| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 401 |
|
TEJAS CARGO INDIA PVT.LTD.
(CIN:U60230HR2021PTC094052)
|
|
|
|
CHANDER BINDAL
(DIN:03221817)
|
|
|
MANISH BINDAL
(DIN:07842313)
|
|
DELAY IN SUBMISSION OF E-FORM INC 20A WITH REGISTRAR OF COMPANIES VIOLATING SECTION 10(A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
14-JAN-2025
|
|
| 402 |
|
|
TEWARI RESTAURANT PVT.LTD.
(CIN:U55101DL2015PTC278123)
|
|
|
|
DEV KUMAR ARORA
|
|
|
NOORUL AFREEN
|
|
|
VIKRAM HANDA
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTIONS 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,04,150
11-OCT-2024
|
|
| 403 |
|
|
TEWARI RESTAURANT PVT.LTD.
(CIN:U55101DL2015PTC278123)
|
|
|
|
DEV KUMAR ARORA
|
|
|
NOORUL AFREEN
|
|
|
VIKRAM HANDA
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,15,350
11-OCT-2024
|
|
| 404 |
|
|
THAZHAYIL NIDHI LTD.
(CIN:U65910KL2015PLC038217)
|
|
|
|
GENOY JOHH
(DIN:07072373)
|
|
|
RANI ANNA JOHN
(DIN:07072379)
|
|
|
RICHIE THOMAS
(DIN:07072384)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
06-FEB-2025
|
|
| 405 |
|
|
TPI INDIA LTD.
(CIN:L28129MH1982PLC026917)
|
|
|
|
BHARAT CHIMANLAL PAREKH
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,18,500
07-JAN-2025
|
|
| 406 |
|
|
TRICHY FABRICATORS PVT.LTD.
(CIN:U28122TN2006PTC059436)
|
|
|
|
RAMASAMAY KANNAN
|
|
|
SRIKANTH POTHIRAJ
|
|
DID NOT ATTACH FORM AOC-2 ALONG WITH BOARD OF DIRECTORS REPORT VIOLATING SECTION 134(3)(H) OF THE COMPANIES ACT, 2013 READ WITH RULE 8 OF THE COMPANIES (ACCOUNTS) RULES, 2014
|
IMPOSED PENALTY RS.3,00,000
29-APR-2024
|
|
| 407 |
|
|
TRIKAAL LEASIING & FINANCE LTD.
|
|
|
|
RAVI NARAYAN DESHPANDE
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
26-NOV-2024
|
|
| 408 |
|
|
TRISTAR TRANSPORT (INDIA) PVT.LTD.
(CIN:U50100KL2018FTC054730)
|
|
|
|
EUGENE ALOYSIOUS MAYNE
|
|
|
KAZHAKUTTAM KUNJURAMAN VIKRAMAN
|
|
|
MARCO BACHECHI
|
|
|
SHANMUKHAN CHADRASEKHARA PILLAI
|
|
DELAY IN ISSUING BEN-4 NOTICE TO ITS MEMBER VIOLATING SECTION 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
27-FEB-2025
|
|
| 409 |
|
|
TRISTAR TRANSPORT (INDIA) PVT.LTD.
(CIN:U50100KL2018FTC054730)
|
|
|
|
EUGENE ALOYSIOUS MAYNE
|
|
DELAY IN FILING OF FORM NO.BEN-1 WITH THE COMPANY VIOLATING SECTION 90(1) OF THE COMPANIES ACT, 2013
|
27-FEB-2025
|
|
| 410 |
|
|
TRIVENI HI-TECH PVT.LTD.
(CIN:U72200KA1996PTC020645)
|
|
|
|
KRISHNAMURTHY V.C.
|
|
|
SATHEESH KUMAR KURUPPATH
|
|
FILED INCORRECT ATTACHMENTS WITH E-FORM AOC-4 VIOLATING RULE 8(3) OF THE COMPANIES (REGISTRATION OFFICES & FEES) RULES, 2014 OF THE COMPANIES ACT, 2013
|
13-SEP-2024
|
|
| 411 |
|
|
TRIVENI NIDHI LTD.
(CIN:U65999UP2017PLC089064)
|
|
|
|
CHHABINATH SINGH
|
|
|
JAY MALA RAI
|
|
|
RAJESH KUMAR SINGH
|
|
DID NOT PROPERLY MAINTAIN MINUTE BOOKS OF PROCEEDINGS OF BOARD MEETINGS, GENERAL MEETINGS ETC VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.25,000
04-SEP-2024
|
|
| 412 |
|
|
TRIVENI NIDHI LTD.
(CIN:U65999UP2017PLC089064)
|
|
|
|
CHHABINATH SINGH
|
|
|
JAY MALA RAI
|
|
|
RAJESH KUMAR SINGH
|
|
DID NOT FURNISH EXPLANATION OR COMMENTS IN BOARD REPORT REGARDING ADVERSE REMARK/ QUALIFICATION MADE BY STATUTORY AUDITORS VIOLATING SECTION 134(3)(F) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
04-SEP-2024
|
|
| 413 |
|
|
TROUW NUTRITION INDIA PVT.LTD.
(CIN:U15331TN2006PTC068742)
|
|
|
|
SAURABH SHEKHAR
|
|
|
VIJAY KUMAR KABRA
|
|
DID NOT MAINTAIN AND KEEP PROPER MINUTES UNDER THE CUSTODY OF DIRECTORS/ AUTHORIZED PERSON VIOLATING SECTION 118 OF THE COMPANIES ACT, 2013 READ WITH RULE 25 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.15,25,000
22-OCT-2024
|
|
| 414 |
|
|
TRUTHIGH FINTECH PVT.LTD.
(CIN:U72900MH2019PTC330651)
|
|
|
|
ANUBHAV DWIVEDI
(DIN:08886321)
|
|
|
ASHISH KUMAR
(DIN:09191313)
|
|
|
GAJENDRA RAVINDRANATH TIWARI
(DIN:08559533)
|
|
|
KEVAL MAHENDRA SHAH
(DIN:07649694)
|
|
|
PAWANDEEP
(DIN:09020324)
|
|
|
PEIHAN WEI
(DIN:08625943)
|
|
|
SUNIL KUMAR RAM
(DIN:09010934)
|
|
DELAY IN FILING OF FINANCIAL STATEMENTS VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,06,200
07-JAN-2025
|
|
| 415 |
|
|
TRUTHIGH FINTECH PVT.LTD.
(CIN:U72900MH2019PTC330651)
|
|
|
|
ANUBHAV DWIVEDI
(DIN:08886321)
|
|
|
ASHISH KUMAR
(DIN:09191313)
|
|
|
GAJENDRA RAVINDRANATH TIWARI
(DIN:08559533)
|
|
|
KEVAL MAHENDRA SHAH
(DIN:07649694)
|
|
|
PAWANDEEP
(DIN:09020324)
|
|
|
PEIHAN WEI
(DIN:08625943)
|
|
|
SUNIL KUMAR RAM
(DIN:09010934)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT 2013
|
IMPOSED PENALTY RS.1,03,200
07-JAN-2025
|
|
| 416 |
|
|
TRUTHIGH FINTECH PVT.LTD.
(CIN:U72900MH2019PTC330651)
|
|
|
|
ASHISH KUMAR
(DIN:09091313)
|
|
|
PAWANDEEP
(DIN:09020324)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 417 |
|
|
UFM INDUSTRIES LTD.
(CIN:l15311as1986plc002539)
|
|
|
|
AVISHEK JAIN
|
|
|
JYOTI JAIN
|
|
|
MAHABIR PRASAD JAIN
|
|
DID NOT FILE FORM NO.BEN-2 UNDER PROVISIONS OF SECTION 90 OF THE COMPANIES ACT, 2013 READ WITH RULE 4 OF COMPANIES (SIGNIFICANT BENEFICIAL OWNERS) RULES, 2018
|
IMPOSED PENALTY RS.3,21,500
12-SEP-2024
|
|
| 418 |
|
|
ULTRAVIOLETTE AUTOMOTIVE PVT.LTD.
(CIN:U34102KA2015PTC084804)
|
|
|
|
NIRAJ RAJMOHAN
|
|
|
SUBRAMANIAM NARAYAN PERUVUMBA
|
|
DELAY IN REPAYING APPLICATION MONEY WITHIN FIFTEEN DAYS VIOLATING SECTION 42 OF THE ACT READ WITH RULE 14 OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
UTILIZED FUNDS BEFORE FILING OF E-FORM PAS-3 VIOLATING SECTION 42(4) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DELAY IN FILING OF E-FORM PAS-3 FOR ALLOTMENT OF SECURITIES VIOLATING SECTION 42(8) OF THE ACT OF THE COMPANIES (PROSPECTUS & ALLOTMENT OF SECURITIES) RULES, 2014
DID NOT MAKE FEW OF THE REQUIRED DISCLOSURES IN ALLOTMENT OF SHARES VIOLATING SECTION 55 (2) OF THE ACT READ WITH RULE 9 OF THE COMPANIES (SHARE CAPITAL & DEBENTURES) RULES, 2014
|
IMPOSED PENALTY RS.4,74,000
27-NOV-2024
|
|
| 419 |
|
|
ULTRAVIOLETTE AUTOMOTIVE PVT.LTD.
(CIN:U34102KA2015PTC084804)
|
|
|
|
NIRAJ RAJMOHAN
|
|
|
SUBRAMANIAM NARAYAN PERUVUMBA
|
|
APPOINTED WHOLE TIME COMPANY SECRETARY BY PASSING A CIRCULAR RESOLUTION INSTEAD OF A RESOLUTION PASSED AT A BOARD MEETING AS PER SECTIONS 179(3) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.15,000
28-NOV-2024
|
|
| 420 |
|
|
ULTRAVIOLETTE AUTOMOTIVE PVT.LTD.
(CIN:U34102KA2015PTC084804)
|
|
|
|
NIRAJ RAJMOHAN
|
|
|
SUBRAMANIAM NARAYAN PERUVUMBA
|
|
DID NOT MAKE ADEQUATE DISCLOSURES IN LETTER HEAD OF THE COMPANY AS REQUIRED UNDER SECTION 12(3)(C) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,500
02-DEC-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 21 of 23
|
