| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.H.AHAMAD SHAKIR
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN FILING OF FORM BEN-1 WITH THE COMPANY VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
05-SEP-2024
|
|
| 2 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.52,900
09-APR-2024
|
|
| 3 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE MGT-14 REGARDING APPROVAL OF FINANCIAL STATEMENT VIOLATING SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,25,000
09-APR-2024
|
|
| 4 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
09-APR-2024
|
|
| 5 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE E-FORM SH-7 FOR INCREASE OF AUTHORIZED SHARE CAPITAL VIOLATING SECTION 64(1)(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
09-APR-2024
|
|
| 6 |
|
|
AANIS AHMAD
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT APPOINT STATUTORY AUDITOR AND DID NOT FILE E-FORM ADT-1 VIOLATING SECTIONS 139 READ WITH 147 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
09-APR-2024
|
|
| 7 |
|
|
AARTI Y.MODI
|
|
|
TRANSFERRED SHARES IN PHYSICAL MODE VIOLATING SECTION 29 OF THE COMPANIES ACT, 2013 READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2015
|
IMPOSED PENALTY RS.10,000
21-JUN-2024
|
|
| 8 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DELAY IN HOLDING SEPARATE MEETING VIOLATING SECTION 149 READ WITH SCHEDULE IV OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 9 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DID NOT ADHERE TO SECRETARIAL STANDARDS SPECIFIED BY ICAI VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
24-DEC-2024
|
|
| 10 |
|
|
AB.GAFAR AB.LATIF
|
|
|
TRANSFERRED SHARES IN PHYSICAL MODE VIOLATING SECTION 29 OF THE COMPANIES ACT, 2013 READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2015
|
IMPOSED PENALTY RS.10,000
21-JUN-2024
|
|
| 11 |
|
|
ABDUL ALIM
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN ISSUING OF E-FORM BEN-4 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-SEP-2024
|
|
| 12 |
|
|
ABDUL LATHEEF JABBAR
|
|
|
|
S A LIFE STYLE PVT.LTD.
(CIN:U70109KA2021PTC154077)
|
|
DELAY IN FIING OF E-FORM INC-20A FOR COMMENCEMENT OF BUSINESS VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-MAR-2024
|
|
| 13 |
|
|
ABDUL RAHAMAN MIAH
(DIN:03644602)
|
|
|
|
TRIREME LIFE SCIENCES PVT.LTD.
(CIN:U85100MP2012PTC029317)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.4,000
25-JAN-2023
|
|
| 14 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT SUBMIT E-FORM DIR-3 KYC TO CENTRAL GOVERNMENT VIOLATING RULE 12A OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014
|
IMPOSED PENALTY RS.25,000
09-APR-2024
|
|
| 15 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.52,900
09-APR-2024
|
|
| 16 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE MGT-14 REGARDING APPROVAL OF FINANCIAL STATEMENT VIOLATING SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,25,000
09-APR-2024
|
|
| 17 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
09-APR-2024
|
|
| 18 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT FILE E-FORM SH-7 FOR INCREASE OF AUTHORIZED SHARE CAPITAL VIOLATING SECTION 64(1)(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
09-APR-2024
|
|
| 19 |
|
|
ABDUL SAMAD ANSARI
|
|
|
|
AL-AMEEN MUTUAL BENEFIT NIDHI LTD.
(CIN:U67100UP2017PLC095560)
|
|
DID NOT APPOINT STATUTORY AUDITOR AND DID NOT FILE E-FORM ADT-1 VIOLATING SECTIONS 139 READ WITH 147 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
09-APR-2024
|
|
| 20 |
|
|
ABHA MITTAL
(DIN:00519777)
|
|
|
|
SASTASUNDAR VENTURES LTD.
(CIN:L65993WB1989PLC047002)
|
|
PASSED UNANIMOUS BOARD RESOLUTION FOR APPOINTING THE SAME PERSON AS MANAGING DIRECTOR WHO WAS ALREADY MANAGING DIRECTOR OF ONE COMPANY VIOLATING SECTION 203(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
16-JUL-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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