| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1061 |
|
SYED SHARIB ABBAS RIZVI
|
|
|
|
RESS POWER PVT.LTD.
(CIN:U40105MH2019FTC330353)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
24-DEC-2024
|
|
| 1062 |
|
|
TAE SUNG LEE
|
|
|
DELAY IN FILING OF FORM NO.BEN-1 WITH THE COMPANY VIOLATING SECTION 90(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,55,000
10-SEP-2024
|
|
| 1063 |
|
|
TARJINDER KUMAR BANSAL
(DIN:00157483)
|
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
08-JAN-2025
|
|
| 1064 |
|
|
TARJINDER KUMAR BANSAL
(DIN:00157483)
|
|
|
DID NOT CONSTITUTE NOMINATION AND REMUNERATION COMMITTEE AS PER SECTION 178(1) OF THE COMPANY ACT, 2013 READ WITH RULE 6 OF THE COMPANIES (MEETING OF BOARD AND POWERS) RULES, 2014
|
IMPOSED PENALTY RS.1,00,000
08-JAN-2025
|
|
| 1065 |
|
|
TARJINDER KUMAR BANSAL
(DIN:00157483)
|
|
|
DID NOT APPROVE FINANCIAL STATEMENTS AND BOARD’S REPORT BY PASSING A BOARD RESOLUTION VIOLATING SECTION 179(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 1066 |
|
|
TARJINDER KUMAR BANSAL
(DIN:00157483)
|
|
|
DEFAULTED IN REPAYMENT OF TERM LOAN AND INTEREST TO BANK VIOLATING SECTION 180(1)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 1067 |
|
|
TARJINDER KUMAR BANSAL
(DIN:00157483)
|
|
|
DID NOT FILE FORM MGT-14 WITH REGISTRAR OF COMPANIES VIOLATING SECTIONS 117(1) READ WITH 117(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 1068 |
|
|
TARJINDER KUMAR BANSAL
(DIN:00157483)
|
|
|
DID NOT ADHERE TO SECTION 29(1)(B) OF THE COMPANIES ACT, 2013 READ WITH RULE 9A OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.50,000
08-JAN-2025
|
|
| 1069 |
|
|
TARLOCHAN SINGH KUNDI
|
|
|
|
PANAMA WIND ENERGY PVT.LTD.
(CIN:U40108PN2003PTC018172)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 READ WITH RULES 8 AND 10 OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.2,73,000
12-DEC-2024
|
|
| 1070 |
|
|
TARLOCHAN SINGH KUNDI
|
|
|
|
PANAMA WIND ENERGY PVT.LTD.
(CIN:U40108PN2003PTC018172)
|
|
DELAY IN APPOINTMENT OF COMPANY SECRETARY VIOLATING SECTION 203 READ WITH RULES 8 AND 10 OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.84,000
12-DEC-2024
|
|
| 1071 |
|
|
TARUN KUMAR GUPTA
|
|
|
|
PASARI EXPORTS LTD.
(CIN:U51909KA1983PLC036561)
|
|
DID NOT ATTACH EXTRACT OF ANNUAL RETURN TO DIRECTOR’S REPORT VIOLATING SECTION 134(3)(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
26-NOV-2024
|
|
| 1072 |
|
|
TARUN KUMAR GUPTA
|
|
|
|
PASARI EXPORTS LTD.
(CIN:U51909KA1983PLC036561)
|
|
DID NOT ADHERE TO ACCOUNTING STANDARDS 15, 18, 20 AND 22 IN PREPARATION OF ANNUAL ACCOUNTS AND DID NOT EXPLAIN FOR MATERIAL DEPARTURE FOR THE SAID STANDARDS VIOLATING SECTION 134(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
26-NOV-2024
|
|
| 1073 |
|
|
TARUN KUMAR MITRA
|
|
|
|
CALCUTTA SOUTH CLUB LTD.
(CIN:U91990WB1959PLC024133)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
20-MAR-2024
|
|
| 1074 |
|
|
TARUN MANGAL
|
|
|
|
GRANARY WHOLESALE PVT.LTD.
(CIN:U51909KA2019FTC122933)
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.87,000
03-SEP-2024
|
|
| 1075 |
|
|
THAKKAR NATVARLAL RAVIKUMAR
|
|
|
|
AKHANI TECHNOLOGY PVT.LTD.
(CIN:U31907UP2019PTC119646)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
25-JUL-2024
|
|
| 1076 |
|
|
THAKKAR NATVARLAL RAVIKUMAR
|
|
|
|
AKHANI TECHNOLOGY PVT.LTD.
(CIN:U31907UP2019PTC119646)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.75,000
25-JUL-2024
|
|
| 1077 |
|
|
THAKKAR NATVARLAL RAVIKUMAR
|
|
|
|
AKHANI TECHNOLOGY PVT.LTD.
(CIN:U31907UP2019PTC119646)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.75,000
25-JUL-2024
|
|
| 1078 |
|
|
THAKKAR NATVARLAL RAVIKUMAR
|
|
|
|
GDY MANUFACTURING PVT.LTD.
|
|
DID NOT SUBMIT E-FORM DIR-3 KYC TO CENTRAL GOVERNMENT VIOLATING RULE 12A OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014
|
IMPOSED PENALTY RS.25,000
06-SEP-2024
|
|
| 1079 |
|
|
THANGASAMY MAHALINGAM
|
|
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
DID NOT MENTION PERMANENT ACCOUNT NUMBER & EMAIL ID OF THE SECURITY HOLDER VIOLATING RULE 14(6) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| 1080 |
|
|
THANGASAMY MAHALINGAM
|
|
|
|
AGNISWARI NIDHI LTD.
(CIN:U65990TN2022PLN153230)
|
|
DID NOT MENTION OCCUPATION OF THE ALLOTTEES IN LIST OF ALLOTTEES ATTACHED ALONG WITH FORM PAS-3 FOR RETURN OF ALLOTMENT OF SHARES VIOLATING RULE 12(2) OF COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
|
IMPOSED PENALTY RS.10,000
11-JUL-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 54 of 59
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