| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
ANIL PANDEY
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,50,000
09-SEP-2024
|
|
| 62 |
|
|
ANIL PANDEY
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
09-SEP-2024
|
|
| 63 |
|
|
ANIL PANDEY
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
09-SEP-2024
|
|
| 64 |
|
|
ANIL PANDEY
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT INCLUDE DETAILS OF CHANGES IN DIRECTORS IN BOARDS REPORT VIOLATING SECTION 134(3)(Q) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
09-SEP-2024
|
|
| 65 |
|
|
ANIL PANDEY
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,50,000
09-SEP-2024
|
|
| 66 |
|
|
ANIRUDDH PRASAD TIWARI
|
|
|
|
ARISEBHAVISHYA INDIA MUTUAL BENEFIT NIDHI LTD.
(CIN:U65929PB2016PLC045895)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
10-FEB-2025
|
|
| 67 |
|
|
ANIRUDDHA GANGOPADHYAY
|
|
|
|
GRANARY WHOLESALE PVT.LTD.
(CIN:U51909KA2019FTC122933)
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.87,000
03-SEP-2024
|
|
| 68 |
|
|
ANITA RAI
|
|
|
|
KROSS LTD.
(CIN:U29100JH1991PLC004465)
|
|
DID NOT MAINTAIN SECURITIES IN DEMATERIALIZED FORM AS REQUIRED UNDER SECTION 29 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
10-SEP-2024
|
|
| 69 |
|
|
ANKIT KUMAR
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 70 |
|
|
ANKUR BHINDA
|
|
|
|
SOLITAIRE INVESTMENTS CO.LTD.
(CIN:L65990MH1981PLC025701)
|
|
DID NOT APPOINT WOMEN DIRECTOR WITHIN ONE YEAR FROM THE COMMENCEMENT OF THE COMPANIES ACT, 2013 VIOLATING SECTION 149 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
04-DEC-2024
|
|
| 71 |
|
|
ANTAPPAN
|
|
|
|
SAINT PHILOMENAS KOONAMMAVU NIDHI LTD.
(CIN:U65990KL2019PLC057466)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
07-NOV-2024
|
|
| 72 |
|
|
ANTONY CHINNAPPAN
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN ISSUING OF E-FORM NO.BEN-4 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-SEP-2024
|
|
| 73 |
|
|
ANUBAMA
(DIN:01918570)
|
|
|
OBTAINED MULTIPLE DIRECTOR IDENTIFICATION NUMBER (DIN) VIOLATING SECTION 155 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.19,51,000
03-OCT-2024
|
|
| 74 |
|
|
ANUBHAV DWIVEDI
(DIN:08886321)
|
|
|
|
TRUTHIGH FINTECH PVT.LTD.
(CIN:U72900MH2019PTC330651)
|
|
DELAY IN FILING OF FINANCIAL STATEMENTS VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
07-JAN-2025
|
|
| 75 |
|
|
ANUBHAV DWIVEDI
(DIN:08886321)
|
|
|
|
TRUTHIGH FINTECH PVT.LTD.
(CIN:U72900MH2019PTC330651)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT 2013
|
IMPOSED PENALTY RS.50,000
07-JAN-2025
|
|
| 76 |
|
|
ANUP KUMAR
|
|
|
|
KIRANA KING RETAIL NETWORK PVT.LTD.
(CIN:U52609RJ2018PTC062552)
|
|
DID NOT MAKE DISCLOSURE OF FIGURES FOR THE TOTAL PURCHASE AND SALE OF INVESTMENT ON GROSS BASIS AND REPORTED ENCASHMENT OF FIXED DEPOSITS ON NET BASIS AMOUNTING TO RS.1,050 LAC AND INCOME TAX PAID (NET OF REFUNDS) AMOUNTING TO RS.4.43 LAC WHICH OUGHT TO BE DISLOSED ON GROSS BASIS VIOLATING SECTION 143 OF THE COMPANIES ACT, 2013 READ WITH IND AS-7
DID NOT FILE DECLARATIONS TO REGISTRAR OF COMPANIES IN E-FORM NO.MGT-6 VIOLATING SECTION 89(6) OF THE COMPANIES ACT, 2013 READ WITH RULE 9(3) OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.4,48,400
23-AUG-2024
|
|
| 77 |
|
|
ANUPMA KASHYAP
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 78 |
|
|
ANURAG SINGHI
|
|
|
|
SINGHI & CO.
|
|
DID NOT MAKE DISCLOSURE OF FIGURES FOR THE TOTAL PURCHASE AND SALE OF INVESTMENT ON GROSS BASIS AND REPORTED ENCASHMENT OF FIXED DEPOSITS ON NET BASIS AMOUNTING TO RS.1,050 LAC AND INCOME TAX PAID (NET OF REFUNDS) AMOUNTING TO RS.4.43 LAC WHICH OUGHT TO BE DISCLOSED ON GROSS BASIS VIOLATING SECTION 129 OF THE COMPANIES ACT, 2013 READ WITH IND AS-7
REPORTED “OTHER PAYABLE” UNDER THE HEAD OTHER NON-FINANCIAL LIABILITIES AMOUNTING TO RS.40.05 LAC VIOLATING SECTIONS 143 READ WITH 129 OF THE COMPANIES ACT, 2013 READ WITH SCHEDULE III AND SECTION 133 OF THE COMPANIES ACT, 2013
DID NOT PROVISIONING FOR IMPAIRMENT OF INVESTMENTS LEADS TO HIGHER PROFIT VIOLATING SECTIONS 129 READ WITH 133 OF THE COMPANIES ACT, 2013
DID NOT PROVISIONING FOR IMPAIRMENT OF INVESTMENTS LEADS TO HIGHER PROFIT VIOLATING SECTION 143 OF THE COMPANIES ACT, 2013
DID NOT PROVIDE ADEQUATE DISCLOSURE REGARDING PROVISION OF GRATUITY FOR THOSE EMPLOYEES ONLY WHO HAVE COMPLETED FIVE YEARS OF SERVICE VIOLATING SECTIONS 143(3) READ WITH 129 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
21-AUG-2024
|
|
| 79 |
|
|
APPALANAIDU PUSHPAM
|
|
|
|
PALLAVA RESORTS PVT.LTD.
(CIN:U55101TN2005PTC057933)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.55,000
DIRECTED TO RECTIFY THE DEFAULT BY MAINTAINING REGISTERED OFFICE OF THE COMPANY AT THE REGISTERED ADDRESS FROM 26-JUL-2024
DIRECTED TO SUBMIT PROOFS OF MAINTENANCE OF REGISTERED OFFICE INCLUDING PHOTOS/RENTAL AGREEMENTS AND OTHER NECESSARY DOCUMENTS WITHIN FIFTEEN DAYS FROM THE DATE OF ORDER FROM 26-JUL-2024
26-JUL-2024
|
|
| 80 |
|
|
APPALANAIDU PUSHPAM
|
|
|
|
PALLAVA RESORTS PVT.LTD.
(CIN:U55101TN2005PTC057933)
|
|
CARRYING VALUE AND DISPOSAL OF INVESTMENTS WERE NOT MADE AS PER ACCOUNTING STANDARD 13 IN THE FINANCIAL STATEMENTS VIOLATING SECTION 134(5)(B) OF THE COMPANIES ACT, 2013
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS AS PER ACCOUNTING STANDARD 18 VIOLATING SECTION 134(5)(B) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,50,000
26-JUL-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 4 of 59
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