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SOURCE OF INFORMATION : INTER-CONNECTED STOCK EXCHANGE LISTS
PERIOD COVERED : 17-APR-2004 TO 31-OCT-2024

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person MEDITERRANIAN INVESTMENTS PVT.LTD.  
History of entity/person ASHOK J.RAMSINGHANI

History of entity/person VISHAL A.RAMSINGHANI
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
42
History of entity/person MEENAKSHI BROKING SERVICES PVT.LTD.  
History of entity/person ANANT GUPTA

History of entity/person MEENAKSHI GUPTA
  		DID NOT PAY PENALTY   DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
43
History of entity/person MEGA MILLENNIUM INVESTMENT PVT.LTD.  
  DID NOT PAY PENALTY   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
44
History of entity/person N.K.GUPTA & CO.  
History of entity/person N.K.GUPTA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
45
History of entity/person NAKODA SHARES & STOCKS LTD.  
History of entity/person PREMRAJ BHANDARI

History of entity/person RAVINDRA MEHTA
  		DID NOT PAY PENALTY   DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
46
History of entity/person NETWORK STOCKVEST PVT.LTD.  
History of entity/person ARTI GUPTA

History of entity/person SALESH GUPTA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
47
History of entity/person NICE STOCK & SECURITIES PVT.LTD.  
History of entity/person ANIL KUMAR

History of entity/person RAMAWATAR RAJGARHIA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
48
History of entity/person NITIN S.THAKUR,M/S  
  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
49
History of entity/person NOBLE INVESTMENT SERVICES  
History of entity/person M.D.NAZISH SHAMIM
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
50
History of entity/person ORCHID STOCKS & SECURITIES  
History of entity/person SANJAY AGARWAL
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
51
History of entity/person PAYAL INVESTMENT  
History of entity/person PRATIMA NANJI DAMA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
52
History of entity/person R.K.CONSULTANTS  
History of entity/person HARI BABU RAVURI
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
53
History of entity/person R.S.PORTFOLIO PVT.LTD.  
History of entity/person ANRESH KUMAR SINGH

History of entity/person RAJEEV BERI
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
54
History of entity/person RADHEYA SECURITIES  
History of entity/person RAMESH KUMAR JETHMALJI MANTRI
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
55
History of entity/person RAJSONS STOCK & SECURITIES PVT.LTD.  
History of entity/person RAVI BHATIA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
56
History of entity/person S.K.JAIN & CO.  
History of entity/person SAROJ KUMAR JAIN
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
57
History of entity/person S.KUMAR & CO.  
History of entity/person SANTOSH KUMAR GUPTA
  		DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
58
History of entity/person S.MASHRUWALA & CO.  
History of entity/person SUREKHA V.MASHRUWALA
  		DID NOT PAY PENALTY   DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
59
History of entity/person SANJEEV KUMAR JHA,M/S  
  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
60
History of entity/person SANMATI SECURITIES  
History of entity/person MANOJ KUMAR GANGWAL
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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