECTION 64(1)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.53,000
07-FEB-2024
|
|
| 42 |
|
|
ADVANTAGE TRADECOM INDIA PVT.LTD.
(CIN:U52590MP2009PTC021752)
|
|
|
|
SACHIN JAIN
(PAN:AIDPJ5469P
DIN:02542114)
|
|
|
SUNIL KUMAR PAHADIYA
(PAN:AQWPP9097L
DIN:02576686)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
23-AUG-2022
|
|
| 43 |
|
|
ADVANTAGE TRADECOM INDIA PVT.LTD.
(CIN:U52590MP2009PTC021752)
|
|
|
|
SACHIN JAIN
(PAN:AIDPJ5469P
DIN:02542114)
|
|
|
SUNIL KUMAR PAHADIYA
(PAN:AQWPP9097L
DIN:02576686)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT 2013
DID NOT FILE FINANCIAL STATEMENTS TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,06,400
23-AUG-2022
|
|
| 44 |
|
|
AGILENT STEEL PVT.LTD.
(CIN:U45400GJ2012PTC068928)
|
|
|
|
MOHAMMED BILAL MUMTAZALI MOMIN
|
|
|
NAYAN ROHIT KUMAR MISTRY
|
|
|
VIKASH NARENDRASINGH RAJPUT
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,59,900
23-JUL-2024
|
|
| 45 |
|
|
AGILENT STEEL PVT.LTD.
(CIN:U45400GJ2012PTC068928)
|
|
|
|
MOHAMMED BILAL MUMTAZALI MOMIN
|
|
|
NAYAN ROHIT KUMAR MISTRY
|
|
|
VIKASH NARENDRASINGH RAJPUT
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,69,400
23-JUL-2024
|
|
| 46 |
|
|
AGILENT STEEL PVT.LTD.
(CIN:U45400GJ2012PTC068928)
|
|
|
|
MOHAMMED BILAL MUMTAZALI MOMIN
|
|
|
VIKASH NARENDRASINGH RAJPUT
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
23-JUL-2024
|
|
| 47 |
|
|
AGRILIFE TECHNOLOGIES PVT.LTD.
(CIN:U01122RJ2015PTC048879)
|
|
|
|
AJEET GODARA
|
|
|
ARVIND GODARA
|
|
|
MANPHOOL GODARA
|
|
DELAY IN FILING FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
23-JUL-2024
|
|
| 48 |
|
|
AGRILIFE TECHNOLOGIES PVT.LTD.
(CIN:U01122RJ2015PTC048879)
|
|
|
|
AJEET GODARA
|
|
|
ARVIND GODARA
|
|
|
MANPHOOL GODARA
|
|
DELAY IN FILING OF FORM MGT-14 WITH REGISTRAR VIOLATING SECTION 117(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 24 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.93,200
23-JUL-2024
|
|
| 49 |
|
|
AGS RETAILS (INDIA) LTD.
(CIN:U52312WB2020PLC236381)
|
|
|
|
ANIL KUMAR AGARWAL
|
|
|
GANESH PODDAR
|
|
|
KALICHARAN AGARWAL
|
|
|
SANJAY AGARWAL
|
|
DID NOT APPOINT KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
07-FEB-2024
|
|
| 50 |
|
|
AHMED NAGAR CLUB LTD.
(CIN:U92413PN1947PTC005819)
|
|
|
|
AJAY VASANTLAL BORA
|
|
|
AJESHKUMAR HARIRAM DHUPER
|
|
|
HEMENDRA RAMESHLAL KASWA
|
|
|
ISHWAR ASHOK BORA
|
|
|
JAWAHARLA MOHANLAL MUTHA
|
|
|
NIKHIL PRABHU KARACHIWALA
|
|
|
NILESH SUBHASH CHOPADA
|
|
|
PAWAN PRAKASH GANDHI
|
|
|
SANJAY RUPCHAND TATHED
|
|
|
YOGESH MADANLAL MALPANI
|
|
DID NOT MAINTAIN REGISTERS OF MEMBERS, DEBENTURE HOLDERS OR OTHER SECURITY HOLDERS VIOLATING SECTIONS 88(1) AND (2) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
12-JAN-2024
|
|
| 51 |
|
|
AHMED NAGAR CLUB LTD.
(CIN:U92413PN1947PTC005819)
|
|
|
|
AJAY VASANTLAL BORA
|
|
|
AJESHKUMAR HARIRAM DHUPER
|
|
|
HEMENDRA RAMESHLAL KASWA
|
|
|
ISHWAR ASHOK BORA
|
|
|
JAWAHARLA MOHANLAL MUTHA
|
|
|
NIKHIL PRABHU KARACHIWALA
|
|
|
NILESH SUBHASH CHOPADA
|
|
|
PAWAN PRAKASH GANDHI
|
|
|
SANJAY RUPCHAND TATHED
|
|
|
YOGESH MADANLAL MALPANI
|
|
DID NOT MENTION DATE OF SIGNING IN MINUTES OF BOARD MEETING VIOLATING SECTION 118 OF THE COMPANIES ACT, 2013 READ WITH SECRETARIAL STANDARDS-1
|
IMPOSED PENALTY RS.25,000
12-JAN-2024
|
|
| 52 |
|
|
AHMED NAGAR CLUB LTD.
(CIN:U92413PN1947PTC005819)
|
|
|
|
AJESHKUMAR HARIRAM DHUPER
|
|
|
HEMENDRA RAMESHLAL KASWA
|
|
|
ISHWAR ASHOK BORA
|
|
|
NIKHIL PRABHU KARACHIWALA
|
|
|
NILESH SUBHASH CHOPADA
|
|
|
PAWAN PRAKASH GANDHI
|
|
|
SANJAY RUPCHAND TATHED
|
|
|
YOGESH MADANLAL MALPANI
|
|
DID NOT CALL EXTRA ORDINARY GENERAL MEETING WITHIN TWENTY DAYS AFTER RECEIVING REQUISITION VIOLATING SECTIONS 100(3) AND 100(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.14,000
12-JAN-2024
|
|
| 53 |
|
|
AIRBUS INDIA PVT.LTD.
(CIN:U74999KA2007PTC041706)
|
|
|
|
REMI MAILLARD
|
|
DELAY IN HOLDING BOARD MEETING BEYOND 120 DAYS FROM THE LAST BOARD MEETING VIOLATING SECTION 173(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.12,000
20-DEC-2023
|
|
| 54 |
|
|
AIRFLOA RAIL TECHNOLOGY LTD.
(CIN:U30204TN1998PLC041571)
|
|
|
|
DAKSHINAMOORTHY VENKATESAN
(DIN:00232210)
|
|
|
DAKSHNA MOORTHY MANIKANDAN
(DIN:00232275)
|
|
DID NOT TRANSFER THE UNSPENT CORPORATE SOCIAL RESPONSIBILITY FUND VIOLATING SECTION 135(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,99,631
07-JAN-2026
|
|
| 55 |
|
|
AIRFLOA RAIL TECHNOLOGY LTD.
(CIN:U30204TN1998PLC041571)
|
|
|
|
DAKSHINAMOORTHY VENKATESAN
(DIN:00232210)
|
|
|
DAKSHNA MOORTHY MANIKANDAN
(DIN:00232275)
|
|
DID NOT TRANSFER THE UNSPENT CORPORATE SOCIAL RESPONSIBILITY FUND VIOLATING SECTION 135(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.27,12,722
09-JAN-2026
|
|
| 56 |
|
|
AIRFLOA RAIL TECHNOLOGY LTD.
(CIN:U30204TN1998PLC041571)
|
|
|
|
DAKSHINAMOORTHY VENKATESAN
(DIN:00232210)
|
|
|
DAKSHNA MOORTHY MANIKANDAN
(DIN:00232275)
|
|
DID NOT TRANSFER THE UNSPENT CORPORATE SOCIAL RESPONSIBILITY FUND VIOLATING SECTION 135(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.19,64,272
07-JAN-2026
|
|
| 57 |
|
|
AIRMASTER INDO PLAST PVT.LTD.
(CIN:U74999TN2018FTC123812)
|
|
|
|
MOHAMMED SHAFI THARAYITTA KANHIRATHINGAL
(DIN:07557772)
|
|
|
MUNVAR KHAN SHABANA SHAFI
(DIN:07557816)
|
|
DID NOT FILE FORM BEN-2 UNDER PROVISIONS OF SECTION 90 OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF COMPANIES (SIGNIFICANT BENEFICIAL OWNERS) RULES, 2018
|
IMPOSED PENALTY RS.5,00,000
07-OCT-2024
|
|
| 58 |
|
|
AJMERA FASHION PVT.LTD.
(CIN:U17299GJ2022PTC129445)
|
|
|
|
AJAYKUMAR NAGARMAL JAIN
(DIN:08729047)
|
|
|
RACHNA AJAYKUMAR JAIN
(DIN:08729048)
|
|
|
VIJAYKUMAR JAIN
(DIN:08729046)
|
|
AMOUNT RECEIVED AFTER ALLOTMENT OF SHARES VIOLATING SECTIONS 42(6) AND 62(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
14-MAY-2025
|
|
| 59 |
|
|
AKASH SRUTI SPICE INDIA PVT.LTD.
(CIN:U74999TN2018PTC125643)
|
|
|
|
DURAIRAJ SARATHA
|
|
|
SANJEEVI DURAIRAJ
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT 2013
|
IMPOSED PENALTY RS.74,050
14-MAR-2024
|
|
| 60 |
|
|
AKASH SRUTI SPICE INDIA PVT.LTD.
(CIN:U74999TN2018PTC125643)
|
|
|
|
DURAIRAJ SARATHA
|
|
|
SANJEEVI DURAIRAJ
|
|
DID NOT FILE FINANCIAL STATEMENTS TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.77,050
14-MAR-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 3 of 82
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