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SOURCE OF INFORMATION : INSURANCE REGULATORY & DEVELOPMENT AUTHORITY OF INDIA WEBSITE
PERIOD COVERED : 16-AUG-2002 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

INSURANCE BROKER: CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

S.No. ENTITY  PERSONS  REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person PARAMOUNT INSURANCE BROKERS PVT.LTD.  
  DID NOT ADHERED TO THE CONDITIONS ON WHICH THE LICENCE WAS GRANTED

INDULGED IN INDUCEMENT IN CASH OR KIND TO THE CLIENT’S DIRECTORS AND THE PERSONS ACTING AS INTRODUCERS

DID NOT SUBMIT HALF YEARLY ACCOUNTS WITHIN STIPULATED TIME LIMIT

DID NOT MAINTAIN ADEQUATE LIMIT OF INDEMNITY IN PROFESSIONAL INDEMNITY POLICY

DID NOT MAINTAIN SYSTEM OF INTERNAL CONTROLS AND INTERNAL AUDIT

DID NOT MAINTAIN , PRESERVE AND PRODUCE BOOKS OF ACCOUNTS , RECORDS , VOUCHERS ETC.   		CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

04-JUL-2007 		 
22
History of entity/person PNB PRINCIPAL INSURANCE BROKING PVT.LTD.  
  SURRENDERED DIRECT INSURANCE BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

14-FEB-2011 		 
23
History of entity/person PROTECT INSURANCE SERVICES (INDIA) PVT.LTD.  
  SURRENDERED DIRECT INSURANCE BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

05-MAR-2009 		 
24
History of entity/person RELIGARE INSURANCE BROKING LTD.  
  SURRENDERED COMPOSITE BROKER BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

30-JUL-2012 		 
25
History of entity/person RPMG RISK MANAGEMENT SERVICES PVT.LTD.  
  SURRENDERED DIRECT INSURANCE BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

15-DEC-2009 		 
26
History of entity/person S.B.INSURANCE BROKERS PVT.LTD.  
  DID NOT SHARE DOCUMENTS WITH INSPECTION TEAM VIOLATING CLAUSE 1(F) OF REGULATION 41 OF IRDA (INSURANCE BROKERS) REGULATIONS, 2013

DID NOT SUBMIT DOCUMENTS WITH INSPECTION TEAM VIOLATING CLAUSE 1(I) OF REGULATION 41 OF IRDA (INSURANCE BROKERS) REGULATIONS, 2013

MADE SPURIOUS CALLS VIOLATING CLAUSE 1 OF SCHEDULE VIA READ WITH REGULATION 28 OF IRDA (INSURANCE BROKERS) REGULATIONS, 2013

ENGAGED INTO CALLS WITHOUT DISCLOSING IDENTITY VIOLATING CLAUSES 2(C) AND 2(J) OF SCHEDULE VIA READ WITH REGULATION 28 OF IRDA (INSURANCE BROKERS) REGULATIONS, 2013   		CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

18-JUN-2019 		 
27
History of entity/person SAGE INSURANCE BROKERS PVT.LTD.  
History of entity/person PREETI N.AGGARWALA
  		SUPPRESSED MATERIAL INFORMATION REGARDING PROMOTERS IN APPLICATION FILED FOR GRANT OF INSURANCE LICENSE

SUBMITTED FALSE DECLARATION IN APPLICATION FILED FOR GRANT OF INSURANCE LICENSE

SUBMITTED FALSE AFFIDAVIT REGARDING DISQUALIFICATION OF DIRECTOR   		CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

23-FEB-2006 		 
28
History of entity/person SAPTHAGIRI INSURANCE AGENCY SERVICES PVT.LTD.  
  SURRENDERED DIRECT INSURANCE BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

11-DEC-2006 		 
29
History of entity/person SNK INSURANCE BROKERS PVT.LTD.  
  SURRENDERED DIRECT INSURANCE BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

31-MAR-2011 		 
30
History of entity/person SPT INSURANCE PARK BROKING SERVICE PVT.LTD.  
  SURRENDERED DIRECT INSURANCE BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

17-APR-2007 		 
31
History of entity/person VICTORY INSURANCE BROKERS PVT.LTD.  
  SURRENDERED DIRECT INSURANCE BROKING LICENSE   CANCELLED CERTIFICATE OF REGISTRATION AS INSURANCE BROKER

14-MAY-2010 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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