| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.H.AHAMAD SHAKIR
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN FILING OF FORM BEN-1 WITH THE COMPANY VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
05-SEP-2024
|
|
| 2 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DELAY IN HOLDING SEPARATE MEETING VIOLATING SECTION 149 READ WITH SCHEDULE IV OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 3 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DID NOT ADHERE TO SECRETARIAL STANDARDS SPECIFIED BY ICAI VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
24-DEC-2024
|
|
| 4 |
|
|
ABDUL ALIM
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN ISSUING OF E-FORM BEN-4 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-SEP-2024
|
|
| 5 |
|
|
ABHA MITTAL
(DIN:00519777)
|
|
|
|
SASTASUNDAR VENTURES LTD.
(CIN:L65993WB1989PLC047002)
|
|
PASSED UNANIMOUS BOARD RESOLUTION FOR APPOINTING THE SAME PERSON AS MANAGING DIRECTOR WHO WAS ALREADY MANAGING DIRECTOR OF ONE COMPANY VIOLATING SECTION 203(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
16-JUL-2024
|
|
| 6 |
|
|
ABHAY PARNERKAR
|
|
|
|
GODREJ TYSON FOODS LTD.
(CIN:U15122MH2008PLC177741)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 7 |
|
|
ABHIMANYU KUMAR PANDEY
|
|
|
|
DHANSAGAR NIDHI LTD.
(CIN:U67200UP2017PLC093077)
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-MAY-2024
|
|
| 8 |
|
|
ABHIMANYU KUMAR PANDEY
|
|
|
|
DHANSAGAR NIDHI LTD.
(CIN:U67200UP2017PLC093077)
|
|
DID NOT FILE FORM MGT-14 FOR APPROVAL OF ACCOUNTS VIOLATING SECTIONS 117(1) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.75,000
08-MAY-2024
|
|
| 9 |
|
|
ABHISHEK BURMAN KUMAR
|
|
|
|
NEXGEN INVENTIVE INFORMATION TECHNOLOGY PVT.LTD.
(CIN:U72900PN2013PTC149783)
|
|
DID NOT PROPERLY MAINTAIN MINUTE BOOKS OF PROCEEDINGS OF BOARD MEETINGS, GENERAL MEETINGS ETC VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,000
08-AUG-2024
|
|
| 10 |
|
|
ABHISHEK KUMAR
|
|
|
|
RHINO FINANCE PVT.LTD.
(CIN:U67120AS1996PTC004705)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
17-OCT-2024
|
|
| 11 |
|
|
ABHISHEK NALWAYA
|
|
|
|
MAJID AL FUTTAIM HYPERMARKETS PVT.LTD.
(CIN:U72900HR2019FTC080634)
|
|
DID NOT TAKE NECESSARY STEPS TO IDENTIFY SIGNIFICANT BENEFICIAL OWNER VIOLATING SECTION 90(4A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
13-SEP-2024
|
|
| 12 |
|
|
ABHISHEK NALWAYA
|
|
|
|
MAJID AL FUTTAIM HYPERMARKETS PVT.LTD.
(CIN:U72900HR2019FTC080634)
|
|
DID NOT ISSUE FORM BEN-4 NOTICE TO ITS MEMBER VIOLATING SECTION 90(5) OF THE COMPANIES ACT, 2013 READ WITH RULE 2A(2) OF THE COMPANIES (SIGNIFICANT BENEFICIAL OWNERS) RULES, 2018
|
IMPOSED PENALTY RS.50,000
13-SEP-2024
|
|
| 13 |
|
|
ABIR SHAIKH
|
|
|
|
B.BRAUN MEDICAL (INDIA) PVT.LTD.
(CIN:U33112MH1984PTC214514)
|
|
DELAY IN FILING OF E-FORM BEN-2 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(1) AND 90(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,74,000
17-SEP-2024
|
|
| 14 |
|
|
ABIR SHAIKH
|
|
|
|
B.BRAUN MEDICAL (INDIA) PVT.LTD.
(CIN:U33112MH1984PTC214514)
|
|
DELAY IN FILING OF FORM BEN-1 WITH THE COMPANY VIOLATING SECTION 90(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
17-SEP-2024
|
|
| 15 |
|
|
ABU SADEQUE ISHTIAQUE AHMED CHOUDHURY
|
|
|
|
MOONLIGHT ASSOCIATES LTD.
(CIN:U85110AS2004PLC007336)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,40,000
05-FEB-2025
|
|
| 16 |
|
|
ABU SADEQUE ISHTIAQUE AHMED CHOUDHURY
|
|
|
|
MOONLIGHT ASSOCIATES LTD.
(CIN:U85110AS2004PLC007336)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
05-FEB-2025
|
|
| 17 |
|
|
ABU SADEQUE ISHTIAQUE AHMED CHOUDHURY
|
|
|
|
MOONLIGHT ASSOCIATES LTD.
(CIN:U85110AS2004PLC007336)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-FEB-2025
|
|
| 18 |
|
|
ADIT NITINKUMAR THAKKAR
|
|
|
|
NAIKA ENVIRO PVT.LTD.
(CIN:U90000GJ2022PTC136317)
|
|
DELAY IN FILING OF E-FORM INC-20A VIOLATING SECTION 10A OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
20-SEP-2024
|
|
| 19 |
|
|
ADITYA CHOWGULE
|
|
|
|
MANGAL FARMING & AGRO INDUSTRIES PVT.LTD.
(CIN:U01119GA1974PTC000186)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
21-AUG-2024
|
|
| 20 |
|
|
ADITYA KUMAR SETHI
|
|
|
|
NARMADA THERMAL POWER LTD.
(CIN:U40100GJ2000PLC038012)
|
|
DELAY IN FILING OF FORM MGT-14 VIOLATING SECTION 117(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
27-AUG-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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