| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
ABHAYAHASTHA INFORMATION SERVICES PVT.LTD.
(CIN:U72900TG2021PTC147623)
|
|
|
|
AJAY BABU KAKARLA
|
|
|
VEERABATTULA SIRISHA
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
27-JUN-2025
|
|
| 22 |
|
|
ABHAYAHASTHA INFORMATION SERVICES PVT.LTD.
(CIN:U72900TG2021PTC147623)
|
|
|
|
AJAY BABU KAKARLA
|
|
|
VEERABATTULA SIRISHA
|
|
DID NOT MAINTAIN MINUTES OF GENERAL MEETING, MEETINGS OF BOARD OF DIRECTORS AND OTHER MEETINGS AND RESOLUTIONS PASSED BY POSTAL BALLOT IN PHYSICAL OR IN ELECTRONIC FORM VIOLATING SECTION 118(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
27-JUN-2025
|
|
| 23 |
|
|
ABHAYAHASTHA INFORMATION SERVICES PVT.LTD.
(CIN:U72900TG2021PTC147623)
|
|
|
|
AJAY BABU KAKARLA
|
|
|
VEERABATTULA SIRISHA
|
|
DID NOT FILE DECLARATION IN FORM NO 20A WITH THE REGISTRAR THAT EVERY SUBSCRIBER TO THE MEMORANDUM HAS PAID VALUE OF THE SHARES AGREED TO BE TAKEN BY THEM ON THE DATE OF MAKING SUCH DECLARATION VIOLATING SECTION 10A OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
27-JUN-2025
|
|
| 24 |
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
|
|
GANESH DATTATRAYA SAMANT
(DIN:00457859)
|
|
|
HEMANT RAGHUNATH MOHITE
(DIN:00458029)
|
|
|
PRASAD TULSHIDAS SAMANT
(DIN:00457890)
|
|
|
SIDDARTH PRADIP RAO
(DIN:07846157)
|
|
|
SUBODH HARESHWAR RAUT
(DIN:00458795)
|
|
|
SWATANTRA KUMAR
(DIN:00464807)
|
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-SEP-2024
|
|
| 25 |
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
|
|
GANESH DATTATRAYA SAMANT
(DIN:00457859)
|
|
|
HEMANT RAGHUNATH MOHITE
(DIN:00458029)
|
|
|
PRASAD TULSHIDAS SAMANT
(DIN:00457890)
|
|
|
SIDDHESH SHRINIWAS NAVLALE
|
|
|
SUBODH HARESHWAR RAUT
(DIN:00458795)
|
|
|
SWATANTRA KUMAR
(DIN:00464807)
|
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.3,00,000
30-AUG-2024
|
|
| 26 |
|
|
ABL BIOTECHNOLOGIES LTD.
(CIN:L52599TN1992PLC022340)
|
|
|
|
KOLLENMARETH OOMMAN ISAAC
(DIN:01421392)
|
|
DID NOT APPOINT WOMEN DIRECTOR WITHIN ONE YEAR FROM THE COMMENCEMENT OF THE COMPANIES ACT, 2013 VIOLATING SECTION 149 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
06-JAN-2026
|
|
| 27 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
ATTACHED WRONG UNSIGNED COPY OF THE FINANCIALS IN FORM AOC 4 VIOLATING SECTION 134(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.12,00,000
25-JUL-2024
|
|
| 28 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,61,500
25-JUL-2024
|
|
| 29 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DID NOT ATTACH FORM AOC-2 ALONG WITH BOARD OF DIRECTORS REPORT VIOLATING SECTION 134(3)(H) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (ACCOUNTS) RULES, 2014
|
IMPOSED PENALTY RS.12,00,000
25-JUL-2024
|
|
| 30 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DID NOT TAKE PROPER AND SUFFICIENT CARE FOR THE MAINTENANCE OF ADEQUATE ACCOUNTING RECORDS FOR TRANSACTION WITH RESPECT TO SALE OF WINDMILL, SPECIFIED BANK NOTES, DEPRECIATION, LOANS, REVALUATIONS AND CASH FLOW STATEMENTS VIOLATING SECTION 134(5)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.9,00,000
25-JUL-2024
|
|
| 31 |
|
|
ACC LTD.
(CIN:L26940GJ1936PLC149771)
|
|
|
|
AJAY KAPUR
|
|
|
VINAYAK GANESH KHANDEKAR
|
|
|
VINOD BAHETY
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY AND/OR CHIEF FINANCIAL OFFICER VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
28-JUL-2025
|
|
| 32 |
|
|
ACROPETAL TECHNOLOGIES LTD.
(CIN:L72900KA2001PLC028944)
|
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.8,00,000
22-MAY-2024
|
|
| 33 |
|
|
ACROPETAL TECHNOLOGIES LTD.
(CIN:L72900KA2001PLC028944)
|
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.8,00,000
22-MAY-2024
|
|
| 34 |
|
|
ACROPETAL TECHNOLOGIES LTD.
(CIN:L72900KA2001PLC028944)
|
|
|
DID NOT APPOINT KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
22-MAY-2024
|
|
| 35 |
|
|
ACUMEN TECHNICAL ADVISORY PVT.LTD.
(CIN:U74999KA2015PTC093724)
|
|
|
|
ALOK ANAND
(DIN:05000645)
|
|
|
VISHRUTHA DHRUVA
(DIN:05000663)
|
|
DELAY IN HOLDING BOARD MEETING BEYOND 120 DAYS FROM THE LAST BOARD MEETING VIOLATING SECTION 173(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.88,000
22-NOV-2025
|
|
| 36 |
|
|
ADAMAS BUILDERS PVT.LTD.
(CIN:U45205KA2011PTC059245)
|
|
|
|
HOOI PIK LING
|
|
|
MUTHANNA KUDUPOJE MOHAN
|
|
|
VIPUL
|
|
DELAY IN CONDUCTING BOARD MEETING VIOLATING SECTION 173(1) OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.22,000
24-MAY-2024
|
|
| 37 |
|
|
ADF FOODS LTD.
(CIN:L15400GJ1990PLC014265)
|
|
|
|
ANISH SUSHIL JHAVERI
(PAN:AACPJ5671N)
|
|
|
BIMAL RAMESH THAKKAR
(DIN:00087404)
|
|
|
SHALAKA SWAPNIL OVALEKAR
(PAN:AAGPO7625K)
|
|
|
SHARDUL ARVIND DOSHI
(PAN:AABPD1187C)
|
|
DID NOT TAKE PERMISSION FROM CENTRAL GOVERNMENT FOR APPOINTMENT OF WHOLE TIME DIRECTOR VIOLATING SECTION 196 READ WITH CLAUSE (E) OF PART-I SCHEDULE V OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
20-FEB-2024
|
|
| 38 |
|
|
ADHI BATTERIES INDIA PVT.LTD.
(CIN:U31109KA2012PTC064555)
|
|
|
|
ADIMOOLAM SHANTHI
|
|
|
RAMASWAMY ADIMOOLAM
|
|
ENTERED INTO RELATED PARTY TRANSACTIONS WITH ENTITIES IN WHICH DIRECTORS WERE INTERESTED VIOLATING SECTION 188(2) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
08-MAR-2024
|
|
| 39 |
|
|
ADHI BATTERIES INDIA PVT.LTD.
(CIN:U31109KA2012PTC064555)
|
|
|
|
ADIMOOLAM SHANTHI
|
|
|
RAMASWAMY ADIMOOLAM
|
|
DID NOT STATE SERIAL NUMBER EITHER IN BOARD OR SHAREHOLDER MINUTES, DID NOT CONTAIN TIME WHEN THE MEETING WAS CONCLUDED AND DID NOT RECORD THE QUORUM IN NONE OF THE BOARD MEETING VIOLATING SECTION 118(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-MAR-2024
|
|
| 40 |
|
|
ADISANKARA SPINNING MILLS PVT.LTD.
(CIN:U17111TZ1995PTC005944)
|
|
|
|
CHENNIMALAI GOWNDER
|
|
DID NOT SPEND MANDATED AMOUNT (I.E.2% OF AVERAGE NET PROFIT IN THE PRECEDING THREE FINANCIAL YEARS) AND DID NOT GIVE SPECIFIC REASONS FOR NOT SPENDING THE AMOUNT IN BOARD’S REPORT VIOLATING SECTION 135(5) READ WITH 134(3)(O) THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
30-AUG-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 2 of 82
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