| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
5B INDUSTRIES INDIA PVT.LTD.
|
|
|
|
CHRISTOPHER NEIL MCGRATH
|
|
|
EDEN JAMES TEHAN
|
|
|
RAJESH SHRIVASTAV
|
|
DELAY IN SUBMISSION OF E-FORM INC 20A WITH REGISTRAR OF COMPANIES VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
02-JUL-2024
|
|
| 2 |
|
|
A.P.MOLLER,M/S
(CIN:U74999MH2014FTC257496)
|
|
|
DELAY IN DECLARATION OF CHANGE OF INTEREST VIOLATING SECTION 89(3) READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.92,800
19-SEP-2024
|
|
| 3 |
|
|
AARYAK JEWELLERY PVT.LTD.
(CIN:U46498KA2023PTC170996)
|
|
|
|
ELIZABETH MUKHEDKAR
|
|
|
KUMAR SAURABH
|
|
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 55 OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
DID NOT MAKE DISCLOSURE REQUIRED IN ALLOTMENT OF SHARE VIOLATING SECTION 62 OF THE ACT READ WITH RULE 13 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.6,30,000
15-OCT-2024
|
|
| 4 |
|
|
AASTHA BROADCASTING NETWORK LTD.
(CIN:L67120MH1981PLC025111)
|
|
|
|
KISHAN VIR SHARMA
|
|
DID NOT APPOINT WOMEN DIRECTOR WITHIN ONE YEAR FROM THE COMMENCEMENT OF THE COMPANIES ACT, 2013 VIOLATING SECTION 149 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,85,000
08-JAN-2025
|
|
| 5 |
|
|
AASVAS NIDHI LTD.
(CIN:U65929KL2016PLC047400)
|
|
|
|
RAJVIHAR SASI RAJEEV
|
|
|
SREEJITH SUDHAKARAN
|
|
|
SURYA RATHEESH
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
19-NOV-2024
|
|
| 6 |
|
|
ABAYAMBIGAI NIDHI LTD.
(CIN:U65924TN2016PLC110802)
|
|
|
|
SUDARSHAN
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUN-2024
|
|
| 7 |
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
|
|
GANESH DATTATRAYA SAMANT
(DIN:00457859)
|
|
|
HEMANT RAGHUNATH MOHITE
(DIN:00458029)
|
|
|
PRASAD TULSHIDAS SAMANT
(DIN:00457890)
|
|
|
SIDDARTH PRADIP RAO
(DIN:07846157)
|
|
|
SUBODH HARESHWAR RAUT
(DIN:00458795)
|
|
|
SWATANTRA KUMAR
(DIN:00464807)
|
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
VIVEK VIJAY PANDIT
(DIN:00457967)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-SEP-2024
|
|
| 8 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
ATTACHED WRONG UNSIGNED COPY OF THE FINANCIALS IN FORM AOC 4 VIOLATING SECTION 134(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.12,00,000
25-JUL-2024
|
|
| 9 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,61,500
25-JUL-2024
|
|
| 10 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DID NOT ATTACH FORM AOC-2 ALONG WITH BOARD OF DIRECTORS REPORT VIOLATING SECTION 134(3)(H) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (ACCOUNTS) RULES, 2014
|
IMPOSED PENALTY RS.12,00,000
25-JUL-2024
|
|
| 11 |
|
|
ABU ESTATE PVT.LTD.
(CIN:U85110TN1985PTC030138)
|
|
|
|
NAINA MOHAMED NEELAGIRI ABDUL AZEEZ
|
|
|
NILAGIRI ABUTHAHIR AZEEZ
|
|
DID NOT TAKE PROPER AND SUFFICIENT CARE FOR THE MAINTENANCE OF ADEQUATE ACCOUNTING RECORDS FOR TRANSACTION WITH RESPECT TO SALE OF WINDMILL, SPECIFIED BANK NOTES, DEPRECIATION, LOANS, REVALUATIONS AND CASH FLOW STATEMENTS VIOLATING SECTION 134(5)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.9,00,000
25-JUL-2024
|
|
| 12 |
|
|
ACCELER EDTECH PVT.LTD.
(CIN:U80904PN2022PTC211483)
|
|
|
|
KETKI ANISH SOHANI
|
|
|
SAYALI NISHIKANT RAJEBAHADUR
|
|
|
SIDDHARTH SHARAD RAHALKAR
|
|
DELAY IN FILING OF E-FORM PAS-3 FOR RETURN OF ALLOTMENT OF SECURITIES WITHIN TIME VIOLATING SECTION 42(8) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.15,000
30-DEC-2024
|
|
| 13 |
|
|
ADISANKARA SPINNING MILLS PVT.LTD.
(CIN:U17111TZ1995PTC005944)
|
|
|
|
CHENNIMALAI GOWNDER
|
|
DID NOT SPEND MANDATED AMOUNT (I.E.2% OF AVERAGE NET PROFIT IN THE PRECEDING THREE FINANCIAL YEARS) AND DID NOT GIVE SPECIFIC REASONS FOR NOT SPENDING THE AMOUNT IN BOARD’S REPORT VIOLATING SECTION 135(5) READ WITH 134(3)(O) THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
30-AUG-2024
|
|
| 14 |
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
|
|
GANESAN RAJANMANI
|
|
|
THANGASAMY MAHALINGAM
|
|
|
THANGASAMY POUNAYAL
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 15 |
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
|
|
GANESAN RAJANMANI
|
|
|
THANGASAMY MAHALINGAM
|
|
|
THANGASAMY POUNAYAL
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 16 |
|
|
AIRMASTER INDO PLAST PVT.LTD.
(CIN:U74999TN2018FTC123812)
|
|
|
|
MOHAMMED SHAFI THARAYITTA KANHIRATHINGAL
(DIN:07557772)
|
|
|
MUNVAR KHAN SHABANA SHAFI
(DIN:07557816)
|
|
DID NOT FILE FORM NO.BEN-2 UNDER PROVISIONS OF SECTION 90 OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF COMPANIES (SIGNIFICANT BENEFICIAL OWNERS) RULES, 2018
|
IMPOSED PENALTY RS.5,00,000
07-OCT-2024
|
|
| 17 |
|
|
AJAY NIDHI LTD.
(CIN:U65991TN2016PLC109937)
|
|
|
|
KAMAL CHAND
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUL-2024
|
|
| 18 |
|
|
AJAY NIDHI LTD.
(CIN:U65991TN2016PLC109937)
|
|
|
|
KAMAL CHAND
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
25-JUL-2024
|
|
| 19 |
|
|
AKHANI TECHNOLOGY PVT.LTD.
(CIN:U31907UP2019PTC119646)
|
|
|
|
BHUMIKA PRAJAPATI
|
|
|
THAKKAR NATVARLAL RAVIKUMAR
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
25-JUL-2024
|
|
| 20 |
|
|
AKHANI TECHNOLOGY PVT.LTD.
(CIN:U31907UP2019PTC119646)
|
|
|
|
BHUMIKA PRAJAPATI
|
|
|
THAKKAR NATVARLAL RAVIKUMAR
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,55,850
25-JUL-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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