| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
AVOUDIAPPAN SENTHILVELU
(DIN:02974637)
|
|
|
|
APSAL CHITS PVT.LTD.
(CIN:U65992TN2015PTC101606)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,36,600
24-SEP-2024
|
|
| 122 |
|
|
AVOUDIAPPAN SENTHILVELU
(DIN:02974637)
|
|
|
|
APSAL CHITS PVT.LTD.
(CIN:U65992TN2015PTC101606)
|
|
DID NOT ATTACH FORM AOC-2 ALONG WITH BOARD OF DIRECTORS REPORT VIOLATING SECTION 134(3)(H) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (ACCOUNTS) RULES, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 123 |
|
|
AVOUDIAPPAN SENTHILVELU
(DIN:02974637)
|
|
|
|
APSAL CHITS PVT.LTD.
(CIN:U65992TN2015PTC101606)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,39,700
24-SEP-2024
|
|
| 124 |
|
|
AVOUDIAPPAN SENTHILVELU
(DIN:03073730)
|
|
|
|
APS MICRO CREDIT & INSURANCE SERVICES (INDIA) PVT.LTD.
(CIN:U67190TN2013PTC089944)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
11-DEC-2024
|
|
| 125 |
|
|
AVOUDIAPPAN SENTHILVELU
(DIN:02974637)
|
|
|
|
APSAL CHITS PVT.LTD.
(CIN:U65992TN2015PTC101606)
|
|
FINANCIAL STATEMENTS WERE NOT SIGNED BY DIRECTORS VIOLATING SECTION 134 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
24-SEP-2024
|
|
| 126 |
|
|
AWADHESH KUMAR
|
|
|
|
IDIO CONSTRUCTION & INDUSTRIES (INDIA) LTD.
(CIN:U45200BR1992PLC004778)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.75,000
12-SEP-2024
|
|
| 127 |
|
|
AWADHESH KUMAR
|
|
|
|
IDIO CONSTRUCTION & INDUSTRIES (INDIA) LTD.
(CIN:U45200BR1992PLC004778)
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.75,000
12-SEP-2024
|
|
| 128 |
|
|
AYUSH AGARWAL
|
|
|
DID NOT PROVIDE COMMENTS IN AUDIT REPORT WITH RESPECT TO NON-CURRENT INVESTMENTS IN FINANCIAL STATEMENTS VIOLATING SECTIONS 143 READ WITH 129 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
DID NOT PROVIDE COMMENTS IN AUDIT REPORT WITH RESPECT TO SHORT TERM LOANS AND ADVANCES IN FINANCIAL STATEMENTS VIOLATING SECTIONS 143 READ WITH 129 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
DID NOT PROVIDE COMMENTS IN AUDIT REPORT WITH RESPECT TO BALANCE WITH GOVERNMENT AUTHORITIES UNDER THE SUB-HEAD SHORT TERM LOANS AND ADVANCES IN FINANCIAL STATEMENTS VIOLATING SECTIONS 143 READ WITH 129 READ WITH SCHEDULE III OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.15,000
30-DEC-2024
|
|
| 129 |
|
|
AYUSHI GUPTA
(PAN:BRMPG2928R)
|
|
|
|
SHIVOM MINERALS LTD.
(CIN:U26941OR1999PLC005785)
|
|
DID NOT MAINTAIN SECURITIES IN DEMATERIALIZED FORM AS REQUIRED UNDER SECTION 29 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
05-JUL-2024
|
|
| 130 |
|
|
BABULAL JAIN
(DIN:00014957)
|
|
|
|
KALPAKKAM NIDHI LTD.
(CIN:U65991TN1994PLC029165)
|
|
DID NOT MENTION COMPLETE DETAILS IN THE LIST OF ALLOTTEES WHILE FILING E-FORM PAS-3 VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
22-NOV-2024
|
|
| 131 |
|
|
BAJRANG LAL JAIN
|
|
|
|
CKR STEELS PVT.LTD.
(CIN:U51909CT2012PTC008243)
|
|
DID NOT MAINTAIN REGISTERED OFFICE FOR RECEIVING AND ACKNOWLEDGE ALL COMMUNICATIONS AND NOTICE VIOLATING SECTIONS 12(1) AND 12(8) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.23,500
14-NOV-2024
|
|
| 132 |
|
|
BALASUBBA REDDY MAMILLA
|
|
|
|
VIRUPAKSHA ORGANICS LTD.
(CIN:U24110TG1997PLC028281)
|
|
DEFAULTED IN APPOINTMENT OF COMPANY SECRETARY AND CHIEF FINANCIAL OFFICER VIOLATING SECTIONS 203(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,00,000
27-NOV-2024
|
|
| 133 |
|
|
BALDEV CHAND BANSAL
(DIN:00157520)
|
|
|
|
BCL HOMES LTD.
(CIN:U00082CH2005PLC029291)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
08-JAN-2025
|
|
| 134 |
|
|
BALDEV CHAND BANSAL
(DIN:00157520)
|
|
|
|
BCL HOMES LTD.
(CIN:U00082CH2005PLC029291)
|
|
DID NOT CONSTITUTE NOMINATION AND REMUNERATION COMMITTEE AS PER SECTION 178(1) OF THE COMPANY ACT, 2013 READ WITH RULE 6 OF THE COMPANIES (MEETING OF BOARD AND POWERS) RULES, 2014
|
IMPOSED PENALTY RS.1,00,000
08-JAN-2025
|
|
| 135 |
|
|
BALDEV CHAND BANSAL
(DIN:00157520)
|
|
|
|
BCL HOMES LTD.
(CIN:U00082CH2005PLC029291)
|
|
DID NOT APPROVE FINANCIAL STATEMENTS AND BOARD’S REPORT BY PASSING A BOARD RESOLUTION VIOLATING SECTION 179(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 136 |
|
|
BALDEV CHAND BANSAL
(DIN:00157520)
|
|
|
|
BCL HOMES LTD.
(CIN:U00082CH2005PLC029291)
|
|
DEFAULTED IN REPAYMENT OF TERM LOAN AND INTEREST TO BANK VIOLATING SECTION 180(1)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 137 |
|
|
BALDEV CHAND BANSAL
(DIN:00157520)
|
|
|
|
BCL HOMES LTD.
(CIN:U00082CH2005PLC029291)
|
|
DID NOT FILE FORM MGT-14 WITH REGISTRAR OF COMPANIES VIOLATING SECTIONS 117(1) READ WITH 117(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 138 |
|
|
BALDEV CHAND BANSAL
(DIN:00157520)
|
|
|
|
BCL HOMES LTD.
(CIN:U00082CH2005PLC029291)
|
|
DID NOT ADHERE TO SECTION 29(1)(B) OF THE COMPANIES ACT, 2013 READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 139 |
|
|
BALESHWAR SINGH
(DIN:00256295)
|
|
|
|
INDORE WIRE CO.LTD.
(CIN:L99999MH1960PLC011854)
|
|
DELAY IN FILING OF FINANCIAL STATEMENTS VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,13,400
17-JAN-2024
|
|
| 140 |
|
|
BALESHWAR SINGH
(DIN:00252695)
|
|
|
|
INDORE WIRE CO.LTD.
(CIN:L99999MH1960PLC011854)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT 2013
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.60,400
17-JAN-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 59
|
