| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
AMIT MONO BANERJI
|
|
|
|
TABLESPACE TECHNOLOGIES PVT.LTD.
(CIN:U74999KA2017PTC101040)
|
|
DID NOT ADHERE TO SECTIONS 230 AND 231 READ WITH 232 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.20,000
04-DEC-2024
|
|
| 42 |
|
|
AMIT PATHAK
|
|
|
|
UNITED TECHNOLOGIES CORP.INDIA PVT.LTD.
(CIN:U63000DL2008FTC270957)
|
|
DELAY IN FILING OF E-FORM NO.BEN-2 ATTACHING E-FORM NO.BEN-1 TO THE REGISTRAR OF COMPANIES VIOLATING SECTION 90(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,59,000
27-JAN-2025
|
|
| 43 |
|
|
AMRESH KUMAR
|
|
|
DID NOT REPORT VIOLATIONS/ NON-COMPLIANCE MADE BY THE COMPANY IN AUDIT REPORT VIOLATING SECTIONS 143(3)(D) AND 143(3)(E) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,000
02-SEP-2024
|
|
| 44 |
|
|
AMRIT SINGH RANDHAWA
(DIN:01200522)
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 45 |
|
|
ANAND KUMAR DIXIT
|
|
|
|
PRIYANSHI NIDHI LTD.
(CIN:U67200UP2017PLC093589)
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
10-JAN-2025
|
|
| 46 |
|
|
ANAND KUMAR DIXIT
|
|
|
|
PRIYANSHI NIDHI LTD.
(CIN:U67200UP2017PLC093589)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
04-SEP-2024
|
|
| 47 |
|
|
ANAND KUMAR DIXIT
|
|
|
|
PRIYANSHI NIDHI LTD.
(CIN:U67200UP2017PLC093589)
|
|
DID NOT INCLUDE WEB ADDRESS IN DIRECTORS REPORT VIOLATING SECTION 134(3)(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
04-SEP-2024
|
|
| 48 |
|
|
ANAND KUMAR DIXIT
|
|
|
|
PRIYANSHI NIDHI LTD.
(CIN:U67200UP2017PLC093589)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
04-SEP-2024
|
|
| 49 |
|
|
ANAND KUMAR DIXIT
|
|
|
|
PRIYANSHI NIDHI LTD.
(CIN:U67200UP2017PLC093589)
|
|
DID NOT FILE FORM MGT-14 FOR APPROVAL OF ACCOUNTS VIOLATING SECTIONS 117(1) READ WITH 179(3)(G) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
04-SEP-2024
|
|
| 50 |
|
|
ANANDAN
|
|
|
|
SRI SUBHALAKSHMI INFRA PVT.LTD.
(CIN:U45208TN2012PTC088837)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,73,300
DIRECTED TO RECTIFY THE DEFAULT BY FILING FINANCIAL STATEMENTS FOR THE REMAINING PERIODS FROM 12-JUL-2024
12-JUL-2024
|
|
| 51 |
|
|
ANANDAN
|
|
|
|
SRI SUBHALAKSHMI INFRA PVT.LTD.
(CIN:U45208TN2012PTC088837)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
12-JUL-2024
|
|
| 52 |
|
|
ANANDAN
|
|
|
|
SRI SUBHALAKSHMI INFRA PVT.LTD.
(CIN:U45208TN2012PTC088837)
|
|
DID NOT FILE FINANCIAL STATEMENT TO REGISTRAR OF COMPANIES VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,76,300
DIRECTED TO RECTIFY THE DEFAULT BY FILING FINANCIAL STATEMENTS FOR THE REMAINING PERIODS FROM 12-JUL-2024
12-JUL-2024
|
|
| 53 |
|
|
ANANDAN
|
|
|
|
SRI SUBHALAKSHMI INFRA PVT.LTD.
(CIN:U45208TN2012PTC088837)
|
|
DID NOT FOLLOW ACCOUNTING STANDARDS FOR RELATED PARTY DISCLOSURE VIOLATING SECTION 134(5)(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
12-JUL-2024
|
|
| 54 |
|
|
ANANTVIKRAM RAJESH SOMANI
|
|
|
|
VOLANT TEXTILE MILLS LTD.
(CIN:L17120MH1994PLC079534)
|
|
DELAY IN FILING OF FINANCIAL STATEMENTS VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,36,300
04-DEC-2024
|
|
| 55 |
|
|
ANANTVIKRAM RAJESH SOMANI
|
|
|
|
VOLANT TEXTILE MILLS LTD.
(CIN:L17120MH1994PLC079534)
|
|
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.83,300
04-DEC-2024
|
|
| 56 |
|
|
ANDER GANDIAGA OSORO
|
|
|
|
INGETEAM INDIA PVT.LTD.
(CIN:U31908TN2012FTC145995)
|
|
DELAY IN TRANSFERRING UNSPENT CORPORATE SOCIAL RESPONSIBILITY (CSR) FUND VIOLATING SECTION 135(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,915
03-OCT-2024
|
|
| 57 |
|
|
ANGANA GNANESH BHAGAT
|
|
|
|
YASH INNOVENTURES LTD.
(CIN:L45100GJ1991PLC016557)
|
|
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.56,000
20-SEP-2024
|
|
| 58 |
|
|
ANIL CHAKRAPANI
|
|
|
|
MAHE ROYAL TRAVANCORE NIDHI LTD.
(CIN:U65990PY2020PLN008629)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
19-DEC-2024
|
|
| 59 |
|
|
ANIL KUMAR
(DIN:08097311)
|
|
|
|
ANJAM MUTUAL BENEFIT NIDHI LTD.
(CIN:U65100UP2018PLC102571)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
09-JAN-2025
|
|
| 60 |
|
|
ANIL PANDEY
|
|
|
|
SHUBHMANGAL INDIA NIDHI LTD.
(CIN:U65990UP2016PLC082843)
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
03-SEP-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 3 of 59
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