| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
AISHWARYA KUMAR BABU REDDY
|
|
|
|
CORNERSTONE PROPERTIES PVT.LTD.
(CIN:U07010KA2004PTC033504)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 22 |
|
|
AISHWARYA SATISH KUMAR
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DELAY IN HOLDING SEPARATE MEETING VIOLATING SECTION 149 READ WITH SCHEDULE IV OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 23 |
|
|
AISHWARYA SATISH KUMAR
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DID NOT ADHERE TO SECRETARIAL STANDARDS SPECIFIED BY ICAI VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
24-DEC-2024
|
|
| 24 |
|
|
AJAY JOGINDERNATH MEHRA
|
|
|
|
WIND WORLD (INDIA) LTD.
(CIN:U31200DD2003PLC003236)
|
|
DID NOT PROPERLY MAINTAIN MINUTE BOOKS OF PROCEEDINGS OF BOARD MEETINGS, GENERAL MEETINGS ETC VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
15-APR-2024
|
|
| 25 |
|
|
AJAY KUMAR AGGARWAL
|
|
|
|
COMBINE VANIJYA PVT.LTD.
(CIN:U51109WB2005PTC103756)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
13-SEP-2024
|
|
| 26 |
|
|
AJAY KUMAR AGGARWAL
|
|
|
|
HARIPUSHP ENTERPRISES PVT.LTD.
(CIN:U27203KA1988PTC009215)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
13-SEP-2024
|
|
| 27 |
|
|
AJAY KUMAR CHAURASIA
|
|
|
|
ROYALSYMBOL NIDHI LTD.
(CIN:U65190UP2016PLC084392)
|
|
DID NOT MAINTAIN REGISTERED OFFICE ADDRESS VIOLATING SECTIONS 12(1) AND 12(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
06-SEP-2024
|
|
| 28 |
|
|
AJOY SINGH
(DIN:06919583)
|
|
|
|
RAIN BOW FINANCE INDIA LTD.
(CIN:U65191TN1980PLC008467)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.95,000
11-DEC-2024
|
|
| 29 |
|
|
AKASH NASKAR
(DIN:09372777)
|
|
|
|
BUILD CON FINANCE LTD.
(CIN:U65191TN1995PLC031175)
|
|
DID NOT MAINTAIN REGISTERED OFFICE AS PER SECTION 12 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.95,000
12-DEC-2024
|
|
| 30 |
|
|
AKHILESH KUMAR
(PAN:BVAPK2361L)
|
|
|
|
PVV INFRA LTD.
(CIN:L70102TN1995PLC068528)
|
|
DEFAULTED IN FILING NOTICE RELATED TO ALTERNATION, INCREASE OR REDEMPTION OF SHARE CAPITAL ALONG WITH THE MEMORANDUM WITH REGISTRAR OF COMPANIES VIOLATING SECTION 64(2) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.35,500
09-JAN-2025
|
|
| 31 |
|
|
AKSHAY KUMAR BABU REDDY
|
|
|
|
CORNERSTONE PROPERTIES PVT.LTD.
(CIN:U07010KA2004PTC033504)
|
|
DID NOT APPOINT WHOLE-TIME COMPANY SECRETARY VIOLATING SECTION 383A OF THE COMPANIES ACT, 1956
DID NOT APPOINT WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.5,00,000
04-DEC-2024
|
|
| 32 |
|
|
AKSHAY KUMAR GURNANI
|
|
|
|
VETO SWITCHGEARS & CABLES LTD.
(CIN:L31401MH2007PLC171844)
|
|
DELAY IN FURNISHING THE DECLARATIONS TO THE COMPANY IN FORMS NO.MGT-4 AND MGT-5 VIOLATING SECTIONS 89(1) READ WITH 89(2) OF THE COMPANIES ACT, 2013 READ WITH RULE 9 OF THE COMPANIES (MANAGEMENT AND ADMINISTRATION) RULES, 2014
|
IMPOSED PENALTY RS.2,27,800
31-JUL-2024
|
|
| 33 |
|
|
ALI BAZEIH
|
|
|
|
MAJID AL FUTTAIM HYPERMARKETS PVT.LTD.
(CIN:U72900HR2019FTC080634)
|
|
DID NOT TAKE NECESSARY STPES TO IDENTIFY SIGNIFICANT BENEFICIAL OWNER VIOLATING SECTION 90(4A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
13-SEP-2024
|
|
| 34 |
|
|
ALI BAZEIH
|
|
|
|
MAJID AL FUTTAIM HYPERMARKETS PVT.LTD.
(CIN:U72900HR2019FTC080634)
|
|
DID NOT ISSUE BEN-4 NOTICE TO ITS MEMBER VIOLATING SECTION 90(5) OF THE COMPANIES ACT, 2013 READ WITH RULE 2A(2) OF THE COMPANIES (SIGNIFICANT BENEFICIAL OWNERS) RULES, 2018
|
IMPOSED PENALTY RS.50,000
13-SEP-2024
|
|
| 35 |
|
|
AMBALA MOHANLAL PORWAL
|
|
|
|
METALLOYS RECYCLING LTD.
(CIN:u15205mh1987plc043227)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
08-JAN-2025
|
|
| 36 |
|
|
AMIT DHAWAN
(DIN:03031778)
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 37 |
|
|
AMIT GAUR
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 38 |
|
|
AMIT KUMAR AGRAWAL
|
|
|
|
LAKSHYA POWERTECH PVT.LTD.
(CIN:U74900GJ2012PLC071218)
|
|
DID NOT FILE MGT-14 WITH REGARDS TO SPECIAL RESOLUTION FOR PRIOR APPROVAL REGARDING RAISING OF FUNDS THROUGH UNSECURED LOAN WITH OPTION TO CONVERSION INTO EQUITY SHARES AS SPECIFIED UNDER SECTION 117 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.36,100
03-SEP-2024
|
|
| 39 |
|
|
AMIT KUMAR BHUNIA
|
|
|
|
ASHAPURAM NIDHI LTD.
(CIN:U74999WB2018PLC224919)
|
|
DID NOT MENTION DIRECTOR IDENTIFICATION NUMBER (DIN) IN ANNUAL REPORT VIOLATING SECTION 158 OF COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
31-JAN-2024
|
|
| 40 |
|
|
AMIT LALITRAI SHAH
|
|
|
|
GRACE INFRASTRUCTURE PVT.LTD.
(CIN:U40106PY2004PTC001786)
|
|
DELAY IN APPOINTMENT OF WHOLE TIME COMPANY SECRETARY VIOLATING SECTION 203(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 8A OF THE COMPANIES (APPOINTMENT AND REMUNERATION OF MANAGERIAL PERSONNEL) RULES, 2014
|
IMPOSED PENALTY RS.5,00,000
09-OCT-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 2 of 59
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