| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 361 |
|
UMMID MUTUAL BENEFIT NIDHI LTD.
|
|
|
|
NARVIR SIROHI
|
|
|
PRANJAL SIROHI
|
|
|
SUNITA SIROHI
|
|
DID NOT INCLUDE DETAILS OF CHANGES IN DIRECTORS IN BOARDS REPORT VIOLATING SECTION 134(3)(Q) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
19-SEP-2024
|
|
| 362 |
|
|
UMMID MUTUAL BENEFIT NIDHI LTD.
(CIN:U65999UP2017PLC091326)
|
|
|
|
NARVIR SIROHI
|
|
|
PRANJAL SIROHI
|
|
|
SUNITA SIROHI
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
19-SEP-2024
|
|
| 363 |
|
|
UMMID MUTUAL BENEFIT NIDHI LTD.
(CIN:U65999UP2017PLC091326)
|
|
|
|
NARVIR SIROHI
|
|
|
PRANJAL SIROHI
|
|
|
SUNITA SIROHI
|
|
DID NOT FILE FORM MGT-14 FOR APPROVAL OF ACCOUNTS VIOLATING SECTIONS 117(1) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.4,98,700
19-SEP-2024
|
|
| 364 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.9,00,000
03-SEP-2024
|
|
| 365 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,30,500
03-SEP-2024
|
|
| 366 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
03-SEP-2024
|
|
| 367 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,24,300
03-SEP-2024
|
|
| 368 |
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
|
|
SHYAM NARAIN GUPTA
|
|
|
SURAJ KUMAR GUPTA
|
|
|
USHA SINGH
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 369 |
|
|
UNITED TECHNOLOGIES CORP.INDIA PVT.LTD.
(CIN:U63000DL2008FTC270957)
|
|
|
|
AMIT PATHAK
|
|
|
ASHMITA SETHI
|
|
|
DIVYESH JAMNADAS DALAL
|
|
|
KURT ANDREW PERCY
|
|
|
PANKAJ ANAND
|
|
|
PARUTHIPPARA RAVINDRAN REMA
|
|
|
RAJIV THAPAR
|
|
|
SANDEEP SHARMA
|
|
|
SURINDER SINGH KAINTH
|
|
DELAY IN FILING OF E-FORM NO.BEN-2 ATTACHING E-FORM NO.BEN-1 TO THE REGISTRAR OF COMPANIES VIOLATING SECTION 90(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
27-JAN-2025
|
|
| 370 |
|
|
VELODYNE LIDAR INDIA PVT.LTD.
(CIN:U72900KA2021FTC148163)
|
|
|
|
ARCHANA
|
|
|
LALIT MIGLANI
|
|
DELAY IN CONDUCTING BOARD MEETING VIOLATING SECTION 173(1) OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.88,000
02-DEC-2024
|
|
| 371 |
|
|
VETO SWITCHGEARS & CABLES LTD.
(CIN:L31401MH2007PLC171844)
|
|
|
|
AKSHAY KUMAR GURNANI
|
|
DELAY IN FURNISHING THE DECLARATIONS TO THE COMPANY IN FORMS NO.MGT-4 AND MGT-5 VIOLATING SECTIONS 89(1) READ WITH 89(2) OF THE COMPANIES ACT, 2013 READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
31-JUL-2024
|
|
| 372 |
|
|
VIRUPAKSHA ORGANICS LTD.
(CIN:U24110TG1997PLC028281)
|
|
|
|
BALASUBBA REDDY MAMILLA
|
|
|
CHANDRA MOULISWAR REDDY GANGAVARAM
|
|
|
CHANDRASEKHAR REDDY GANGAVARAM
|
|
|
MARKANDEYA GORANTLA
|
|
|
RAVINDER REDDY DEVIREDDY
|
|
|
VEDAVATHI GANGAVARAM
|
|
|
VENKATA RANGA NARASIMHA MAHESH
|
|
DEFAULTED IN APPOINTMENT OF COMPANY SECRETARY AND CHIEF FINANCIAL OFFICER VIOLATING SECTIONS 203(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,00,000
27-NOV-2024
|
|
| 373 |
|
|
VOLANT TEXTILE MILLS LTD.
(CIN:L17120MH1994PLC079534)
|
|
|
|
ANANTVIKRAM RAJESH SOMANI
|
|
|
ATUL RAVAL
|
|
|
DHANPAL ANNASAHEB TARE
|
|
|
RAJESH VENKATESHWAR SOMANI
|
|
|
RAVINDRA JAIRAM LADE
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.83,300
04-DEC-2024
|
|
| 374 |
|
|
VOLANT TEXTILE MILLS LTD.
(CIN:L17120MH1994PLC079534)
|
|
|
|
ANANTVIKRAM RAJESH SOMANI
|
|
|
ATUL RAVAL
|
|
|
DHANPAL ANNASAHEB TARE
|
|
|
RAJESH VENKATESHWAR SOMANI
|
|
|
RAVINDRA JAIRAM LADE
|
|
DELAY IN FILING OF FINANCIAL STATEMENTS VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,63,000
04-DEC-2024
|
|
| 375 |
|
|
VONDA TECHNOLOGY PVT.LTD.
(CIN:U32109UP2016FTC085993)
|
|
|
|
MANJU SHARMA
|
|
|
PANKAJ AGARWAL
|
|
|
SUMIT RAWAT
|
|
|
ZHOU WENBING
|
|
DID NOT ATTACH ACCOUNTING POLICIES ALONG WITH BALANCE SHEET OF THE COMPANY VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
05-SEP-2024
|
|
| 376 |
|
|
WATAI ELECTRONICS PVT.LTD.
(CIN:U31909UP2018PTC109513)
|
|
|
|
MOHAMMAD USMAN
|
|
ENTERED INTO TRANSACTION WITH GROUP COMPANY (PURCHASE AND SALE THE GOODS) WHICH AMOUNT TO MORE THAN 10% OF TOTAL TURNOVER OF COMPANY WITHOUT TAKING APPROVAL OF SHAREHOLDERS IN GENERAL MEETING VIOLATING SECTION 188(1) OF THE COMPANIES ACT, 2013
|
26-DEC-2024
|
|
| 377 |
|
|
WATAI ELECTRONICS PVT.LTD.
(CIN:U31909UP2018PTC109513)
|
|
|
|
MOHAMMAD USMAN
(DIN:07585431)
|
|
DID NOT DISCLOSURE OF INTEREST OR CONCERN IN COMPANIES OR BODIES CORPORATE OR FIRMS OR ASSOCIATION OF INDIVIDUALS INCLUDING THEIR SHAREHOLDING AT FIRST MEETING OF BOARD VIOLATING SECTION 184(1) OF THE COMPANIES ACT, 2013
|
26-DEC-2024
|
|
| 378 |
|
|
WIND WORLD (INDIA) LTD.
(CIN:U31200DD2003PLC003236)
|
|
|
|
YOGESH JOGINDERNATH MEHRA
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
15-APR-2024
|
|
| 379 |
|
|
WIND WORLD (INDIA) LTD.
(CIN:U31200DD2003PLC003236)
|
|
|
|
AJAY JOGINDERNATH MEHRA
|
|
|
JOGINDERNATH MEHRA
|
|
|
MANORANJAN KARMAKAR
|
|
|
YOGESH JOGINDERNATH MEHRA
|
|
DID NOT PROPERLY MAINTAIN MINUTE BOOKS OF PROCEEDINGS OF BOARD MEETINGS, GENERAL MEETINGS ETC VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
15-APR-2024
|
|
| 380 |
|
|
WURKNET PVT.LTD.
(CIN:U74999MH2019PTC333001)
|
|
|
|
SANJAY DINKAR RAMUGADE
|
|
|
VIVAN PURI
|
|
DID NOT FOLLOW SECRETARIAL STANDARD 2 (SS-2) BY ORALLY INFORMING THE MEMBERS OF CONVENING OF EXTRA ORDINARY GENERAL MEETING (EGM) AT A SHORTER NOTICE VIOLATING SECTIONS 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.28,000
29-FEB-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 19 of 20
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