| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A.H.AHAMAD SHAKIR
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN FILING OF FORM NO.BEN-1 WITH THE COMPANY VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,00,000
05-SEP-2024
|
|
| 2 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DELAY IN HOLDING SEPARATE MEETING VIOLATING SECTION 149 READ WITH SCHEDULE IV OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 3 |
|
|
AASTHA SHARMA
|
|
|
|
ANHEUSER BUSCH INBEV INDIA LTD.
(CIN:U65990MH1988PLC049687)
|
|
DID NOT ADHERE TO SECRETARIAL STANDARDS SPECIFIED BY ICAI VIOLATING SECTION 118(10) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.10,000
24-DEC-2024
|
|
| 4 |
|
|
ABDUL ALIM
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN ISSUING OF E-FORM NO.BEN-4 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-SEP-2024
|
|
| 5 |
|
|
ABHAY PARNERKAR
|
|
|
|
GODREJ TYSON FOODS LTD.
(CIN:U15122MH2008PLC177741)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 6 |
|
|
ABHAY PARNERKAR
|
|
|
|
GODREJ TYSON FOODS LTD.
(CIN:U15122MH2008PLC177741)
|
|
DELAY IN APPOINTMENT OF WOMEN DIRECTOR VIOLATING SECTION 149(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
07-JAN-2025
|
|
| 7 |
|
|
ABHISHEK KUMAR
|
|
|
|
RHINO FINANCE PVT.LTD.
(CIN:U67120AS1996PTC004705)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
17-OCT-2024
|
|
| 8 |
|
|
ABHISHEK NALWAYA
|
|
|
|
MAJID AL FUTTAIM HYPERMARKETS PVT.LTD.
(CIN:U72900HR2019FTC080634)
|
|
DID NOT TAKE NECESSARY STPES TO IDENTIFY SIGNIFICANT BENEFICIAL OWNER VIOLATING SECTION 90(4A) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
13-SEP-2024
|
|
| 9 |
|
|
ABHISHEK NALWAYA
|
|
|
|
MAJID AL FUTTAIM HYPERMARKETS PVT.LTD.
(CIN:U72900HR2019FTC080634)
|
|
DID NOT ISSUE BEN-4 NOTICE TO ITS MEMBER VIOLATING SECTION 90(5) OF THE COMPANIES ACT, 2013 READ WITH RULE 2A(2) OF THE COMPANIES (SIGNIFICANT BENEFICIAL OWNERS) RULES, 2018
|
IMPOSED PENALTY RS.50,000
13-SEP-2024
|
|
| 10 |
|
|
ABIR SHAIKH
|
|
|
|
B.BRAUN MEDICAL (INDIA) PVT.LTD.
(CIN:U33112MH1984PTC214514)
|
|
DELAY IN FILING OF E-FORM NO.BEN-2 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(1) AND 90(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,74,000
17-SEP-2024
|
|
| 11 |
|
|
ABIR SHAIKH
|
|
|
|
B.BRAUN MEDICAL (INDIA) PVT.LTD.
(CIN:U33112MH1984PTC214514)
|
|
DELAY IN FILING OF FORM NO.BEN-1 WITH THE COMPANY VIOLATING SECTION 90(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
17-SEP-2024
|
|
| 12 |
|
|
ABU SADEQUE ISHTIAQUE AHMED CHOUDHURY
|
|
|
|
MOONLIGHT ASSOCIATES LTD.
(CIN:U85110AS2004PLC007336)
|
|
DID NOT FILE ANNUAL RETURNS AND/OR FINANCIAL STATEMENTS VIOLATING SECTION 137(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.2,40,000
05-FEB-2025
|
|
| 13 |
|
|
ABU SADEQUE ISHTIAQUE AHMED CHOUDHURY
|
|
|
|
MOONLIGHT ASSOCIATES LTD.
(CIN:U85110AS2004PLC007336)
|
|
DID NOT FILE FINANCIAL STATEMENTS AND/OR ANNUAL RETURN VIOLATING SUB SECTION 4 OF SECTION 92(4) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.3,00,000
05-FEB-2025
|
|
| 14 |
|
|
ABU SADEQUE ISHTIAQUE AHMED CHOUDHURY
|
|
|
|
MOONLIGHT ASSOCIATES LTD.
(CIN:U85110AS2004PLC007336)
|
|
DID NOT ACKNOWLEDGE LETTER/NOTICE ISSUED/ADDRESSED AT THE REGISTERED OFFICE ADDRESS OF COMPANY VIOLATING SECTION 12(1) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-FEB-2025
|
|
| 15 |
|
|
ADIT NITINKUMAR THAKKAR
|
|
|
|
NAIKA ENVIRO PVT.LTD.
(CIN:U90000GJ2022PTC136317)
|
|
DELAY IN FILING OF E-FORM INC-20A VIOLATING SECTION 10A OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.50,000
20-SEP-2024
|
|
| 16 |
|
|
ADITYA KUMAR SINGH
(DIN:02624530)
|
|
|
|
INDORE WIRE CO.LTD.
(CIN:L99999MH1960PLC011854)
|
|
DELAY IN FILING OF FINANCIAL STATEMENTS VIOLATING SECTION 137 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,13,400
17-JAN-2024
|
|
| 17 |
|
|
ADITYA KUMAR SINGH
(DIN:02624530)
|
|
|
|
INDORE WIRE CO.LTD.
(CIN:L99999MH1960PLC011854)
|
|
DID NOT FILE ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT 2013
DELAY IN FILING OF ANNUAL RETURN VIOLATING SECTION 92 OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.60,400
17-JAN-2024
|
|
| 18 |
|
|
AHAMED SAKIR
|
|
|
|
ETA STAR PROPERTY DEVELOPERS LTD.
(CIN:U70102TN2005PLC064766)
|
|
DELAY IN ISSUING OF E-FORM NO.BEN-4 WITH THE REGISTRAR OF COMPANIES VIOLATING SECTIONS 90(4A) READ WITH 90(5) OF THE COMPANIES ACT, 2013
|
IMPOSED PENALTY RS.1,00,000
05-SEP-2024
|
|
| 19 |
|
|
AIKJOT SINGH
(DIN:06579087)
|
|
|
|
QUADRANT FUTURE TEK LTD.
(CIN:U74999PB2015PLC039758)
|
|
DID NOT APPOINT ONE-THIRD OF THE TOTAL NUMBER OF DIRECTORS AS INDEPENDENT DIRECTORS VIOLATING SECTION 149(4) OF THE COMPANIES ACT, 2013 READ WITH RULE 4(1) OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULE, 2014
|
IMPOSED PENALTY RS.1,00,000
24-SEP-2024
|
|
| 20 |
|
|
AIPING ZHANG
|
|
|
|
GDY MANUFACTURING PVT.LTD.
|
|
DID NOT SUBMIT E-FORM DIR-3 KYC TO CENTRAL GOVERNMENT VIOLATING RULE 12A OF COMPANIES (APPOINTMENT AND QUALIFICATION OF DIRECTORS) RULES, 2014
|
IMPOSED PENALTY RS.25,000
06-SEP-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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