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SOURCE OF INFORMATION : INTER-CONNECTED STOCK EXCHANGE LISTS
PERIOD COVERED : 17-APR-2004 TO 31-OCT-2024

STOCK BROKERS: FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ARUN JASWANTLAL ACHARYA,M/S  
  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
2
History of entity/person ASHAR'S HOLDING PVT.LTD.  
History of entity/person KUMAR PRATAP ASHAR

History of entity/person MANISH PRATAP ASHAR
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
3
History of entity/person ASMITA BROKING (INDIA) PVT.LTD.  
History of entity/person ASHOK KUMAR R.AGRAWAL

History of entity/person SAPNA ASHOK AGRAWAL
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
4
History of entity/person BAKUL B.GHIYA,M/S  
History of entity/person BAKUL B.GHIYA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
5
History of entity/person BALLABH DAS CHANDAK,M/S  
History of entity/person BALLABH DAS CHANDAK
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
6
History of entity/person BEST VISION INVESTS  
History of entity/person SHREEJA KEYAL
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
7
History of entity/person BHANDARI & ASSOCIATES  
History of entity/person ADITYA L.BHANDARI

History of entity/person LAKHPAT M.BHANDARI
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
8
History of entity/person BKG STOCK & SHARE BROKING SERVICES PVT.LTD.  
History of entity/person GOPAL GHOSH

History of entity/person MRINAL KANTI SAHAH
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
9
History of entity/person COMPUWIZ SECURITIES PVT.LTD.  
History of entity/person KUSUM NEVATIA

History of entity/person SANDEEP KR.THARAD
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
10
History of entity/person DIVYAM SHARES  
History of entity/person GOPAL GHOSH

History of entity/person RAJENDRA NATHA GUPTA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
11
History of entity/person DOVE INVESTMENT & SECURITIES  
History of entity/person SHAKIL YUSUF KOCHRA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
12
History of entity/person GAUTAM INVESTMENT & CO.  
History of entity/person A.S.CHOUDHARY
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
13
History of entity/person GAYATRI SECURITIES  
History of entity/person P.RAYKUMAR
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
14
History of entity/person GEE CAPITAL SERVICES  
History of entity/person ASHWANI GAKHAR

History of entity/person SANJEEV SACHDEVA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
15
History of entity/person GREEN MERCHANTS PVT.LTD.  
History of entity/person GAGAN SONTHALIA
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
16
History of entity/person J.M.HOLDINGS PVT.LTD.  
History of entity/person CHANDU PATEL
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
17
History of entity/person JAY SHARE BROKER  
History of entity/person RAKESH PATEL
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
18
History of entity/person KAPIL CHATURVEDI  
History of entity/person KAPIL CHATURVEDI
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
19
History of entity/person M.M.FINANCIAL SERVICES  
History of entity/person ROHIT CHOUDHARY
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
20
History of entity/person MEDITERRANIAN INVESTMENTS PVT.LTD.  
History of entity/person ASHOK J.RAMSINGHANI

History of entity/person VISHAL A.RAMSINGHANI
  		FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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