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SOURCE OF INFORMATION : INTER-CONNECTED STOCK EXCHANGE LISTS
PERIOD COVERED : 17-APR-2004 TO 31-OCT-2024

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person SHANTI CREDIT & HOLDINGS PVT.LTD.  
History of entity/person HITESH GANDHI

History of entity/person VIKAS GANDHI
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
62
History of entity/person SHIBY SECURITIES  
History of entity/person SHIBY THOMAS
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
63
History of entity/person SHIVA SHAKTI SECURITIES  
History of entity/person SURESH MEHRA
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
64
History of entity/person SHREE SHYAM STOCK BROKING PVT.LTD.  
History of entity/person JYOTI KEJRIWAL

History of entity/person TIKAM CHAND CHANGOLWALA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
65
History of entity/person SHREERAM SECURITIES  
History of entity/person SANGEETA THARD
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
66
History of entity/person SHUBHAM INVESTMENT  
History of entity/person SHASHI JAIN
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
67
History of entity/person SHUBHAM SHARES BROKING  
History of entity/person RAHUL LAXMICHAND DEDHIA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
68
History of entity/person SIM SECURITIES  
History of entity/person RAVINDER SINGH LAMBA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
69
History of entity/person SKC SECURITIES  
History of entity/person PRERNA CHOUDHARY
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
70
History of entity/person SKR SECURITIES  
History of entity/person SOVAN KUMAR ROY
  		DID NOT PAY PENALTY   DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
71
History of entity/person SOWMYAM SECURITIES PVT.LTD.  
History of entity/person K.ISHWAR

History of entity/person P.K.KUMARASWAMY
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
72
History of entity/person SUNIDHI TRADERS  
History of entity/person JYOTHI P.MEGHJI
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
73
History of entity/person SURESH KUMAR SARAF,M/S  
History of entity/person SURESH KUMAR SARAF
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
74
History of entity/person TIDA GELA SECURITIES  
History of entity/person JUHEE BAJAJ
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
75
History of entity/person TRUST CONSULTANCY INC.  
History of entity/person JAYSUKH J.RUDANI
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
76
History of entity/person UTKRISTH SHARE & STOCK BROKERS LTD.  
  DID NOT PAY PENALTY   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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