| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
5B INDUSTRIES INDIA PVT.LTD.
|
|
|
|
CHRISTOPHER NEIL MCGRATH
|
|
|
EDEN JAMES TEHAN
|
|
|
RAJESH SHRIVASTAV
|
|
DELAY IN SUBMISSION OF E-FORM INC 20A WITH REGISTRAR OF COMPANIES VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
02-JUL-2024
|
|
| 2 |
|
|
A ONE STEELS INDIA PVT.LTD.
(CIN:U28999KA2012PTC063439)
|
|
|
|
POOJA SARA NAGARAJA
|
|
|
SUNIL JALAN
|
|
DID NOT MAKE DISCLOSURE OF VIGIL MECHANISM POLICY IN BOARD’S REPORT VIOLATING SUB-SECTIONS 9 AND 10 OF SECTION 177 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.15,00,000
23-JAN-2025
|
|
| 3 |
|
|
A-ONE STEEL & ALLOYS PVT.LTD.
(CIN:U28999KA2012PTC063439)
|
|
|
|
JULLIAN JALLAN (AKA.SUNIL JALLAN)
|
|
|
MANOJ KUMAR
|
|
|
PRIYA JALAN
|
|
|
RAJ KUMAR JALAN
|
|
|
SANDEEP KUMAR
|
|
|
SUNIL JALLAN (AKA.JULLIAN JALLAN)
|
|
|
UMA SHANKAR GOYANKA
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
24-MAY-2024
|
|
| 4 |
|
|
A.P.MOLLER,M/S
(CIN:U74999MH2014FTC257496)
(Associated with : GPRO SERVICES INDIA PVT.LTD.)
|
|
|
DELAY IN DECLARATION OF CHANGE OF INTEREST VIOLATING SECTION 89(3) READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.92,800
19-SEP-2024
|
|
| 5 |
|
|
AAB INDUSTRIAL LOGISTICS & WAREHOUSING PVT.LTD.
(CIN:U74999TN2018PTC125825)
|
|
|
|
SHABBIR JAMNAGARWALA HATIM
|
|
|
SHABBIR YUSUF JAMNAGARWALA
|
|
DELAY IN FILING FORM PAS-3 VIOLATING SECTION 39(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.32,000
19-JUN-2024
|
|
| 6 |
|
|
AARYAK JEWELLERY PVT.LTD.
(CIN:U46498KA2023PTC170996)
|
|
|
|
ELIZABETH MUKHEDKAR
|
|
|
KUMAR SAURABH
|
|
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 55 OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 62 OF THE ACT READ WITH RULE 13 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.6,30,000
15-OCT-2024
|
|
| 7 |
|
|
AASTHA BROADCASTING NETWORK LTD.
(CIN:L67120MH1981PLC025111)
|
|
|
|
KISHAN VIR SHARMA
|
|
DID NOT APPOINT WOMEN DIRECTOR WITHIN ONE YEAR FROM THE COMMENCEMENT OF THE COMPANIES ACT, 2013 VIOLATING SECTION 149 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,85,000
08-JAN-2025
|
|
| 8 |
|
|
AASVAS NIDHI LTD.
(CIN:U65929KL2016PLC047400)
|
|
|
|
RAJVIHAR SASI RAJEEV
|
|
|
SREEJITH SUDHAKARAN
|
|
|
SURYA RATHEESH
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) UNDER THEIR SIGNATURE IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
19-NOV-2024
|
|
| 9 |
|
|
ABAYAMBIGAI NIDHI LTD.
(CIN:U65924TN2016PLC110802)
|
|
|
|
SUDARSHAN
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUN-2024
|
|
| 10 |
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
|
|
GANESH DATTATRAYA SAMANT
(DIN:00457859)
|
|
|
HEMANT RAGHUNATH MOHITE
(DIN:00458029)
|
|
|
PRASAD TULSHIDAS SAMANT
(DIN:00457890)
|
|
|
SIDDARTH PRADIP RAO
(DIN:07846157)
|
|
|
SUBODH HARESHWAR RAUT
(DIN:00458795)
|
|
|
SWATANTRA KUMAR
(DIN:00464807)
|
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-SEP-2024
|
|
| 11 |
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
|
|
GANESH DATTATRAYA SAMANT
(DIN:00457859)
|
|
|
HEMANT RAGHUNATH MOHITE
(DIN:00458029)
|
|
|
PRASAD TULSHIDAS SAMANT
(DIN:00457890)
|
|
|
SIDDHESH SHRINIWAS NAVLALE
|
|
|
SUBODH HARESHWAR RAUT
(DIN:00458795)
|
|
|
SWATANTRA KUMAR
(DIN:00464807)
|
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.3,00,000
30-AUG-2024
|
|
| 12 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
ATTACHED WRONG UNSIGNED COPY OF THE FINANCIALS IN FORM AOC 4 VIOLATING SECTION 134(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.12,00,000
25-JUL-2024
|
|
| 13 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,61,500
25-JUL-2024
|
|
| 14 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DID NOT ATTACH FORM AOC-2 ALONG WITH BOARD OF DIRECTORS REPORT VIOLATING SECTION 134(3)(H) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (ACCOUNTS) RULES, 2014
|
IMPOSED PENALTY RS.12,00,000
25-JUL-2024
|
|
| 15 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DID NOT TAKE PROPER AND SUFFICIENT CARE FOR THE MAINTENANCE OF ADEQUATE ACCOUNTING RECORDS FOR TRANSACTION WITH RESPECT TO SALE OF WINDMILL, SPECIFIED BANK NOTES, DEPRECIATION, LOANS, REVALUATIONS AND CASH FLOW STATEMENTS VIOLATING SECTION 134(5)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.9,00,000
25-JUL-2024
|
|
| 16 |
|
|
ACCELER EDTECH PVT.LTD.
(CIN:U80904PN2022PTC211483)
|
|
|
|
KETKI ANISH SOHANI
|
|
|
SAYALI NISHIKANT RAJEBAHADUR
|
|
|
SIDDHARTH SHARAD RAHALKAR
|
|
DELAY IN FILING OF E-FORM PAS-3 FOR RETURN OF ALLOTMENT OF SECURITIES WITHIN TIME VIOLATING SECTION 42(8) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.15,000
30-DEC-2024
|
|
| 17 |
|
|
ACROPETAL TECHNOLOGIES LTD.
(CIN:L72900KA2001PLC028944)
|
|
|
|
RAVI KUMAR
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.8,00,000
22-MAY-2024
|
|
| 18 |
|
|
ACROPETAL TECHNOLOGIES LTD.
(CIN:L72900KA2001PLC028944)
|
|
|
|
RAVI KUMAR
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.8,00,000
22-MAY-2024
|
|
| 19 |
|
|
ACROPETAL TECHNOLOGIES LTD.
(CIN:L72900KA2001PLC028944)
|
|
|
|
RAVI KUMAR
|
|
DID NOT APPOINT KEY MANAGERIAL PERSONNEL VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
22-MAY-2024
|
|
| 20 |
|
|
ADAMAS BUILDERS PVT.LTD.
(CIN:U45205KA2011PTC059245)
|
|
|
|
HOOI PIK LING
|
|
|
MUTHANNA KUDUPOJE MOHAN
|
|
|
VIPUL
|
|
DELAY IN CONDUCTING BOARD MEETING VIOLATING SECTION 173(1) OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.22,000
24-MAY-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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