| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1081 |
|
THANGASAMY POUNAYAL
|
|
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 1082 |
|
|
THANGASAMY POUNAYAL
|
|
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 1083 |
|
|
THANUKRISHNAN MAHADEVAN
|
|
|
|
PENTAGON GLOBAL SOLUTIONS LTD.
(CIN:U73100TN1995PLC030734)
|
|
DID NOT APPOINT WOMEN DIRECTOR WITHIN ONE YEAR FROM THE COMMENCEMENT OF THE COMPANIES ACT, 2013 VIOLATING SECTION 149 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
20-JUN-2024
|
|
| 1084 |
|
|
THUPTEN NAMGYAL
|
|
|
|
INCHOI TECHNOLOGY ELECTRONIC MATERIALS PVT.LTD.
(CIN:U25206UP2019PTC119476)
|
|
DELAY IN FILING OF E-FORM NO.BEN-4 TO COMPANY VIOLATING SECTION 90(4A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
11-OCT-2024
|
|
| 1085 |
|
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 1086 |
|
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,50,000
09-SEP-2024
|
|
| 1087 |
|
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
09-SEP-2024
|
|
| 1088 |
|
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
09-SEP-2024
|
|
| 1089 |
|
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT INCLUDE DETAILS OF CHANGES IN DIRECTORS IN BOARDS REPORT VIOLATING SECTION 134(3)(Q) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
09-SEP-2024
|
|
| 1090 |
|
|
UDAI PRATAP SINGH
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,50,000
09-SEP-2024
|
|
| 1091 |
|
|
UMAYAMMAL RAMAMOORTHI
|
|
|
|
SUCHINDRUM KALI NIDHI LTD.
(CIN:U67100TN2011PLC079759)
|
|
DID NOT FILE E-FORM INC-22A AFTER INSPECTION VIOLATING SECTION 12(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
14-OCT-2024
|
|
| 1092 |
|
|
UMMAR ALI
|
|
|
|
LAKSHYAM NIDHI LTD.
(CIN:U65999KL2022PLN073496)
|
|
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
29-NOV-2024
|
|
| 1093 |
|
|
UPENDAR SINGH
|
|
|
|
SREE NATHJI TEATRADE PVT.LTD.
(CIN:U51909MH2010PTC199687)
|
|
DID NOT MAKE ADEQUATE DISCLOSURES IN LETTER HEAD OF THE COMPANY AS REQUIRED UNDER SECTION 12(3)(C) OF THE COMPANIES ACT, 2013
DID NOT INTIMATE TO ROC CHANGE OF REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
31-JAN-2025
|
|
| 1094 |
|
|
UPENDRA KUMAR R.PATHAK
|
|
|
|
GODREJ TYSON FOODS LTD.
(CIN:U15122MH2008PLC177741)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 1095 |
|
|
UPENDRA KUMAR R.PATHAK
|
|
|
|
GODREJ TYSON FOODS LTD.
(CIN:U15122MH2008PLC177741)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 1096 |
|
|
USHA GOYAL
(DIN:02958594)
|
|
|
|
SALLEE TRADING PVT.LTD.
(CIN:U51900MH1995PTC093488)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
04-DEC-2024
|
|
| 1097 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 1098 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| 1099 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
03-SEP-2024
|
|
| 1100 |
|
|
USHA SINGH
|
|
|
|
UNIONBASE NIDHI LTD.
(CIN:U65991UP2015PLC069924)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
03-SEP-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 55 of 59
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