| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1101 |
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 1102 |
|
|
UTSAV HIMANSHU TRIVEDI
|
|
|
|
LAKSHYA POWERTECH PVT.LTD.
(CIN:U74900GJ2012PLC071218)
|
|
DID NOT FILE MGT-14 WITH REGARDS TO SPECIAL RESOLUTION FOR PRIOR APPROVAL REGARDING RAISING OF FUNDS THROUGH UNSECURED LOAN WITH OPTION TO CONVERSION INTO EQUITY SHARES AS SPECIFIED UNDER SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.36,100
03-SEP-2024
|
|
| 1103 |
|
|
VAISHALI SHETTY OZA
|
|
|
|
VENKATRAMANA FOOD SPECIALITIES LTD.
(CIN:U15499PY1986PLC002550)
|
|
DELAY IN APPOINTMENT OF WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
09-OCT-2024
|
|
| 1104 |
|
|
VARATH NALAMKANDATHIL SINDHU
|
|
|
|
JSKAGRI NIDHI LTD.
(CIN:U65990KL2021PLN068393)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.24,000
16-JAN-2025
|
|
| 1105 |
|
|
VARATH NALAMKANDATHIL SINDHU
|
|
|
|
JSKAGRI NIDHI LTD.
(CIN:U65990KL2021PLN068393)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.24,000
16-JAN-2025
|
|
| 1106 |
|
|
VARUVEL MICHEAL
(DIN:08077477)
|
|
|
|
MIJO NIDHI LTD.
(CIN:U65999TN2018PLC125734)
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
04-SEP-2024
|
|
| 1107 |
|
|
VARUVEL MICHEAL
(DIN:08077477)
|
|
|
|
MIJO NIDHI LTD.
(CIN:U65999TN2018PLC125734)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
04-SEP-2024
|
|
| 1108 |
|
|
VARUVEL MICHEAL
(DIN:08077477)
|
|
|
|
MIJO NIDHI LTD.
(CIN:U65999TN2018PLC125734)
|
|
DID NOT FILE FORM MGT-14 FOR BOARD RESOLUTION PASSED FOR APPROVAL OF ACCOUNTS WITH ROC VIOLATING SECTIONS 117(3)(G) AND 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
04-SEP-2024
|
|
| 1109 |
|
|
VEDAVATHI GANGAVARAM
|
|
|
|
VIRUPAKSHA ORGANICS LTD.
(CIN:U24110TG1997PLC028281)
|
|
DEFAULTED IN APPOINTMENT OF COMPANY SECRETARY AND CHIEF FINANCIAL OFFICER VIOLATING SECTIONS 203(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,00,000
27-NOV-2024
|
|
| 1110 |
|
|
VELLANDURAI SHANMUGAMURTHY
|
|
|
|
PALLAVA RESORTS PVT.LTD.
(CIN:U55101TN2005PTC057933)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.55,000
DIRECTED TO RECTIFY THE DEFAULT BY MAINTAINING REGISTERED OFFICE OF THE COMPANY AT THE REGISTERED ADDRESS FROM 26-JUL-2024
DIRECTED TO SUBMIT PROOFS OF MAINTENANCE OF REGISTERED OFFICE INCLUDING PHOTOS/RENTAL AGREEMENTS AND OTHER NECESSARY DOCUMENTS WITHIN FIFTEEN DAYS FROM THE DATE OF ORDER FROM 26-JUL-2024
26-JUL-2024
|
|
| 1111 |
|
|
VELLANDURAI SHANMUGAMURTHY
|
|
|
|
PALLAVA RESORTS PVT.LTD.
(CIN:U55101TN2005PTC057933)
|
|
CARRYING VALUE AND DISPOSAL OF INVESTMENTS WERE NOT MADE AS PER ACCOUNTING STANDARD 13 IN THE FINANCIAL STATEMENTS VIOLATING SECTION 134(5)(B) OF THE COMPANIES ACT, 2013
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS AS PER ACCOUNTING STANDARD 18 VIOLATING SECTION 134(5)(B) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,50,000
26-JUL-2024
|
|
| 1112 |
|
|
VELLANDURAI SHANMUGAMURTHY
|
|
|
|
PALLAVA RESORTS PVT.LTD.
(CIN:U55101TN2005PTC057933)
|
|
DID NOT UPDATE DIN BY FILING E-FORM DIR-6 VIOLATING RULE 12(1) OF THE COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014
|
IMPOSED PENALTY RS.10,000
26-JUL-2024
|
|
| 1113 |
|
|
VELUSWAMY DHANALAKSHMI
|
|
|
|
SRI VELAYUDHASWAMY SPINNING MILLS PVT.LTD.
(CIN:U17111TZ1988PTC002240)
|
|
DID NOT MAKE DISCLOSURE OF CSR POLICY, SPENDING AND OTHER RELEVANT DETAILS IN BOARD’S REPORT IN DETAILED TABULAR FORM VIOLATING SECTION 135(4)(A) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (CSR) RULES, 2014
|
IMPOSED PENALTY RS.10,000
30-AUG-2024
|
|
| 1114 |
|
|
VENKATA RANGA NARASIMHA MAHESH
|
|
|
|
VIRUPAKSHA ORGANICS LTD.
(CIN:U24110TG1997PLC028281)
|
|
DEFAULTED IN APPOINTMENT OF COMPANY SECRETARY AND CHIEF FINANCIAL OFFICER VIOLATING SECTIONS 203(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,00,000
27-NOV-2024
|
|
| 1115 |
|
|
VENKATRAMAN
|
|
|
|
WINNER DAIRY PVT.LTD.
(CIN:U15201PY1993PTC000861)
|
|
DELAY IN APPOINTMENT OF WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.2,14,000
09-OCT-2024
|
|
| 1116 |
|
|
VENUMBAKA VENKATA KRISHNA REDDY
|
|
|
|
LIONS CO-ORDINATION COMMITTEE OF INDIA ASSOCIATION
(CIN:U74999TN2016NPL110455)
|
|
DID NOT ATTACH FORM AOC-2 ALONG WITH BOARD OF DIRECTORS REPORT VIOLATING SECTION 134(3)(H) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (ACCOUNTS) RULES, 2014
|
IMPOSED PENALTY RS.50,000
25-JUN-2024
|
|
| 1117 |
|
|
VENUMBAKA VENKATA KRISHNA REDDY
|
|
|
|
LIONS CO-ORDINATION COMMITTEE OF INDIA ASSOCIATION
(CIN:U74999TN2016NPL110455)
|
|
DID NOT ATTACH FORM AOC-2 ALONG WITH BOARD OF DIRECTORS REPORT VIOLATING SECTION 134(3)(H) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (ACCOUNTS) RULES, 2014
|
IMPOSED PENALTY RS.50,000
25-JUN-2024
|
|
| 1118 |
|
|
VIJAY CHANDRAKANT KAMBLE
(DIN:00458661)
|
|
|
|
ABHITECH ENERGYCON LTD.
(CIN:U74210MH1997PLC111233)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
11-SEP-2024
|
|
| 1119 |
|
|
VIJAY CHANDRAKANTBHAI PRAJAPATI
(DIN:06551682)
|
|
|
|
CHEETAH MULTITRADE PVT.LTD.
(CIN:U51900MH2007PTC175449)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 1120 |
|
|
VIJAY KUMAR KABRA
|
|
|
|
TROUW NUTRITION INDIA PVT.LTD.
(CIN:U15331TN2006PTC068742)
|
|
DID NOT MAINTAIN AND KEEP PROPER MINUTES UNDER THE CUSTODY OF DIRECTORS/ AUTHORIZED PERSON VIOLATING SECTION 118 OF THE COMPANIES ACT, 2013 READ WITH RULE 25 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.3,05,000
22-OCT-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 56 of 59
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