| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
42 CARD SOLUTIONS PVT.LTD.
(CIN:U72900KA2020PTC141127)
|
|
|
|
GOURI SRINIVAS GORTI
|
|
|
SRIKANT MADDURI
|
|
CONDUCTED EXTRAORDINARY GENERAL MEETING WITHOUT PROPER NOTICE VIOLATING SECTION 101 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,000
22-MAY-2024
|
|
| 2 |
|
|
5B INDUSTRIES INDIA PVT.LTD.
|
|
|
|
CHRISTOPHER NEIL MCGRATH
|
|
|
EDEN JAMES TEHAN
|
|
|
RAJESH SHRIVASTAV
|
|
DELAY IN SUBMISSION OF E-FORM INC 20A WITH REGISTRAR OF COMPANIES VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
02-JUL-2024
|
|
| 3 |
|
|
A ONE STEELS INDIA PVT.LTD.
(CIN:U27310KA2008PTC046184)
|
|
|
|
POOJA SARA NAGARAJA
|
|
|
SUNIL JALAN
|
|
DID NOT MAKE DISCLOSURE OF VIGIL MECHANISM POLICY IN BOARD’S REPORT VIOLATING SUB-SECTIONS 9 AND 10 OF SECTION 177 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.15,00,000
23-JAN-2025
|
|
| 4 |
|
|
A-ONE STEEL & ALLOYS PVT.LTD.
(CIN:U28999KA2012PTC063439)
|
|
|
|
JULLIAN JALLAN (AKA.SUNIL JALLAN)
|
|
|
MANOJ KUMAR
|
|
|
PRIYA JALAN
|
|
|
RAJ KUMAR JALAN
|
|
|
SANDEEP KUMAR
|
|
|
SUNIL JALLAN (AKA.JULLIAN JALLAN)
|
|
|
UMA SHANKAR GOYANKA
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
24-MAY-2024
|
|
| 5 |
|
|
A.P.MOLLER,M/S
(Associated with : GPRO SERVICES INDIA PVT.LTD.)
|
|
|
DELAY IN DECLARATION OF CHANGE OF INTEREST VIOLATING SECTION 89(3) READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.92,800
19-SEP-2024
|
|
| 6 |
|
|
AAB INDUSTRIAL LOGISTICS & WAREHOUSING PVT.LTD.
(CIN:U74999TN2018PTC125825)
|
|
|
|
SHABBIR JAMNAGARWALA HATIM
|
|
|
SHABBIR YUSUF JAMNAGARWALA
|
|
DELAY IN FILING FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.32,000
19-JUN-2024
|
|
| 7 |
|
|
AALAMARA NIDHI LTD.
(CIN:U65999TN2019PLC128843)
|
|
|
|
DURAIRAJ JANAKIRAMAN
|
|
|
KANNAN
|
|
|
MADHANARAJ PALRAJ
|
|
|
PALRAJ JEYAVELMANI
|
|
|
SARAVANA KUMAR
|
|
|
SRINIVASAGAM JANAKIRAMAN VENGATESH
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.19,300
08-APR-2024
|
|
| 8 |
|
|
AALAMARA NIDHI LTD.
(CIN:U65999TN2019PLC128843)
|
|
|
|
DURAIRAJ JANAKIRAMAN
|
|
|
KANNAN
|
|
|
MADHANARAJ PALRAJ
|
|
|
PALRAJ JEYAVELMANI
|
|
|
RAMASAMY BALAJI
(DIN:05276105)
|
|
|
SARAVANA KUMAR
|
|
|
SRINIVASAGAM JANAKIRAMAN VENGATESH
|
|
|
VARATHARAJAN SANKARANARAYANAN
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.73,900
08-APR-2024
|
|
| 9 |
|
|
AALAMARA NIDHI LTD.
(CIN:U65999TN2019PLC128843)
|
|
|
|
CHANDRASEKARAN RAMESH
(DIN:08264925)
|
|
|
DURAIRAJ JANAKIRAMAN
|
|
|
KANNAN
|
|
|
MADHANARAJ PALRAJ
|
|
|
PALRAJ JEYAVELMANI
|
|
|
RAMASAMY BALAJI
|
|
|
SARAVANA KUMAR
|
|
|
SRINIVASAGAM JANAKIRAMAN VENGATESH
|
|
|
VARATHARAJAN SANKARANARAYANAN
|
|
DELAY IN FILING OF E-FORM MGT-14 FOR APPROVAL OF ACCOUNTS VIOLATING SECTIONS 117(1) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,96,700
08-APR-2024
|
|
| 10 |
|
|
AAROGYA DAIRY PRODUCTS PVT.LTD.
(CIN:U15549RJ2007PTC024516)
|
|
|
|
SWAMI ARSHDEV
|
|
|
SWAMI PARAMARTHDEV
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
26-FEB-2024
|
|
| 11 |
|
|
AARYAK JEWELLERY PVT.LTD.
(CIN:U46498KA2023PTC170996)
|
|
|
|
ELIZABETH MUKHEDKAR
|
|
|
KUMAR SAURABH
|
|
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 55 OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 62 OF THE ACT READ WITH RULE 13 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.6,30,000
15-OCT-2024
|
|
| 12 |
|
|
AASTHA BROADCASTING NETWORK LTD.
(CIN:L67120MH1981PLC025111)
|
|
|
|
KISHAN VIR SHARMA
|
|
DID NOT APPOINT WOMEN DIRECTOR WITHIN ONE YEAR FROM THE COMMENCEMENT OF THE COMPANIES ACT, 2013 VIOLATING SECTION 149 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,85,000
08-JAN-2025
|
|
| 13 |
|
|
AASVAS NIDHI LTD.
(CIN:U65929KL2016PLC047400)
|
|
|
|
RAJVIHAR SASI RAJEEV
|
|
|
SREEJITH SUDHAKARAN
|
|
|
SURYA RATHEESH
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) UNDER THEIR SIGNATURE IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
19-NOV-2024
|
|
| 14 |
|
|
ABAYAMBIGAI NIDHI LTD.
(CIN:U65924TN2016PLC110802)
|
|
|
|
SUDARSHAN
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUN-2024
|
|
| 15 |
|
|
ABHAYAHASTHA INFORMATION SERVICES PVT.LTD.
(CIN:U72900TG2021PTC147623)
|
|
|
|
AJAY BABU KAKARLA
|
|
|
VEERABATTULA SIRISHA
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
27-JUN-2025
|
|
| 16 |
|
|
ABHAYAHASTHA INFORMATION SERVICES PVT.LTD.
(CIN:U72900TG2021PTC147623)
|
|
|
|
AJAY BABU KAKARLA
|
|
|
VEERABATTULA SIRISHA
|
|
DID NOT MAINTAIN MINUTES OF GENERAL MEETING, MEETINGS OF BOARD OF DIRECTORS AND OTHER MEETINGS AND RESOLUTIONS PASSED BY POSTAL BALLOT IN PHYSICAL OR IN ELECTRONIC FORM VIOLATING SECTION 118(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
27-JUN-2025
|
|
| 17 |
|
|
ABHAYAHASTHA INFORMATION SERVICES PVT.LTD.
(CIN:U72900TG2021PTC147623)
|
|
|
|
AJAY BABU KAKARLA
|
|
|
VEERABATTULA SIRISHA
|
|
DID NOT FILE DECLARATION IN FORM NO 20A WITH THE REGISTRAR THAT EVERY SUBSCRIBER TO THE MEMORANDUM HAS PAID VALUE OF THE SHARES AGREED TO BE TAKEN BY THEM ON THE DATE OF MAKING SUCH DECLARATION VIOLATING SECTION 10A OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
27-JUN-2025
|
|
| 18 |
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
|
|
GANESH DATTATRAYA SAMANT
(DIN:00457859)
|
|
|
HEMANT RAGHUNATH MOHITE
(DIN:00458029)
|
|
|
PRASAD TULSHIDAS SAMANT
(DIN:00457890)
|
|
|
SIDDARTH PRADIP RAO
(DIN:07846157)
|
|
|
SUBODH HARESHWAR RAUT
(DIN:00458795)
|
|
|
SWATANTRA KUMAR
(DIN:00464807)
|
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-SEP-2024
|
|
| 19 |
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
|
|
GANESH DATTATRAYA SAMANT
(DIN:00457859)
|
|
|
HEMANT RAGHUNATH MOHITE
(DIN:00458029)
|
|
|
PRASAD TULSHIDAS SAMANT
(DIN:00457890)
|
|
|
SIDDHESH SHRINIWAS NAVLALE
|
|
|
SUBODH HARESHWAR RAUT
(DIN:00458795)
|
|
|
SWATANTRA KUMAR
(DIN:00464807)
|
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.3,00,000
30-AUG-2024
|
|
| 20 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,61,500
25-JUL-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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